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CFTC Orders Bitcoin Options Trading Platform Operator and its CEO to Cease Illegally Offering Bitcoin Options and to Cease Operating a Facility for Trading or Processing of Swaps without Registering , 7231-15 |
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CFTC Announces Proposal to Amend the Definition of “Material Terms” for Purposes of Swap Portfolio Reconciliation , 7230-15 |
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CFTC Agricultural Advisory Committee to Meet on September 22, 2015 , 7229-15 |
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CFTC Charges California Resident Hannes Tulving, Jr., through his company, The Tulving Company, Inc., with Misappropriation and Fraudulent Solicitation in a $17.8 Million Precious Metals Scheme , 7228-15 |
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CFTC Chairman Massad Announces Eric J. Pan as Director of the Office of International Affairs , 7227-15 |
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CFTC Issues Order of Temporary Registration as a Swap Execution Facility to LedgerX LLC , 7226-15 |
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CFTC Approves Final Regulation Requiring All Registered Introducing Brokers and Commodity Pool Operators, and Certain Registered Commodity Trading Advisors to Be Members of a Registered Futures Association , 7225-15 |
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CFTC Publishes List of Foreign Entities that Illegally Solicit U.S. Residents to Trade Foreign Currency and Binary Options , 7224-15 |
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Commodity Pool Operator Sentenced to 17 Years’ Incarceration for Fraud , 7223-15 |
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CFTC Orders Forex Capital Markets, LLC to Pay More Than $843,000 for Supervision and Record-Production Violations and for Violating a Previous Commission Order , 7222-15 |
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CFTC Charges Tennessee and Kentucky Residents Rodney Scott Phelps and Jason T. Castenir and Their Company, Maverick Asset Management, LLC, with Commodity Pool Fraud and Other Violations , 7221-15 |
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Federal Court in North Carolina Enters Judgment against Ron Earl McCullough and David Christopher Mayhew in Foreign Currency Ponzi Scheme , 7220-15 |
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CFTC Approves National Futures Association Rules Enhancing Protections for Retail Forex Customers , 7219-15 |
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CFTC Issues Orders of Foreign Board of Trade Registration to Permit Direct Access for ICE Futures Canada, Inc. and Montréal Exchange Inc. , 7218-15 |
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Federal Court in Illinois Orders Former Sentinel Management Group, Inc. Senior Vice President Charles K. Mosley to Pay More than $2 Million for Misusing Customer Funds , 7217-15 |
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CFTC Orders Swap Dealer INTL FCStone Markets, LLC to Pay a $200,000 Civil Monetary Penalty for Failure to Supervise Swaps Trading in Violation of CFTC Regulation 23.602 , 7216-15 |
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CFTC Issues Proposed Amendments to Swap Data Recordkeeping and Reporting Requirements for Cleared Swaps , 7215-15 |
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CFTC Issues Order of Exemption from Registration as a Derivatives Clearing Organization to ASX Clear (Futures) Pty Limited , 7214-15 |
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CFTC Seeking Public Comment on a Petition by Korea Exchange, Inc. for Exemption from DCO Registration , 7213-15 |
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CFTC Commissioner Mark P. Wetjen Announces his Resignation , 7212-15 |
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CFTC Staff Issues Extension to Time-Limited No-Action Letter on the Applicability of Transaction-Level Requirements in Certain Cross-Border Situations , 7211-15 |
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CFTC Charges New York Resident Gary Creagh and his Company, Wall Street Pirate Management, LLC, with Making False Statements to the National Futures Association , 7210-15 |
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CFTC Orders Morgan Stanley & Co. LLC to Pay a $300,000 Civil Monetary Penalty for Violations of Customer Protection Rule for Cleared Swaps and Related Supervision Failures , 7209-15 |
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New York Federal Court Orders New York Financial Advisor Wayne P. Weddington III and His Companies to Pay More than $1 Million for Commodity Pool Fraud and Unregistered Activity , 7208-15 |
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CFTC Staff Approves a Public Comment Extension for Certification Filing to Amend the Position Limits on NYISO Zone G Futures Contracts , 7207-15 |
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CFTC Charges Illinois Resident Husam Tayeh, Dinar Corp., Inc., and My Monex, Inc. with Fraud and Other Violations Involving Foreign Currency Scheme , 7206-15 |
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Court Orders $76 Million in Civil Monetary Penalties against Keith F. Simmons, Deanna Salazar and Their Companies in Connection with Foreign Currency Ponzi Scheme , 7205-15 |
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CFTC’s Energy and Environmental Markets Advisory Committee Releases Agenda for Upcoming Public Meeting , 7204-15 |
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CFTC Chairman Massad Announces the Appointment of Eileen T. Flaherty as Director of the Division of Swap Dealer and Intermediary Oversight , 7203-15 |
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CFTC’s Division of Swap Dealer and Intermediary Oversight Issues a Letter to Certain Registered Commodity Trading Advisors Exempting them from Filing Form CTA-PR , 7202-15 |
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Federal Court Orders Florida Attorney Jay Bruce Grossman to Pay a Civil Penalty and Restitution Totaling $883,000 , 7201-15 |
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CFTC’s Energy and Environmental Markets Advisory Committee Announces Four New Associate Members , 7200-15 |
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CFTC Extends Designation of DTCC-SWIFT as LEI Provider , 7199-15 |
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CFTC’s Energy and Environmental Markets Advisory Committee to Meet on July 29, 2015 , 7198-15 |
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Release of Joint Staff Report on October 15, 2014 , 7197-15 |
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Federal Court Orders North Carolina Resident Carl David Wright to Pay a $1 Million Civil Penalty for Commodity Pool Fraud , 7196-15 |
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CFTC Seeking Public Comment on a Petition by OTC Clearing Hong Kong Limited for Exemption from DCO Registration , 7195-15 |
