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Statement of Commissioner Caroline D. Pham Regarding Request for Comment on the Impact of Affiliations Between Certain CFTC-Regulated Entities
Commissioner Caroline D. Pham
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Opening Statement of Commissioner Caroline D. Pham before the Energy and Environmental Markets Advisory Committee
Commissioner Caroline D. Pham
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Dissenting Statement of Commissioner Caroline D. Pham on Political Event Contracts
Commissioner Caroline D. Pham
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Statement of Commissioner Caroline D. Pham on Staff Letter Regarding ADM Investor Services, Inc.
Commissioner Caroline D. Pham
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Statement of Commissioner Caroline D. Pham in Support of Proposed Order and Request for Comment on Comparability Determination for EU Nonbank Swap Dealer Capital and Financial Reporting Requirements
Commissioner Caroline D. Pham
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Statement of Commissioner Caroline D. Pham in Support of Notice of Proposed Rulemaking for Large Trader Reporting Requirements Under Part 17
Commissioner Caroline D. Pham
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Statement of Commissioner Caroline D. Pham in Support of Final Rule on Governance Requirements for Derivatives Clearing Organizations
Commissioner Caroline D. Pham
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Concurring Statement of Commissioner Caroline D. Pham Regarding Proposed Rulemaking for DCO Recovery and Orderly Wind-down Plans; Information for Resolution Planning
Commissioner Caroline D. Pham
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Opening Statement of Commissioner Caroline D. Pham Regarding Open Meeting on June 7, 2023
Statement of Commissioner Caroline D. Pham
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Statement of Commissioner Caroline D. Pham on Risk Management Program for Swap Dealers and Futures Commission Merchants Advance Notice of Proposed Rulemaking
Commissioner Caroline D. Pham
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Statement of Commissioner Caroline D. Pham on Spoofing in Voice Brokered Swaps Markets
Commissioner Caroline D. Pham
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Opening Statement of Commissioner Caroline D. Pham before the Agricultural Advisory Committee
Commissioner Caroline D. Pham
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Statement of Commissioner Caroline D. Pham Regarding NFA Rule on Spot Digital Asset Commodity Activities
Commissioner Caroline D. Pham
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Opening Statement of Commissioner Caroline D. Pham before the Technology Advisory Committee
Commissioner Caroline D. Pham
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Opening Statement of Commissioner Caroline D. Pham before the Market Risk Advisory Committee
Commissioner Caroline D. Pham
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What It Means to Be A Leader: Remarks by Commissioner Caroline D. Pham at Fordham University School of Law
Commissioner Caroline D. Pham
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Opening Statement of Commissioner Caroline D. Pham before the Energy and Environmental Markets Advisory Committee
Commissioner Caroline D. Pham
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Statement of Commissioner Caroline D. Pham Regarding Swaps Unique Product Identifiers (UPI) for Reporting and Transparency
Commissioner Caroline D. Pham
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Opening Statement of Commissioner Caroline D. Pham before the Global Markets Advisory Committee
Commissioner Caroline D. Pham
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Statement of Commissioner Caroline D. Pham Regarding Complaint Charging Swaps Manipulation and Fraud on a Decentralized Digital Asset Exchange
Commissioner Caroline D. Pham
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Opening Statement of Commissioner Caroline D. Pham before the Agricultural Advisory Committee
Commissioner Caroline D. Pham
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Statement of Commissioner Caroline D. Pham on Non-U.S. Swap Dealer Annual Compliance Reports
Commissioner Caroline D. Pham
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If You See Something, Say Something: Remarks by Commissioner Caroline D. Pham at the NYU Law Program on Corporate Compliance and Enforcement Fall Conference
Commissioner Caroline D. Pham
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Concurring Statement of Commissioner Caroline D. Pham Regarding Proposed Order and Request for Comment on an Application for a Capital Comparability Determination
Commissioner Caroline D. Pham
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Statement of Commissioner Caroline D. Pham Regarding Reporting and Information Requirements for Derivatives Clearing Organizations
Commissioner Caroline D. Pham
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