NFA Notice to Members I-22-04 dated January 13, 2022 regarding Swap Dealer Education Resources, Filing Requirements, Common Deficiencies (e.g., cybersecurity, third-party service providers, daily trading records, supervision, business conduct standards, market practice, portfolio reconciliation, and swap data reporting), Link here: https://www.nfa.futures.org/news/newsNotice.asp?ArticleID=5445
NFA Notice to Members I-22-03 dated January 13, 2022 regarding CPO and CTA Education Resources, Filing Requirements, Common Deficiencies (e.g., Self-Examination Questionnaire, cybersecurity, third-party service providers, and pool financial reporting- notification requirements), Link here: https://www.nfa.futures.org/news/newsNotice.asp?ArticleID=5444
NFA Notice to Members I-22-02 dated January 13, 2022 regarding FCM, FDM, and IB Education Resources, Filing Requirements, Common Deficiencies (e.g., Self-Examination Questionnaire, Supervision, Third-Party Service Providers, Cybersecurity, Notifications (FCMs only), Public Disclosures (FCMs only), and Risk Management Programs (FCMs only), link here: https://www.nfa.futures.org/news/newsNotice.asp?ArticleID=5443