Tips & Complaints

Tips & Complaints: Forms & Submissions

This page contains forms and other documents related to filing a tip or complaint with the CFTC about potential violations of the Commodity Exchange Act or Commission regulations. Learn more about the CFTC’s market surveillance efforts in the Industry Oversight section.

Submission

Forms

Rules

Instructions & Remarks

Whistleblower Program: Tips, Complaints, and Referrals (TCR)

Form TCR (HTML)

Form TCR (PDF)

Part 165

Information about the program

Whistleblower Program: WB-APP – Application for Award

Form WB-APP (HTML)

Form WB-APP (PDF)

Part 165

Information about the program

Reporting to the CFTC Division of Enforcement (DOE)

Form DOE (HTML)

File a complaint by phone: 866-FON-CFTC (866-366-2382)

Part 12

Division of Enforcement Online Complaint

Reparations Complaints

Form 30 – Reparations Complaint (HTML)

Form 30 – Reparations Complaint (PDF)

Part 12

Information about the Reparations Program
Report Misconduct by a CFTC Employee or Contractor OIG Intake Form   Reporting Misconduct to OIG