Clearing Organization Rules : 14850
Organization: OCC
Description: Modification of description of assignment proceudres for processing exercise notices to reflect expanded use of sub-accounts established by a clearing member for a single beneficial owner
Official Receipt Date: 2007-10-09 00:00:00
Status: Certified
Date: 2007-10-17 00:00:00
Remarks:
Associated Documents |
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OCC Rule Self Certification on 100707: rul100707occ002 |