Clearing Organization Rules : 18476
Organization: OCC
Description: Rule amendments to allow clearing members to deposit fully paid or excess margin securities carried for the account of a securities customer to the extent that such deposits are permitted per SEC or SRO interpretive guidance or no-action relief
Official Receipt Date: 2009-10-23 00:00:00
Status: Certified
Date: 2009-11-02 00:00:00
Remarks:
Associated Documents |
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OCC Rule Self Certification on 102309: rul102309occ002 |