Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
LCHLTD LCH Limited Self-Certification: Capping the number of ballots in service continuity 12/30/2020 Certified 01/13/2021 1
LCHLTD Notification of changes to London Deposit Rate applicable to cash balances held on SwapClear and ForexClear services clearing member accounts. 02/19/2021 Notified 02/19/2021 1
ICE NGX Amendments to ICE NGX Risk Management Framework 04/14/2021 Certified 04/28/2021 2
EUREX Proposed amendments in Eurex Clearing Circular 098-21 relating to the clearing introduction for the risk-free reference rate based OTC XCCY Transactions in the currency pair GBP/USD 11/04/2021 Certified 11/18/2021 2
NODALCL Various Amendments to Nodal Clear Rules 06/06/2022 Certified 06/21/2022 2
ICE NGX Clarification around correspondent or intermediary bank fees in relation to wire payments. 09/22/2022 Certified 10/06/2022 1
EUREX Proposed rule amendments in Eurex Clearing Circular 017-23 related to the the conversion of remaining cleared legacy USD LIBOR-based IRS and basis swap trades to standard and liquid SOFR OIS trades before the fallback provisions are triggered 03/22/2023 Certified 04/05/2023 2
CME Notification to the Commission Regarding the Migration of Clearing and Settlement Systems to the Google Cloud Platform 06/14/2023 Certified 07/12/2024 2
OCC OCC 2006-09, 5/24/06, Choice of Law and Forum 05/24/2006 Certified 05/24/2006 1
NYMEX Deletion of Risk Filter Rule 9.04B 05/31/2007 Certified 06/01/2007 1
OCC Amendment to Rule 309 to provide for expedited process for reviewing a managed clearing member's request to operate without a facilities management agreement 04/21/2008 Certified 04/21/2008 1
LCHLTD Amendments to Regulations and Procedures to extend coverage of the existing ForexClear Non-Deliverable Forward (NDF) service for clearing NDF FX to five additional currency pairs. 07/19/2012 Certified 08/03/2012 1
LCHLTD Changes to client fee schedule to reflect fees for multilateral compression facility for clients 08/19/2016 Certified 09/02/2016 1
CME Weekly Notification of Rule Amendments - Week of November 7, 2016 11/18/2016 Notified 11/18/2016 1
SGX-DC Weekly notification of rule amendments for the week of 12 June 2017. 06/18/2017 Notified 06/18/2017 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 06/01/2018 Notified 06/01/2018 2
ICLREU2 ICE Clear Europe is proposing to adopt a new Futures & Options Capital-to-Margin And Shortfall Margin Policy. 03/22/2019 Certified 04/05/2019 2
CME Weekly Notification of Rule Amendments - Week of November 25, 2019 12/04/2019 Notified 12/04/2019 1
CME Weekly Notification of Rule Amendments - Week of August 31, 2020 09/09/2020 Notified 09/09/2020 1
ICECC ICC proposes to formalize the Counterparty Monitoring Procedures and the Credit Rating System Model Description and Parameterization. 11/04/2021 Certified 11/19/2021 2
CME Modifications to CME Clearing's Manual of Operations 12/14/2021 Certified 12/29/2021 2
CME Weekly Notification of Rule Amendments - Week of February 28, 2022 03/07/2022 Notified 03/07/2022 1
EUREX Weekly Notification of Rule Amendments - Week of April 29, 2024 05/03/2024 Notified 05/03/2024 1
FCEX Temporary expansion of trading hours on Fridays and Sundays between October 25 2024 and November 3, 2024. 10/09/2024 Certified 10/24/2024 2
CME Weekly Notification of Rule Amendments - December 30, 2024 01/06/2025 Notified 01/06/2025 1
OCC OCC 2006-08, 5/24/06, Effect of Stock Splits 05/24/2006 Certified 05/24/2006 1
NYMEX Modifications to NYMEX Brent 25 day Futures Incentive Program; 12-107 04/10/2012 Certified 04/25/2012 1
LCHSA CDSClear Risk refinements Phase 2 seeks to refine further CDSClear margins while ensuring that LCH.Clearnet risk standards continue to be met. This Submission relates to Lot 1 for which implementation date is expected early August 2015. 07/21/2015 Certified 08/03/2015 2
CME Expansion of Performance Bond Collateral Program to Include Mexican Government Debt and Issuance of CME Clearing Advisory Notice 02/23/2016 Certified 03/08/2016 2
LCHSA Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for self-certification the changes to the CDSClear fee grid as a consequence of the evolution of the CDSClear business and activities. The new fee grid will be effective as of January 1st, 2017. 12/15/2016 Certified 12/29/2016 1
EUREX Proposed rule amendments in Eurex Clearing Circualr 021-18 related to IRS Section 871(m) transactions 02/27/2018 Certified 03/13/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 054-18 related to remove certain references to EMIR Risk Committee matters from the Clearing Conditions to eliminate redundancies 06/01/2018 Certified 06/15/2018 2
SGX-DC Weekly notification of rule amendments for the week of 17 December 2018. 12/28/2018 Notified 12/28/2018 2
LCHLTD The SwapClear service has onboarded Bloomberg Trading Facility B.V. as a new trading venue. 03/22/2019 Notified 03/22/2019 1
ICE NGX revised 'event of default' language; allow ICE NGX to retain interest under certain circumstances; enhanced powers to require information from clearing members; opportunity to be heard if membership denied/revoked/suspended 01/07/2020 Certified 01/22/2020 1
CME Request for Approval to Commingle Customer Positions and Related Collateral in Listed Options on Interest Rate Futures Contracts and Interest Rate Swaps 10/19/2020 Approved 12/04/2020 2
ICLREU2 ICE Clear Europe Limited proposes to amend its Liquidity Management Procedures and Investment Management Procedures to make certain clarifications and updates 11/04/2021 Certified 11/19/2021 2
EUREX Proposed amendments in Eurex Clearing Circular 053-22 to the Clearing Conditions, Pledge Agreement relating to pledges by an ISA Direct Light License Holder and Price List in relation to C7 SCS; Xemac Decommissioning Project and further measures. 08/04/2022 Certified 08/18/2022 19
EUREX Weekly Notification of Rule Amendments - Week of November 25, 2024 12/02/2024 Notified 12/02/2024 2
EUREX Proposed rule changes in Eurex Clearing Circular 092-16 related to allowing accounts with certain commercial banks for cash obligations, introduction of the British pound, allowing cash balances to be held in pounds, and introducing a settlement bank fee 07/11/2016 Certified 07/25/2016 . 2
ICE NGX Updates and changes to the Default Management Procedures 06/26/2024 Certified 07/11/2024 . 2
LCHLLC LCH.Clearnet LLC, in connection with its acquisition of International Derivatives Clearinghouse, LLC, has submitted its Rulebook consisting of regulations and procedures and a compliance matrix demonstrating its compliance with the DCO Core Principles. 08/24/2012 Approved 01/23/2013 LCH.Clearnet LLC acquired the International Derivatives Clearinghouse, LLC. 2
OCC Permits OCC to clear and settle a type of credit default product traded by CBOE 04/23/2007 Approved 06/05/2007 The Commission has issued an order that exempts the trading and clearing of these products from any provisions of the Commodity Exchange Act that would be transgressed by trading and clearing them through, respectively, a securities exchange and clearinghouse. 4
OCC Permits OCC to clear and settle a type of credit default product traded by CBOE 02/13/2007 Approved 06/05/2007 The Commission has issued an order that exempts the trading and clearing of these products from any provisions of the Commodity Exchange Act that would be transgressed by trading and clearing them through, respectively, a securities exchange and clearinghouse. 5
NYMEX New Rule 9.00B provides for close-out netting of positions in the event of a clearing house default. 11/19/2008 Approved 11/19/2008 This Rule was Self-Certified on 11/19/2008 and Deemed Approved on 11/19/2008. 1