Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
EUREX Proposed rule amendments in Eurex Clearing Circular 093-24 related to the implementation of requirements according to Regulation (EU) 2024/2987 (EMIR 3.0) into the legal framework of Eurex Clearing AG 12/20/2024 10 Day Review 12/20/2024 2
CCUS CCUS implements a Default Auction Liquidity Provider Program, effective January 1, 2025. 12/06/2024 Certified 12/20/2024 2
LCHLTD LCH Limited ("LCH"), a derivatives clearing organization ("DCO") registered with the CFTC is submitting for self-certification severalproposed rule changes within its Rulebook 12/20/2024 10 Day Review 12/20/2024 1
ICECC ICC hereby submits notification of risk parameters established by ICC in consultation with the ICC Risk Committee, Trade Advisory Group and Risk Working Group. 12/20/2024 Notified 12/20/2024 2
EUREX Proposed rule amendments in Eurex Clearing Circulars 090-24 related to certain fee changes 12/05/2024 Certified 12/19/2024 2
LCHSA LCH SA is submitting for self-certification changes to its rules and procedures to allow a CDS Dealer to present original transactions for clearing on behalf of clearing members without having to be admitted as a clearing member. 12/05/2024 Certified 12/19/2024 1
LX Updated Fee Schedule 12/17/2024 10 Day Review 12/17/2024 1
CME Weekly Notification of Rule Amendments - December 9, 2024 12/17/2024 Notified 12/17/2024 1
LCHLTD LCH Limited is submitting for self-certification changes to remove the eligibility of GBP. CHF and JPY legacy LIBOR, USD FRA, SGD-SOR, and THB THBFIX SwapClear transactions from its Product and Eligibility Criteria manual and FCM equivalent. 12/16/2024 10 Day Review 12/16/2024 1
LCHSA LCH SA is submitting for self-certification the updated CDSClear fee grid applicable for 2025 12/16/2024 10 Day Review 12/16/2024 1
LCHLTD LCH proposes to introduce this new Schedule following its review of the haircuts applied to collateral members and clients can post for margin purposes. 12/13/2024 10 Day Review 12/13/2024 2
CME Amendments to CME, CBOT, NYMEX/COMEX Rule 802., CME Rules 8F002., and 8F014., and Adoption of New Definitions in CME, CBOT, NYMEX/COMEX Chapter iii and Rule 914. Regarding Mandatory Participation in Default Management Auctions for Base Clearing Members 12/13/2024 10 Day Review 12/13/2024 2
ICECC ICC hereby submits notification of risk parameters established by ICC in consultation with the ICC Risk Committee, Trade Advisory Group and Risk Working Group. 12/13/2024 Notified 12/13/2024 2
NADEX Amendment of minimum tick sizes for certain contracts. 12/13/2024 Notified 12/13/2024 2
ICECC The primary purpose of the proposed rule change is to make changes to the ICE Clear Credit Operating Agreement and Governance Playbook. 12/12/2024 10 Day Review 12/12/2024 2
OCC OCC Rule Certification to Update its Fee Schedule 12/12/2024 10 Day Review 12/12/2024 2
CME Amendments to CME, CBOT,NYMEX/COMEX Chapters iii ("Definitions") and 8 ("Clearing House and PerformanceBonds") and CME Chapter 8G ("Interest Rate Derivative Clearing") Regarding DefaultManagement. 12/12/2024 10 Day Review 12/12/2024 1
ICLREU2 ICE Clear Europe is amending Part W of its Delivery Procedures to update certain provisions relating to delivery mechanisms and delivery timetable for EDGB Futures Contracts. 11/27/2024 Certified 12/12/2024 2
ICLREU2 ICEU is amending its Delivery Procedures to add a new Part KK, which will apply to ICE Endex Guarantees of Origin Futures Contracts which are to be physically settled through the Clearing House's account with the relevant registry. 11/28/2024 Certified 12/12/2024 2
LCHLTD LCH proposes to add US agency mortgage-backed securities Fannie Mae and Freddie Mac and Danish Covered Bonds as acceptable margin collateral. 11/28/2024 Certified 12/12/2024 2
LCHLTD LCH Ltd is submitting for self-certification changes to the ForexClear fees that will be published on the LCH website. The ForexClear service charges fees to Clearing Members in relation to their activity. 12/11/2024 10 Day Review 12/11/2024 1
ICECC The primary purpose of the proposed rule change is to make changes to the ICE Clear Credit Operational Risk Management Framework. 12/11/2024 10 Day Review 12/11/2024 2
ICLREU2 ICEU is amending its Investment Management Procedures to make certain updates and clarifications relating to investment limitations, for both direct investments and investments through reverse repurchase agreements. 12/11/2024 10 Day Review 12/11/2024 2
CME Weekly Notification of Rule Amendments - December 2, 2024 12/10/2024 Notified 12/10/2024 1
NODALCL Updates to Nodal Clear Charters 12/10/2024 10 Day Review 12/10/2024 3
CME Modifications to the OTC FX Options Fee Waiver Program 12/09/2024 10 Day Review 12/09/2024 1
MIAX MIAX Futures Bylaws and Rulebook Amendments 11/22/2024 Certified 12/09/2024 1
EUREX Proposed rule amendments in Eurex Clearing Circulars 083-24 related to a report for product classes cleared by Eurex Clearing outside the scope of its DCO license 11/25/2024 Certified 12/09/2024 2
ICECC ICC hereby submits notification of risk parameters established by ICC in consultation with the ICC Risk Committee, Trade Advisory Group and Risk Working Group. 12/06/2024 Notified 12/06/2024 2
NADEX Nadex is amending its membership rule in order to include Entities (as defined in Chapter 1 of the Nadex Rulebook) who are validly organized in a Non-US jurisdiction to be eligible for Nadex Membership as a Trading Member. 11/21/2024 Certified 12/06/2024 2
CME Amendments to CME, CBOT, NYMEX/COMEX Chapters iii ("Definitions") and 8 ("Clearing House and Performance Bonds") and CME Chapter 8G ("Interest Rate Derivative Clearing") Regarding Default Management. 12/04/2024 Withdrawn 12/04/2024 1
CME Amendments to CME, CBOT,NYMEX/COMEX Rule 802., CME Rules 8F002., and 8F014., and Adoption of NewDefinitions in CME, CBOT, NYMEX/COMEX Chapter iii and Rule 914. RegardingMandatory Participation in Default Management Auctions for Base Clearing Members 12/04/2024 Withdrawn 12/04/2024 2
CME Delisting of the Swiss Franc ("CHF"), British Pound Sterling ("GBP"), and Japanese Yen ("JPY") London Inter-Bank Offered Rate ("LIBOR") Interest Rate Swaps ("CHF IRS", "GBP IRS", "JPY IRS") Contracts for Clearing 12/02/2024 Certified 12/02/2024 1
EUREX Weekly Notification of Rule Amendments - Week of November 25, 2024 12/02/2024 Notified 12/02/2024 2
ICE NGX Amendments to the Contracting Party Agreement and Risk Management Framework with respect to how we manage collateral related settlement payments. 11/14/2024 Certified 11/29/2024 2
ICE NGX Adding eight Physically Settled Power Futures Products with delivery points in the Electric Reliability Council of Texas ("ERCOT") region. The New Futures Contracts are for delivery during hours ending 1800-2200 seven days a week. 11/14/2024 Certified 11/29/2024 1
CCUS CCD is submitting an amendment to the Clearinghouse Risk Management Committee (RiskCo) Charter. 11/13/2024 Certified 11/27/2024 1
ICLR US Rule Amendments 11/13/2024 Certified 11/27/2024 2
ICLREU2 ICEU is making certain changes to the Rules and Procedures to add two new types of customer accounts, the Standard Private Omnibus Indirect Account for F&O and the Standard TTFCA Private Omnibus Indirect Account for F&O. 11/12/2024 Certified 11/26/2024 3
CME Weekly Notification of Rule Amendments - November 18, 2024 11/26/2024 Notified 11/26/2024 1
CME Amendments to CME, CBOT, NYMEX/COMEX Rules 802.A, 804, 805, 8F006 and 8F025 Regarding Default Management; Default Management Guidelines 11/08/2024 Certified 11/25/2024 2
ICECC ICC hereby submits notification of risk parameters established by ICC in consultation with the ICC Risk Committee, Trade Advisory Group and Risk Working Group. 11/22/2024 Notified 11/22/2024 2
ICECC The primary purpose of the proposed rule change is to make changes to the ICE Clear Credit End-of-Day Price Discovery Policy and Procedures. 11/07/2024 Certified 11/22/2024 2
OCC Rule Certification by The Options Clearing Corporation Concerning Modifications to its Governance Documents to Align with Recently Adopted SEC Governance Rules. 11/07/2024 Certified 11/22/2024 11
LCHLTD Weekly Notification - MXN rate change notice 11/19/2024 Notified 11/19/2024 1
CME Weekly Notification of Rule Amendments - November 11, 2024 11/18/2024 Notified 11/18/2024 1
LCHSA LCH SA is proposing additional amendments to its CDS Clearing Rule Book and CDS Clearing Procedures to incorporate new terms and to make conforming, clarifying and clean-up changes to implement the new model of CDSClear select membership. 11/01/2024 Certified 11/18/2024 1
CCUS CCD submits amendments to its Rulebook, Operating Agreement, Default Management Plan, and Risk Management Committee Charter to reflect its new legal name taking effect December 1, 2024. 11/01/2024 Certified 11/18/2024 1
ICECC ICC hereby submits notification of risk parameters established by ICC in consultation with the ICC Risk Committee, Trade Advisory Group and Risk Working Group. 11/15/2024 Notified 11/15/2024 2
EUREX Proposed rule amendments in Eurex Clearing Circulars 067-24 related to the introduction of EurexOTC Clear Release 18.0. 10/31/2024 Certified 11/15/2024 2