Clearing Organization Rules

Search Clearing Organization Rules using the following criteria
Reset
Organization Filing Description Receipt Date Status Date Remarks Documents
CME Weekly Notification of Rule Amendments - February 3, 2025 02/11/2025 Notified 02/11/2025 1
ICLREU2 ICE Clear Europe is amending Part N and Part N1 of its Delivery Procedures. 01/27/2025 Certified 02/10/2025 2
MIAX Updated fee schedule to include block trades 01/27/2025 Certified 02/10/2025 1
EUREX Weekly Notification of Rule Amendments - Week of February 3, 2025 02/07/2025 Notified 02/07/2025 1
MIAX Fee Schedule Updates 02/06/2025 10 Day Review 02/06/2025 1
CME Weekly Notification of Rule Amendments - January 27, 2025 02/04/2025 Notified 02/04/2025 1
OCC Rule Certification by The Options Clearing Corporation Concerning Enhancements to Its Margin and Stress Testing Methodologies to Better Capture The Risks Associated With Short-dated Options 01/21/2025 Certified 02/04/2025 2
QCEXC QC Clearing 40.6(a) Rule Submission QCC.2025.1 implements the new QCEX Policy and Controls for ACH Transactions and related agreements. 02/03/2025 10 Day Review 02/03/2025 2
OCC OCC proposes to revise its Risk Management Framework, Corporate Risk Management Policy, and Default Management Policy 01/17/2025 Certified 02/03/2025 4
LCHLTD Pursuant to Commodity Futures Trading Commission ("CFTC") regulation 40.6(a), LCH Limited is submitting for self-certification the proposed amendments to the Terms of Reference of the Nomination Committee, an LCH Board Committee. 01/31/2025 10 Day Review 01/31/2025 1
MIAX Rule Amendments 01/30/2025 10 Day Review 01/30/2025 1
MIAX Rulebook amendments related to the termination of clearing services for Bitnomial Exchange 01/30/2025 10 Day Review 01/30/2025 1
LCHLTD LCH Ltd is submitting for self-certification changes to its rulebook to amend its non-FCM regime for defaults of clients of the ForexClear clearing service, and to correct a minor definition error in its procedures. 01/29/2025 10 Day Review 01/29/2025 1
NODALCL Transaction Fee Schedule Update 01/13/2025 Certified 01/28/2025 2
CME Weekly Notification of Rule Amendments - January 20, 2025 01/27/2025 Notified 01/27/2025 1
ICECC Advance notice of ICC's expansion of the scope of its business to include operations as a central counterparty for the clearing of transactions involving U.S. Treasury securities. 01/27/2025 60 Day Review 01/27/2025 2
CCUS CCUS submits an amendment to its Operating Agreement. 01/08/2025 Certified 01/24/2025 1
ICE NGX PMM Tenor Extension 01/08/2025 Certified 01/24/2025 2
ICE NGX Self Certification- Default Management Procedures 01/08/2025 Certified 01/24/2025 3
ICE NGX CPA Amendments: Index Revisions & Invoice Corrections 01/08/2025 Certified 01/24/2025 1
ICLR US Amendments to the ICE Clear U.S. Default Management and Default Auction Procedures 01/08/2025 Certified 01/24/2025 2
EUREX Proposed rule amendments in Eurex Clearing Circular 099-24 related to the clarification of appropriation rights in the Pledge Agreement and other amendments related to products cleared outside Eurex Clearing's DCO license. 01/09/2025 Certified 01/24/2025 2
EUREX Proposed rule amendments in Eurex Clearing Circular 001-25 related to the introduction of additional Futures on MSCI Indices contracts on MSCI EM Small Caps, MSCI India Banks denominated in USD and MSCI Sweden IMI denominated in SEK on Eurex Deutschland. 01/09/2025 Certified 01/24/2025 2
ICECC ICC hereby submits notification of risk parameters established by ICC in consultation with the ICC Risk Committee, Trade Advisory Group and Risk Working Group. 01/24/2025 Notified 01/24/2025 2
CME Weekly Notification of Rule Amendments - January 13, 2025 01/21/2025 Notified 01/21/2025 1
ICECC ICC hereby submits notification of risk parameters established by ICC in consultation with the ICC Risk Committee, Trade Advisory Group and Risk Working Group. 01/17/2025 Notified 01/17/2025 2
OCC OCC proposes updates to its By-Laws. 12/27/2024 Certified 01/14/2025 2
CME Weekly Notification of Rule Amendments - January 6, 2025 01/13/2025 Notified 01/13/2025 1
ICLREU2 ICEU is amending its Futures and Options Risk Policy and Procedures to more fully address procyclicality considerations, enhance risk governance relating to new products and stress testing and to make certain other clarifications and amendments. 12/23/2024 Certified 01/10/2025 2
CME Weekly Notification of Rule Amendments - December 30, 2024 01/09/2025 Notified 01/09/2025 1
EUREX Proposed rule amendments in Eurex Clearing Circular 093-24 related to the implementation of requirements according to Regulation (EU) 2024/2987 (EMIR 3.0) into the legal framework of Eurex Clearing AG 12/20/2024 Certified 01/07/2025 2
LCHLTD LCH Limited ("LCH"), a derivatives clearing organization ("DCO") registered with the CFTC is submitting for self-certification several proposed rule changes within its Rulebook 12/20/2024 Certified 01/07/2025 1
CME Weekly Notification of Rule Amendments - December 30, 2024 01/06/2025 Notified 01/06/2025 1
LX Updated Fee Schedule 12/17/2024 Certified 01/03/2025 1
LCHSA LCH SA is submitting for self-certification the updated CDSClear fee grid applicable for 2025 12/16/2024 Certified 01/02/2025 1
CME Amendments to CME, CBOT, NYMEX/COMEX Rule 802., CME Rules 8F002., and 8F014., and Adoption of New Definitions in CME, CBOT, NYMEX/COMEX Chapter iii and Rule 914. Regarding Mandatory Participation in Default Management Auctions for Base Clearing Members 12/13/2024 Certified 12/31/2024 2
LCHLTD LCH Limited is submitting for self-certification changes to remove the eligibility of GBP. CHF and JPY legacy LIBOR, USD FRA, SGD-SOR, and THB THBFIX SwapClear transactions from its Product and Eligibility Criteria manual and FCM equivalent. 12/16/2024 Certified 12/31/2024 1
OCC Weekly Notification of Rule Amendments 12/31/2024 Notified 12/31/2024 2
ICECC The primary purpose of the proposed rule change is to make changes to the ICE Clear Credit Operating Agreement and Governance Playbook. 12/12/2024 Certified 12/30/2024 2
CME Amendments to CME, CBOT, NYMEX/COMEX Chapters iii ("Definitions") and 8 ("Clearing House and Performance Bonds") and CME Chapter 8G ("Interest Rate Derivative Clearing") Regarding Default Management. 12/12/2024 Certified 12/30/2024 1
LCHLTD LCH proposes to introduce this new Schedule following its review of the haircuts applied to collateral members and clients can post for margin purposes. 12/13/2024 Certified 12/30/2024 2
CME Weekly Notification of Rule Amendments - December 23, 2024 12/30/2024 Notified 12/30/2024 1
LCHLTD LCH Ltd is submitting for self-certification changes to the ForexClear fees that will be published on the LCH website. The ForexClear service charges fees to Clearing Members in relation to their activity. 12/11/2024 Certified 12/27/2024 1
ICECC The primary purpose of the proposed rule change is to make changes to the ICE Clear Credit Operational Risk Management Framework. 12/11/2024 Certified 12/27/2024 2
ICLREU2 ICEU is amending its Investment Management Procedures to make certain updates and clarifications relating to investment limitations, for both direct investments and investments through reverse repurchase agreements. 12/11/2024 Certified 12/27/2024 2
MIAX Weekly Notification of approved changes to Hard Red Spring Wheat (HRSW) Outright and Spread Margin Rates. 12/27/2024 Notified 12/27/2024 1
NODALCL Updates to Nodal Clear Charters 12/10/2024 Certified 12/26/2024 3
CME Modifications to the OTC FX Options Fee Waiver Program 12/09/2024 Certified 12/23/2024 1
CME Weekly Notification of Rule Amendments - December 16, 2024 12/23/2024 Notified 12/23/2024 1
CCUS CCUS implements a Default Auction Liquidity Provider Program, effective January 1, 2025. 12/06/2024 Certified 12/20/2024 2