| CME |
Amendments to CME, CBOT, NYMEX/COMEX Rules 802.A, 804, 805, 8F006 and 8F025 Regarding Default Management; Default Management Guidelines |
11/08/2024 |
10 Day Review |
11/08/2024 |
|
2 |
| ICLREU2 |
ICEU is making certain changes to the Rules and Procedures to add two new types of customer accounts, the Standard Private Omnibus Indirect Account for F&O and the Standard TTFCA Private Omnibus Indirect Account for F&O. |
11/12/2024 |
10 Day Review |
11/12/2024 |
|
3 |
| CCD |
CCD is submitting an amendment to the Clearinghouse Risk Management Committee (RiskCo) Charter. |
11/13/2024 |
10 Day Review |
11/13/2024 |
|
1 |
| ICLR US |
Rule Amendments |
11/13/2024 |
10 Day Review |
11/13/2024 |
|
2 |
| ICE NGX |
Amendments to the Contracting Party Agreement and Risk Management Framework with respect to how we manage collateral related settlement payments. |
11/14/2024 |
10 Day Review |
11/14/2024 |
|
2 |
| ICE NGX |
Adding eight Physically Settled Power Futures Products with delivery points in the Electric Reliability Council of Texas ("ERCOT") region. The New Futures Contracts are for delivery during hours ending 1800-2200 seven days a week. |
11/14/2024 |
10 Day Review |
11/14/2024 |
|
1 |
| NADEX |
Nadex is amending its membership rule in order to include Entities (as defined in Chapter 1 of the Nadex Rulebook) who are validly organized in a Non-US jurisdiction to be eligible for Nadex Membership as a Trading Member. |
11/21/2024 |
10 Day Review |
11/21/2024 |
|
2 |
| MIAX |
MIAX Futures Bylaws and Rulebook Amendments |
11/22/2024 |
10 Day Review |
11/22/2024 |
|
1 |
| LX |
CFTC Rule 39.3 and 40.5(a) submission regarding transfer of open interest |
08/21/2024 |
Approval Pending (45) |
08/21/2024 |
|
1 |
| ICLR US |
Clearing Member Account Structure |
01/29/2001 |
Approved |
05/23/2001 |
|
0 |
| CME |
Reorganization Plan |
08/31/2001 |
Approved |
11/16/2001 |
|
0 |
| MIAX |
MGEXPress Electronic Trading System |
11/13/2001 |
Approved |
12/12/2001 |
|
0 |
| OCC |
Amends definition of "fund share" to include a publicly traded interest in a trust, investment company or similar entity principally engaged in holding or managing one or more currencies. |
09/22/2006 |
Approved |
11/06/2006 |
|
2 |
| OCC |
Permits OCC to clear and settle a type of credit default product traded by CBOE |
02/13/2007 |
Approved |
06/05/2007 |
The Commission has issued an order that exempts the trading and clearing of these products from any provisions of the Commodity Exchange Act that would be transgressed by trading and clearing them through, respectively, a securities exchange and clearinghouse. |
5 |
| OCC |
2004-10 Commission Approval Property of Securities Customers in a Futures Account Cross Margining |
11/05/2004 |
Approved |
11/05/2004 |
|
1 |
| ICLR US |
Default Fund Rule Amendment Approved |
08/20/2002 |
Approved |
08/20/2002 |
|
0 |
| OCC |
Permits OCC to clear and settle a type of credit default product traded by CBOE |
04/23/2007 |
Approved |
06/05/2007 |
The Commission has issued an order that exempts the trading and clearing of these products from any provisions of the Commodity Exchange Act that would be transgressed by trading and clearing them through, respectively, a securities exchange and clearinghouse. |
4 |
| OCC |
Amend definition of "fund share" to clarify eligibility of SPDR Gold Trust Shares (f/k/a/ as streetTRACKS Gold Trust Shares) as underlying interests for options contracts that will be cleared as securities |
02/05/2008 |
Approved |
05/30/2008 |
|
5 |
| NYMEX |
New Rule 9.00B provides for close-out netting of positions in the event of a clearing house default. |
11/19/2008 |
Approved |
11/19/2008 |
This Rule was Self-Certified on 11/19/2008 and Deemed Approved on 11/19/2008. |
1 |
| CME |
Revision to Rule 818 stating the rights of clearing members in the event of certain defaults by or bankruptcy of CME and CME clearinghouse |
02/06/2009 |
Approved |
03/23/2009 |
|
1 |
| OCC |
Rule amendment to obtain legal certainty with respect to options and security futures on iShares Silver Trust Shares. |
07/24/2008 |
Approved |
12/03/2008 |
|
1 |
| OCC |
Rule amendment to obtain legal certainty with respect to options and security futures on ETFS Physical Swiss Gold and ETFS Physical Silver Shares |
12/14/2009 |
Approved |
06/14/2010 |
|
2 |
| OCC |
Rule amendment to obtain legal certainty with respect to options and security futures on ETFS Palladium and ETFS Platinum Shares |
03/01/2010 |
Approved |
05/27/2014 |
|
28 |
| OCC |
Rule amendment to obtain legal certainty with respect to cash-settled options on the CBOE Gold ETF Volatility Index |
04/26/2010 |
Approved |
12/23/2010 |
|
6 |
| OCC |
Rule amendment to obtain legal cetainty with respect to options and security futures on iShares COMEX Gold Trust Shares |
07/23/2008 |
Approved |
12/03/2008 |
|
1 |
| OCC |
Rule amendment to obtain legal certainty with respect to options and security futures on Sprott Physical Gold Shares. |
06/07/2010 |
Approved |
05/27/2014 |
|
28 |
| CCH |
Rule changes with respect to Petition to Modify DCO Order issued April 20, 2010 to remove conditions limiting the DCO to clearing only media-related contracts. |
10/06/2010 |
Approved |
02/11/2013 |
|
6 |
| OCC |
Rule amendment to establish jurisdictional status of Alpha Options |
11/17/2011 |
Approved |
01/30/2012 |
|
4 |
| OCC |
Rule amendment re jurisdictional status of cash settled options on CBOE SIlver ETF Volatility Index |
09/27/2011 |
Approved |
06/13/2013 |
|
12 |
| NYPC |
Proposed amendments to expand the scope of NYPC's cross-margining program with Fixed Income Clearing Corporation to include the accounts of market professionals |
03/20/2012 |
Approved |
05/04/2012 |
|
1 |
| ICECC |
Amendments to conform the ICC membership qualifications to be in compliance with Commission Regulations 39.12(a)(2)(ii) and 39.12(a)(2)(iii). |
03/23/2012 |
Approved |
05/07/2012 |
|
1 |
| CME |
Request for approval to commingle customer positions and related collateral in Interest Rate Futures and Interest Rate Swaps in customer cleared swaps accounts; 12-151 |
05/24/2012 |
Approved |
10/12/2012 |
|
4 |
| LCHLLC |
LCH.Clearnet LLC, in connection with its acquisition of International Derivatives Clearinghouse, LLC, has submitted its Rulebook consisting of regulations and procedures and a compliance matrix demonstrating its compliance with the DCO Core Principles. |
08/24/2012 |
Approved |
01/23/2013 |
LCH.Clearnet LLC acquired the International Derivatives Clearinghouse, LLC. |
2 |
| ICECC |
Rule amendments to implement the Commission's Part 22 regulations for cleared swap customer collateral (commonly referred to as "LSOC"). |
09/21/2012 |
Approved |
11/05/2012 |
|
1 |
| CME |
New Chapter 10 and new Rule 1001 regarding swap data repository reporting; New submission amending submission 12-391. |
12/06/2012 |
Approved |
03/06/2013 |
|
2 |
| CME |
Request for Approval to Commingle Significantly and Reliably Correlated Base Guaranty Fund Products |
12/20/2016 |
Approved |
02/03/2017 |
|
1 |
| CME |
Modifications to Euro-Denominated Interest Rate Swap Products to Support Transition to ?STR Price Alignment and Discounting |
05/22/2020 |
Approved |
07/06/2020 |
|
1 |
| ICLREU2 |
ICEU 40.5 commingling request for IFAD |
07/03/2020 |
Approved |
08/18/2020 |
|
4 |
| CME |
Modifications to USD-Denominated Interest Rate Swap Products to Support Transition to SOFR Price Alignment and Discounting |
08/25/2020 |
Approved |
10/13/2020 |
|
1 |
| CME |
Request for Approval to Commingle Customer Positions and Related Collateral in Listed Options on Interest Rate Futures Contracts and Interest Rate Swaps |
10/19/2020 |
Approved |
12/04/2020 |
|
2 |
| CME |
Modifications to Interest Rate Swap Products to Implement IBOR Fallbacks |
12/08/2020 |
Approved |
01/25/2021 |
|
1 |
| ICLR US |
Amendments to the ICE Clear U.S. Risk Management Framework |
09/01/2021 |
Approved |
11/19/2021 |
|
2 |
| CME |
Modification of Cleared Over-the-Counter ("OTC") U.S. Dollar ("USD") Denominated Interest Rate Swap Products Referencing the London Interbank Offered Rate ("LIBOR") and Limitation of Acceptance for Clearing and Modification and Withdrawal of Clearing ... |
01/30/2023 |
Approved |
03/17/2023 |
|
1 |
| CME |
Request for Approval of Amended and Restated Cross-Margining Agreement and Service Level Agreement between Chicago Mercantile Exchange Inc. and Fixed Income Clearing Corporation |
07/17/2023 |
Approved |
09/01/2023 |
|
2 |
| ICLR US |
Clearing Member Eligibility Requirements |
02/20/2001 |
Certified |
02/20/2001 |
|
0 |
| CCORP |
Revision of Cross-Margining Arrangement with Goverment Securities Clearing Corporation |
04/03/2001 |
Certified |
04/03/2001 |
|
0 |
| NYMEX |
Acceptable Forms of Margin |
05/04/2001 |
Certified |
05/04/2001 |
|
0 |
| NYMEX |
Forms of Margin |
05/23/2001 |
Certified |
05/23/2001 |
|
0 |
| BCC |
Ownership Structure |
07/03/2001 |
Certified |
07/03/2001 |
|
0 |
| CCORP |
Listing of Products Eligible for BOTCC-GSCC Cross-Margining |
07/20/2001 |
Certified |
07/20/2001 |
|
0 |
