Clearing Organization Rules

Search Clearing Organization Rules using the following criteria
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Organization Filing Description Receipt Date Status Date Remarks Documents
OCC Rule primarily applicable to securities 06/08/2006 Certified 06/08/2006 1
OCC Rule primarily applicable to securities 04/26/2006 Certified 04/26/2006 1
OCC Rule primarily applicable to securities 01/12/2006 Certified 01/12/2006 1
OCC Rule primarily applicable to securities 01/11/2006 Certified 01/11/2006 1
OCC Rule primarily applicable to securities 12/09/2005 Certified 12/09/2005 1
OCC Rule primarily applicable to securities 11/09/2005 Certified 11/09/2005 1
OCC Rule primarily applicable to securities 10/13/2005 Certified 10/13/2005 1
OCC Rule primarily applicable to securities 09/29/2005 Certified 09/29/2005 1
OCC Rule primarily applicable to securities 08/16/2005 Certified 08/16/2005 1
OCC Rule primarily applicable to securities 07/13/2005 Certified 07/13/2005 1
OCC Rule primarily applicable to securities 06/24/2005 Certified 06/24/2005 1
OCC Rule primarily applicable to securities 06/16/2005 Certified 06/16/2005 1
OCC Rule primarily applicable to securities 06/16/2005 Certified 06/16/2005 1
OCC Rule primarily applicable to securities 06/16/2005 Certified 06/16/2005 1
OCC Rule primarily applicable to securities 05/10/2005 Certified 05/10/2005 1
OCC Rule primarily applicable to securities 05/10/2005 Certified 05/10/2005 1
OCC Rule primarily applicable to securities 05/10/2005 Certified 05/10/2005 1
OCC Rule primarily applicable to securities 04/01/2005 Certified 04/01/2005 1
OCC Rule primarily applicable to securities 03/23/2005 Certified 03/23/2005 1
OCC Rule primarily applicable to securities 03/02/2005 Certified 03/02/2005 1
OCC Rule primarily applicable to securities 01/18/2005 Certified 01/18/2005 1
OCC Rule primarily applicable to securities 12/21/2004 Certified 12/21/2004 1
OCC Rule primarily applicable to securities 12/17/2004 Certified 12/17/2004 1
OCC Rule primarily applicable to securities 12/13/2004 Certified 12/13/2004 1
OCC Rule primarily applicable to securities 11/19/2004 Certified 11/19/2004 1
OCC Rule primarily applicable to securities 06/25/2004 Certified 06/25/2004 1
OCC Rule primarily applicable to securities 03/11/2004 Certified 03/11/2004 1
OCC Rule primarily applicable to securities 02/23/2004 Certified 02/23/2004 1
CCORP Reorganization & Proxy Materials 09/24/2003 Certified 09/24/2003 0
CME Performance Bond Deposits Line of Credit 10/06/2003 Certified 10/06/2003 1
CME Cross-Margining Program 11/19/2003 Certified 11/19/2003 0
CME Clearing Member Net Capital 09/05/2003 Certified 09/05/2003 1
CME Disaster Recovery 09/05/2003 Certified 09/05/2003 1
CME FICC Cross-Margining 11/21/2003 Certified 11/21/2003 0
ECC By-Laws and Rules 06/22/2003 Certified 06/23/2003 0
CME Remote Clearing 10/22/2002 Certified 10/22/2002 0
CCORP Categories of Governors 12/09/2002 Certified 12/09/2002 0
ECC Fraud Insurance 07/18/2002 Certified 07/18/2002 0
ECC Interim Board of Directors 09/10/2002 Certified 09/10/2002 0
ECC Letters of Credit Clearing Fund 10/09/2002 Certified 10/09/2002 0
ECC Letters of Credit Clearing Fund 10/09/2002 Certified 10/09/2002 0
ECC Product, Member Rules 07/09/2002 Certified 07/09/2002 0
ECC VMAC 10/10/2002 Certified 10/10/2002 0
CME Anti Money Laundering 12/17/2002 Certified 12/17/2002 0
CME Settlements, Settlement Prices 11/01/2002 Certified 11/01/2002 0
CME Protection of ClearingHouse Default 08/09/2002 Certified 08/09/2002 0
CME OCC as Clearinghouse 04/22/2002 Certified 04/22/2002 0
LCHLTD SwapClear Members & Dealers 11/25/2002 Certified 11/25/2002 0
LCHLTD Procedural Amendments 11/01/2002 Certified 11/01/2002 0
LCHLTD Collateral Rules 11/08/2002 Certified 11/08/2002 0