| MIAX |
Reduction in membership pledge requirement for clearing privileges from two memberships to one |
02/28/2008 |
Certified |
02/29/2008 |
|
1 |
| NYMEX |
Delisting of two cleared contracts traded on Dubai Mercantile Exchange |
02/28/2008 |
Certified |
02/29/2008 |
|
1 |
| CCORP |
Amend definition of Exchange Market to include CCFE's options on carbon financial instrument futures. |
02/26/2008 |
Certified |
02/29/2008 |
|
1 |
| NYMEX |
De-listing by DME of the Brent-Oman and WTI-Oman Financial Spreads. |
02/28/2008 |
Certified |
03/05/2008 |
|
1 |
| MIAX |
Amendments to regulations to clarify and improve Clearing House default procedures and other operational procedures |
03/20/2008 |
Certified |
03/21/2008 |
|
1 |
| CCORP |
Definition of Exchange Market is amended to add options on Nitrogen Financial Instrument Futures traded on CCFE |
03/12/2008 |
Certified |
03/21/2008 |
|
1 |
| CCORP |
Definition of Exchange Market is amended to include USD SENSEX index futures traded on USFE |
04/03/2008 |
Certified |
04/10/2008 |
|
1 |
| OCC |
Amendment to Rule 309 to provide for expedited process for reviewing a managed clearing member's request to operate without a facilities management agreement |
04/21/2008 |
Certified |
04/21/2008 |
|
1 |
| CME |
Amendments to Rules concerning the clearing of Over-the-Counter Derivatives Contracts |
04/29/2008 |
Certified |
05/01/2008 |
|
1 |
| OCC |
Amendments to eliminate foreign currency and foreign currency-denominated LOCs as eligible margin and render inoperative rules regarding physical delivery currency options since PHSX delisted them. |
05/15/2008 |
Certified |
05/19/2008 |
|
1 |
| CME |
Amendments to rules to require that cleared-only ethanol swap products participants must be ECPs and to apply position accountability and reporting levels to cleared-only ethanol products. |
05/22/2008 |
Certified |
05/22/2008 |
|
1 |
| OCC |
Adoption of interpretative guidance regarding the administration and application of a new adjustment method for cash dividends and distributions |
05/23/2008 |
Certified |
05/27/2008 |
|
1 |
| OCC |
Amendments to rules needed to accommodate clearing of range options to be listed on CBOE. |
05/28/2008 |
Certified |
06/04/2008 |
|
1 |
| OCC |
Amend Rule 705 to add money market fund shares as a form of collateral that may be deposited with respect to cross-margin accounts to meet margin requirements. |
06/10/2008 |
Certified |
06/17/2008 |
|
1 |
| CCORP |
Amend definition of Exchange Market to change name of CCFE IFEX U.S. Wind Binary Futures to IFEX Event Linked Futures Contract: U.S. Tropical Wind Events, and add two new futures contracts: Florida Tropical Wind Events and Gulf Coast Tropical Wind Events |
07/10/2008 |
Certified |
07/10/2008 |
|
1 |
| NYMEX |
Amends Rule 9.04A to clarify procedures for submitting for clearing via ClearPort NYMEX transactions (listed and cleared) and DME transactions (cleared only) and that latter trades governed by DME rules. |
07/09/2008 |
Certified |
07/10/2008 |
|
1 |
| OCC |
By-Law amendment to modify provisions that determine whether outstanding stock options will be adjusted to reflect special cash dividends. |
07/24/2008 |
Certified |
07/29/2008 |
|
1 |
| OCC |
Amendment changing description of fixed exercise settlement amount and clarifying that escrow deposits are not permitted in respect of binary options |
07/23/2008 |
Certified |
07/29/2008 |
|
1 |
| OCC |
Amendment to ByLaw to permit the clearing and settling of options on the realized variance and realized volatility of an index. |
07/30/2008 |
Certified |
07/31/2008 |
|
1 |
| ICLR US |
Amendment to ByLaw Section 5.2 regarding clearing member eligibility and new Rules 10.00-10.05 regarding clearing of OTC ag swaps in coffee, sugar, and cocoa to replace Rules 1000-1013 |
08/05/2008 |
Certified |
08/07/2008 |
|
1 |
| CME |
Clarifying text added to provisions regarding the insolvency and liquidation of an OTC clearing member and the definition of close-out amount related to OTC clearing. |
08/25/2008 |
Certified |
08/28/2008 |
|
1 |
| CME |
Amendment to combine the CME security deposit and pool of funds and the NYMEX guaranty fund for purposes of satisfying claims against the clearing house in the event of a clearing member default and applies default insurance currently maintained by NYMEX. |
08/20/2008 |
Certified |
08/28/2008 |
|
1 |
| CBT |
Amendment to combine the CME security deposit and pool of funds and the NYMEX guaranty fund for purposes of satisfying claims against the clearing house in the event of a clearing member default and applies default insurance currently maintained by NYMEX. |
08/20/2008 |
Certified |
08/28/2008 |
|
1 |
| CCORP |
Definition of Exchange Market in Rules Chapter 1 is amended to add Regional Greenhouse gas Initiative futures and options. |
08/13/2008 |
Certified |
08/28/2008 |
|
1 |
| NYMEX |
Amend's to Ch. 1 & 101 to modify def'n of Clearing Assoc., Clearing House, or Clearing Dept.; amend. to Rule 3.31 to reflect that membership comm'ee no longer governs clearing firms; and other amend's in Ch. 9 due to change in corporate structure. |
08/20/2008 |
Certified |
08/28/2008 |
|
1 |
| CME |
New rules in new Chapter 438D governing new OTC product - WRS Hurricane Risk Landfill Options |
08/18/2008 |
Certified |
08/28/2008 |
|
1 |
| CCORP |
Definition of Exchange Market is amended to inlcude mini$DAX Index Futures |
09/12/2008 |
Certified |
09/29/2008 |
|
1 |
| NYMEX |
New Rule 9.23A titled Liquidity Facility adds Nymex and the clearing member collateral it holds to CME's credit facility. |
10/20/2008 |
Certified |
10/20/2008 |
|
1 |
| OCC |
Amendment to correct clerical errors to previous submission amending and supplementing rules to address certain issues related to OCC's Stock Loan/Hedge Program |
10/20/2008 |
Certified |
10/20/2008 |
|
1 |
| KCC |
New Rules 8.02 and 8.03 establishing security deposits and default procedures to supplement resources and actions available in the event of a member default. |
10/30/2008 |
Certified |
10/30/2008 |
|
1 |
| OCC |
Amendment to the Third Amended and Restated Options Exercise Settlement Agreement between OCC and NSCC |
11/17/2008 |
Certified |
11/24/2008 |
|
1 |
| CME |
New Rule 818 provides for close-out netting of obligations in the event of clearing house insolvency. This rule was implemented for the purpose, inter alia, of reducing certain capital charge relief for bank clearing members for proprietary positions |
11/14/2008 |
Certified |
11/24/2008 |
|
1 |
| CBT |
New Rule 818 provides for close-out netting of obligations in the event of clearing house insolvency. This rule was implemented for the purpose, inter alia, of reducing certain capital charge relief for bank clearing members for proprietary positions |
11/14/2008 |
Certified |
11/24/2008 |
|
1 |
| CBT |
Rule amendment to permit clearing members to place customer cleared swaps in a CFTC Regulation 30.7 account. |
11/10/2008 |
Certified |
11/24/2008 |
|
1 |
| CME |
Rule amendment to permit clearing members to place customer cleared swaps in a CFTC Regulation 30.7 account. |
11/10/2008 |
Certified |
11/24/2008 |
|
1 |
| NYMEX |
Amendments updating various Nymex rules to harmonize them with CME and CBOT rules |
11/13/2008 |
Certified |
11/24/2008 |
|
1 |
| CME |
Amendments to OTC Derivative Clearing Chapter to (1) permit clearing members to place swaps cleared for customers in house, non-segregated origin and (2) update OTC clearing member insolvency provisions. |
11/10/2008 |
Certified |
11/24/2008 |
|
1 |
| CCORP |
Definition of Exchange Market is amended to add Dow Jones Sustainability World Index Futures as product traded on Chicago Climate Futures Exchange |
11/12/2008 |
Certified |
11/24/2008 |
|
1 |
| NYMEX |
Modification to Rule 974 concerning suspension of non-clearing member firms subject to a bankruptcy proceeding |
11/24/2008 |
Certified |
12/01/2008 |
|
1 |
| ICLR US |
Amendments relating to clearing member financial emergencies and conflicts of interest |
12/11/2008 |
Certified |
12/17/2008 |
|
1 |
| NYMEX |
New Rule 993 fka Rule 9.25 |
12/11/2008 |
Certified |
12/11/2008 |
|
1 |
| CME |
Chapter 8F rules governing the clearing and settlement of OTC derivatives deemed eligible for clearing including credit default swaps |
12/19/2008 |
Certified |
12/22/2008 |
|
1 |
| OCC |
Rule changes creating a framework for OCC to provide clearing services for stock loan and borrow transactions effected through electronic trading systems. |
12/22/2008 |
Certified |
12/30/2008 |
|
1 |
| ICE NGX |
Amendment to Product List of CPA to add new products |
12/29/2008 |
Certified |
01/02/2009 |
|
1 |
| ICE NGX |
Fee schedule changes to CPA for trading and clearing products |
12/29/2008 |
Certified |
01/02/2009 |
|
1 |
| NYMEX |
Renumbering of Rule 9.00B Close-Out Netting to Rule 8.18 |
12/30/2008 |
Certified |
01/02/2009 |
|
1 |
| OCC |
Technical clarification to Rule 1506 which prohibits the deposit in lieu of margin in respect of certain options to add references to range options. |
12/31/2008 |
Certified |
01/02/2009 |
|
1 |
| OCC |
Amendment to interp providing guidance relating to new method for adjusting security options for cash dividends and distributions |
01/06/2009 |
Certified |
01/15/2009 |
|
1 |
| OCC |
Rule change clarifying that an individual may occupy more than one Exchange directorship and if so, would count as separate director for each for all bylaw purposes |
01/12/2009 |
Certified |
01/15/2009 |
|
1 |
| LCHLLC |
Amendment to Rule 421 to correct a typographical error |
01/22/2009 |
Certified |
01/26/2009 |
|
1 |
