Commission Orders and Other Actions : 13924

Initiator: National Futures Association

Action Type: Petition for Rulemaking

Description: Electronic filing of Part 4 notices

Status: Action Taken

Date: 2006-10-13 00:00:00

Remarks: NFA requested that the Commission amend its Part 4 regulations to require that notices claiming exemption or exclusion be filed electronically with NFA through its electronic filing system. The Commission proposed changes on October 13, 2006 and adopted final regulations on January 16, 2007.