Commission Orders and Other Actions : 19758

Initiator: National Futures Association

Action Type: Petition for Rulemaking

Description: NFA Petition for Rulemaking re: Regulation 4.5

Status: Action Taken

Date: 2012-02-09 00:00:00

Remarks:

Associated Documents
Request for Comment on Petition of National Futures Association to Amend Regulation 4.5
National Futures Association-Petition for Rulemaking to Amend Regulation 4.5
Comment File: NFA Petition to Amend Regulation 4.5
Proposed Rule-Commodity Pool Operators and Commodity Trading Advisors: Amendments to Compliance Obligations
Comment File-Commodity Pool Operators and Commodity Trading Advisors: Amendments to Compliance Obligations
Final Rule - Commodity Pool Operators and Commodity Trading Advisors: Amendments to Compliance Obligations