Commission Orders and Other Actions

Search Commission Orders and Other Actions using the following criteria

Initiator

ALLAgora-X, LLCAmerican Petroleum InstituteAmerican Public Power Association et al.CAISOCantor Clearinghouse, L.P.Cargill, Inc.CFTCChicago Board of TradeChicago Board of Trade (CBOT), et alChicago Mercantile ExchangeChicago Mercantile Exchange, Inc.Clearing CorporationCME Clearing HouseCommercial Energy Working GroupCommodity Markets CouncilELX Futures, L.P.Hard 8 FuturesICE Clear CreditICE Clear Credit, ICE Clear Europe, ICE Clear USICE Clear Europe LimitedICE Clear US, Inc.ICE Futures U.S., Inc.Intercontinental Exchange, Inc.Intercontinental Exchange, Inc., et alISO-NEKansas City Board of Trade Clearing CorporationLCH SALCH.Clearnet Ltd.LedgerX LLC dba FTX US DerivativesNational Futures AssociationNational Rural Electric Cooperative Association et al.Natural Gas Exchange Inc.New York Mercantile ExchangeNew York Portfolio Clearing, LLCNodal Clear, LLCNorth American Derivatives Exchange, Inc.NQLX LLC Futures ExchangeNYMEX Clearing HouseOneChicago LLC Futures ExchangeOptions Clearing CorporationPacific Futures ExchangePrudential Financial, Inc.; Symetra Life Insurance Company; Voya Financial, Inc.RTOs/ISOsSouthwest Power Pool, Inc.Working Group of Commercial Energy Firms

Action Type

ALL1a(12)(C) Determination4(c) Action409(b)(3) Order4a(a)(7) Petition4d ActionExemptionInterpretationNo-ActionPetition for RulemakingRequest CFTC use CEA section 8a(7)Request for Amended OrderRequest to VacateSignificant Price Discovery Contract Order

Status

ALLAction TakenAction Taken - DeniedPendingWithdrawn

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Initiator	Action Type	Description	Status	Date	Remarks	Documents
NYMEX Clearing House	4d Action	Clearing of OTC Contracts	Action Taken	05/30/2002		1
Natural Gas Exchange Inc.	Request for Amended Order	Petition for Amended DCO Order	Action Taken	03/20/2013		1
NYMEX Clearing House	4d Action	Clearing of OTC Contracts-Amended Order	Action Taken	02/10/2004		1
NYMEX Clearing House	4d Action	Treatment of Funds for NYMEX Europe Transactions	Action Taken	09/06/2005		1
Chicago Mercantile Exchange, Inc.	4d Action	Amended NYMEX DME Order	Action Taken	08/06/2012		1
National Futures Association	Petition for Rulemaking	Elec. filing of CPO and CTA disclosure documents	Action Taken	03/05/2009		3
NYMEX Clearing House	1a(12)(C) Determination	Order amended to transfer clearing services to CME	Action Taken	08/06/2012		1
Clearing Corporation	4d Action	Implementation of Global Clearing Link Phase I	Action Taken	10/21/2004		2
CFTC	Interpretation	Part 190- Bankruptcy-Account Class	Action Taken	10/21/2004		1
Options Clearing Corporation	4d Action	Internal Cross Margining	Action Taken	11/05/2004		1
CFTC	No-Action	No Action Relief From Swap Reporting Requirements	Action Taken	10/15/2012		1
Intercontinental Exchange, Inc., et al	Exemption	CFTC Registered Floor Brokers/Traders Deemed ECEs	Action Taken	01/16/2003		0
CFTC	No-Action	No Action Relief for Swap Reporting Requirements	Action Taken	10/26/2012		1
Intercontinental Exchange, Inc.	Exemption	IPE Brokers/Traders Deemed ECEs	Action Taken	11/15/2004		0
CFTC	4(c) Action	4(c) exemption for Federal Reserve Banks	Action Taken	08/08/2016		2
ICE Clear US, Inc.	4d Action	Request for Cross-Margining with OCC	Action Taken	02/29/2008		1
Options Clearing Corporation	4(c) Action	4(c) Request re: CBOE Gold ETF Volatility Index	Action Taken	12/23/2010		6
CFTC	4(c) Action	Proposed Part 35 Regulations	Action Taken	01/22/1993		0
Commodity Markets Council	4a(a)(7) Petition	Modify reporting requirements under Reg. 151.5(c)	Pending	09/11/2012		1
Chicago Mercantile Exchange, Inc.	4d Action	Request to Amend CME/DME 4d Order	Action Taken	10/31/2017		3
NYMEX Clearing House	4d Action	NYMEX Request to Amend DME 4d Order	Action Taken	04/30/2008		1
American Petroleum Institute	4a(a)(7) Petition	Exemptive relief - bona fide hedging transactions	Pending	03/13/2012		1
Options Clearing Corporation	Request for Amended Order	Amended Order of DCO Registration	Action Taken	02/26/2008		1
Cargill, Inc.	No-Action	Relief from Certain ATOM Requirements	Action Taken	01/11/2006		0
CFTC	No-Action	Strike Price Filing Relief (CBOE Futures Exchange)	Action Taken	01/09/2006		0
CFTC	No-Action	Strike Price Filing Relief (Hedge Street)	Action Taken	01/09/2006		0
CFTC	No-Action	Strike Price Filing Relief (CBOT)	Action Taken	01/09/2006		0
CFTC	No-Action	Strike Price Filing Relief (KCBT)	Action Taken	01/09/2006		0
CFTC	No-Action	Strike Price Filing Relief (MGE)	Action Taken	01/09/2006		0
CAISO	4(c) Action	Request for Supplemental 4(c) Order	Withdrawn	03/20/2014		2
CFTC	No-Action	Strike Price Filing Relief (Chi. Climate Fut. Ex.)	Action Taken	01/09/2006		0
ISO-NE	4(c) Action	Request for Supplemental 4(c) Order	Withdrawn	03/21/2014		2
CFTC	No-Action	Strike Price Filing Relief (NYBOT)	Action Taken	01/09/2006		0
CFTC	No-Action	Strike Price Filing Relief (CME)	Action Taken	01/09/2006		0
CFTC	No-Action	Strike Price Filing Relief (NYMEX)	Action Taken	01/09/2006		0
CFTC	No-Action	Strike Price Filing Relief (One Chicago)	Action Taken	01/09/2006		0
CFTC	No-Action	Strike Price Filing Relief (USFE)	Action Taken	01/09/2006		0
CFTC	Interpretation	Part 190-Bankruptcy-Cleared-Only Contracts	Action Taken	09/26/2008		1
Kansas City Board of Trade Clearing Corporation	4(c) Action	Request for 4(c)/4d Order for Wheat Calendar Swaps	Action Taken	06/15/2010		3
Agora-X, LLC	Petition for Rulemaking	Petition to amend Reg 35 to clear OTC ag swaps	Withdrawn	07/02/2010		1
CFTC	4(c) Action	SPDR Gold Trust Security Futures 4(c)	Action Taken	05/30/2008		1
Commercial Energy Working Group	4a(a)(7) Petition	Exemptive Relief - Bona Fide Hedging Transactions	Pending	09/20/2012		1
LedgerX LLC dba FTX US Derivatives	Request for Amended Order	Request for Amended Order of Registration as a DCO	Withdrawn	11/11/2022		6
CFTC	4(c) Action	iShares Comex Gold and ishares Silver Shares 4(c)	Action Taken	12/05/2008		4
ICE Clear Europe Limited	409(b)(3) Order	Request for determination under FDICIA 409(b)(3)	Action Taken	07/31/2008		6
North American Derivatives Exchange, Inc.	Request for Amended Order	Requests Amended DCM Order to Allow Intermediation	Action Taken	03/30/2010		2
National Rural Electric Cooperative Association et al.	4(c) Action	Petition for relief from requirements of the CEA	Action Taken	03/28/2013		2
OneChicago LLC Futures Exchange	Petition for Rulemaking	Request to lower margin from 20% to 15% for SFPs	Withdrawn	09/18/2020		1
Prudential Financial, Inc.; Symetra Life Insurance Company; Voya Financial, Inc.	4(c) Action	Insurance Cos-4(c) Exemptive Relief Req 6-20-19	Withdrawn	08/24/2022		1