Swap Data Repositories (SDR) : 47995
Organization: KOR Reporting Inc
Status: Pending - Provisional Registration
Date: 2022-03-30 00:00:00
Remarks: KOR Reporting Inc was provisionally registered with the Commission on March 30, 2022.
| Associated Documents |
|---|
| KOR Order of Provisional Registration |
| Cover Letter 2022 03 21 |
| FOIA CFTC Submission KOR 2022 03 21 |
| Form SDR Application 2022 03 21 |
| KOR Exhibit B-1, Narrative explaining fitness standards of the Board |
| KOR Exhibit B-2, KOR SDR Board of Directors Members |
| KOR Exhibit D-1, SDR Governance Principles |
| KOR Exhibit E, Organization Structure |
| KOR Exhibit F-2, Board of Directors Conflicts of Interest Policy |
| KOR Exhibit H-1, KOR Reporting Inc Certification of Incorporation |
| KOR Exhibit H-2, KOR Reporting Inc DE Good Standing |
| KOR Exhibit J, Rulebook |
| KOR Exhibit O-1, KOR SDR Fee Schedule |
| KOR Exhibit P-1, KOR Universal Services Agreement |
| KOR Exhibit P-3, KOR SDR Counterparty Client Addendum |
| KOR Exhibit P-4, KOR SDR Delegated Reporter Client Addendum |
| KOR Exhibit P-5, KOR Client Administrator User Form |
| KOR Exhibit P-6, KOR Acceptable Use Policy |
| KOR xExhibit CC, Client Requirements |
| KOR xExhibit DD, User Access and Onboarding Guide |
| KOR xExhibit EE, Denial, Revocation, or Suspension of Client Access Policy |
| KOR xExhibit FF-1, Core Principles |
| KOR xExhibit FF-2, KOR SDR Disclosure Document |
| KOR xExhibit JJ, Dispute Policy |
| KOR xExhibit KK, Position Calculation |
