Swap Data Repository Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
DTCC Updates to DDR Systems Development and Monitoring Procedures 03/16/2023 Certified 03/30/2023 1
ICE SDR Amending ICE Trade Vault Trusted Source Agreement, intended to clarify the scope of data access and to incorporate the billing of fees to a derivative clearing organization or other form of central counterparty. 06/07/2013 Withdrawn 06/26/2013 1
DTCC Revisions to DDR's internal policies and procedures. 11/22/2019 Certified 12/06/2019 1
CMESDR Modification to the Maintenance Windows of all CME Global Repository Services Applications 09/24/2015 Certified 10/08/2015 1
CMESDR Modifications to the Fee Schedule Applicable to CME SDR 04/16/2015 Certified 04/30/2015 1
DTCC DTCC Data Repository US LLC Rulebook Amendments - Two new special purpose User Agreements and a supplement to the User Agreement. DTCC #2014-03 06/13/2014 Certified 07/29/2014 1
ICE SDR Amendments to ICE Trade Vault, LLC Fee Schedule. 12/20/2013 Certified 07/29/2014 1
DTCC Updates to DDR Systems Development and Monitoring Procedures. 09/19/2022 Certified 10/03/2022 1
DTCC Weekly Notification of Rule Amendments for the week ending May 19, 2017. 05/19/2017 Notified 05/19/2017 2
DTCC Revisions to DDR's internal policies and procedures. 11/29/2018 Certified 12/13/2018 2
DTCC Amendments to DDR Policies and Procedures Pursuant to Order Granting Provisional Registration as a Swap Data Repository. DDR amends certain internal DDR Policies and Procedures with respect to the identification and resolution of conflicts of interest. 12/15/2014 Certified 12/30/2014 2
DTCC A new fee schedule for DDR is scheduled to be effective as of October 1, 2016. 09/16/2016 Certified 09/30/2016 2
DTCC A new fee schedule for DDR is scheduled to be effective on January 1, 2024. 12/14/2023 Certified 12/29/2023 3
DTCC DDR Rule Certification in conjunction with amendments to DDR Rulebook. 11/17/2022 Certified 12/02/2022 3
DTCC A new fee schedule for DDR is scheduled to be effective on May 1, 2022. 04/14/2022 Certified 04/27/2022 3
ICE SDR ICE Trade Vault submits, by written certification, an amendment to the Fee Schedule to address repository fees for cleared swaps and options in the commodity asset class. 11/13/2014 Certified 11/28/2014 3
DTCC Changes made to the DDR Rulebook in connection with DDR's application for registration as a recognized or designated trade repository in the Canadian provinces of Ontario, Quebec and Manitoba. 09/19/2014 Certified 10/03/2014 3
DTCC DDR Rule Certification in connection with amendments to DDR Rulebook. 04/04/2024 Certified 04/18/2024 3
DTCC DDR Rule Certification in conjunction with amendments to DDR Rulebook. 09/07/2021 Certified 09/21/2021 3
DTCC DDR Rule Certification in connection with amendments to DDR Rulebook. 12/22/2023 Certified 01/09/2024 3
DTCC A new fee schedule for DDR is scheduled to be effective on July 1, 2020. 06/15/2020 Certified 06/30/2020 3
DTCC DTCC Data Repository (U.S.) LLC submits, by written certification, amendments to the DTCC Data Repository (U.S.) LLC Rulebook. 10/24/2018 Certified 11/07/2018 3
DTCC DDR Rule Certification in conjunction with amendments to DDR Rulebook. 07/13/2017 Certified 07/27/2017 3
ICE SDR Amendments to ICE Trade Vault, LLC Fee Schedule. 05/21/2013 Certified 04/21/2013 3
DTCC DDR Rule Certification in conjunction with amendments to DDR Rulebook. 11/06/2020 Certified 11/23/2020 3
DTCC Amending DDR Rulebook to provide the ability of DDR to offer a Block Trade Ancillary Service. 07/16/2013 Certified 07/29/2014 3
DTCC DDR Rule Certification in conjunction with amendments to DDR Rulebook. 03/13/2017 Certified 03/27/2017 3
DTCC A new fee schedule for DDR is scheduled to be effective on January 1, 2021 12/15/2020 Certified 12/30/2020 3
DTCC DDR Rule Certification in connection with amendments to DDR Rulebook. 03/10/2023 Certified 03/24/2023 3
DTCC DDR Rule Certification in conjunction with amendments to DDR Rulebook. 03/20/2017 Certified 04/03/2017 3
DTCC DDR Rule Certification in conjunction with amendments to DDR Rulebook. 08/24/2018 Certified 09/10/2018 3
DTCC A new fee schedule for DDR is scheduled to be effective as of July 1, 2019. 06/10/2019 Certified 06/24/2019 3
ICE SDR ICE Trade Vault, LLC has amended the ICE Trade Vault Fee Schedule to revise fees related to virtual currency swaps. 12/16/2021 Certified 01/03/2022 4
ICE SDR Fee Schedule Updates 01/12/2018 Certified 01/29/2018 4
DTCC Amendments to the DDR Rulebook to correct notice provisions. 02/11/2015 Certified 02/25/2015 4
DTCC Amendments to the DDR Rulebook Section 3.3.3.2 Exceptions and Exemptions from Mandatory Clearing Requirements under US Law to refer to the current CFTC Staff No-Action Letter 14-144 on the Treasury Affiliate End-User Exception. 02/17/2015 Certified 03/03/2015 4
ICE SDR ICE Trade Vault, LLC has amended the ICE Trade Vault Rulebook to revise requirements related to exotic swaps. The amended ICE Trade Vault Fee Rulebook is scheduled to be effective on April 24, 2019. 04/10/2019 Certified 04/24/2019 4
KOR Pursuant to 3(2) of OSC Rule 91-507 of the Commodity Exchange Act, as amended, and Commodity Futures Trading Commission (the "Commission") Regulation 40.6, KOR Reporting Inc. ("KOR") submits, by written certification, proposed amendments to the KOR SDR Fe 07/03/2024 Certified 07/18/2024 4
ICE SDR Revisions to the ICE Trade Vault Fee Schedule 03/27/2020 Certified 04/10/2020 4
ICE SDR Please find attached the updated ICE Trade Vault Rulebook. 03/06/2024 Certified 03/20/2024 4
ICE SDR ICE Trade Vault, LLC has amended the ICE Trade Vault Participant Agreement to revise certain provisions related to EU data privacy and OFAC requirements. The amended Participant Agreement is scheduled to be effective on June 8, 2018. 05/24/2018 Certified 06/08/2018 4
ICE SDR Amendments to the ICE Trade Vault, LLC Participant Agreement to reflect the CDS asset class. Amendments are due to the merging of the CDS and commodities systems. 11/03/2015 Certified 11/18/2015 4
ICE SDR Updating Rulebook Section 4.7 relating to verification of single-sided trade data 07/22/2016 Certified 08/05/2016 5
ICE SDR ICE Trade Vault has amended the ICE Trade Vault Participant Agreement and Rulebook as a result of a corporate reorganization. 07/14/2017 Certified 07/28/2017 6
ICE SDR Submission of Rulebook and Fee Schedule Modifications for the addition of the F/X and IRS asset classes. 08/21/2015 Certified 09/04/2015 6
ICE SDR ICE Trade Vault, LLC has amended the ICE Trade Vault Rulebook and ICE Trade Vault Participant Agreement to revise certain terms related to the CFTC swap reporting rule amendments. The amended ICE Trade Vault Rulebook and Participant Agreement are schedule 12/09/2022 Certified 12/23/2022 6
DTCC Changes made to DDR documents in connection with DDR's application for registration as a recognized or designated trade repository in the Canadian provinces of Ontario, Quebec and Manitoba. 08/13/2014 Certified 08/27/2014 8
ICE SDR ICE Trade Vault, LLC has amended the ICE Trade Vault Fee Schedule to revise certain gas conversions rates and add additional bitcoin units of measure. The amended ICE Trade Vault Fee Schedule is scheduled to be effective on July 24, 2018. 07/10/2018 Certified 07/24/2018 8
ICE SDR ICE Trade Vault has amended the Participant Agreement, Trusted Sources Agreement and Rulebook to revise certain provisions related to creating and managing user IDs for use of the ICE Trade Vault API connectivity. 12/05/2017 Certified 12/19/2017 8
DTCC Non-material amendments to the DDR Rulebook and Disclosure Document to conform with DDR business practice and governance documents. 11/03/2015 Certified 11/18/2015 8