Swap Data Repository Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
DTCC DDR Part 40.6 self-certification for the DDR Systems Development and Monitoring Procedures. 10/05/2017 Certified 10/20/2017 1
ICE SDR Amending ICE Trade Vault, LLC Trusted Source Agreement, intended to clarify the scope of data access and to incorporate the billing of fees to a derivative clearing organization or other form of central counterparty. 06/21/2013 Certified 06/27/2013 1
DTCC DDR54 Rule Filing Submission of the DTCC Global Privacy Policy. 03/22/2024 Certified 04/05/2024 1
DTCC Amending the Fee Schedule to extend the existing fee schedule for the period between July 1, 2013 and June 30, 2014. 06/21/2013 Certified 07/29/2014 1
ICE SDR Amending ICE Trade Vault Trusted Source Agreement, to clarify the asset classes of the trade data and to clarify that ICE SDR Service Data distributed by Trusted Sources in accordance with Applicable Law is not considered proprietary or confidential. 08/21/2013 Certified 07/29/2014 1
BSDR Amendment to Rulebook of BSDR LLC 02/22/2017 Certified 03/09/2017 1
DTCC Updates to DDR's Compliance Manual, Code of Conduct and Conflicts of Interest Resolution Policy 11/10/2017 Certified 11/27/2017 1
DTCC DDR Financial Resources Procedures updates 07/27/2021 Certified 08/10/2021 1
KOR Update of KOR SDR Fee Schedule 10/07/2022 Certified 10/24/2022 1
DTCC DDR is submitting an update to the DTCC Global Privacy Policy as a rule certification. 11/09/2018 Certified 11/26/2018 1
ICE SDR Amendments to ICE Trade Vault, LLC Swap Data Repository Rulebook. 04/30/2013 Withdrawn 05/13/2013 1
DTCC DDR is submitting an update to the DTCC Global Privacy Policy as a rule certification. 05/01/2018 Certified 05/15/2018 1
CMESDR Modifications to the Fee Schedule Applicable to CME SDR 05/07/2015 Certified 05/21/2015 1
CMESDR Modifications to the Fee Schedule Applicable to CME SDR 06/14/2019 Certified 06/28/2019 1
ICE SDR Revising ICE Trade Vault Rulebook (05/07/13) to Section 4.5 (Lifecycle Event Status) to remove the header "Contingent EFRP", replace with the header "Exchange for Related Position". 05/07/2013 Withdrawn 05/14/2013 1
CMESDR Acceptance of Swap Data Submissions for the Equity Asset Class 06/14/2019 Certified 06/28/2019 1
ICE SDR Amending ICE Trade Vault, LLC Swap Data Repository Rulebook - Removing the header "Contingent EFRP" replace with "Exchange for Related Position" 05/14/2013 Certified 05/30/2013 1
DTCC Revisions to DDR's internal Policies and Procedures 08/11/2023 Certified 08/25/2023 1
BSDR Modifications to fees charged by BSDR LLC 02/19/2015 Certified 03/05/2015 1
DTCC Revisions to DDR's internal procedures. 05/12/2021 Certified 05/26/2021 1
DTCC DDR is submitting revisions to its Privacy & Confidentiality Policy and Procedures in a manner consistent with Section 5c(c)(1) of the Commodity Exchange Act, as amended, and Commodity Futures Trading Commission Regulation 40.6. 03/15/2016 Certified 03/29/2016 1
DTCC DDR Policies and Procedures update 10/15/2021 Certified 10/29/2021 1
DTCC Amending the Fee Schedule to extend the existing fee schedule for the period between July 1, 2013 and June 30, 2014. 06/21/2013 Certified 07/29/2014 1
ICE SDR Amending ICE Trade Vault, LLC Swap Data Repository Rulebook. 09/28/2012 Certified 10/10/2012 1
DTCC Amendments to DTCC Data Repository LLC Fee Schedule effective July 1, 2014 DTCC #2014-02 06/06/2014 Certified 07/29/2014 1
BSDR Amendment to Rulebook 05/26/2015 Certified 06/09/2015 1
DTCC Revisions to DDR's internal policies and procedures. 06/30/2021 Certified 07/15/2021 1
DTCC Update of DDR Policies and Procedures - Part two of Submission 11/27/2023 Certified 12/11/2023 1
DTCC DDR Weekly Notification of Rule Amendments in connection with typographical error correction on CFTC Fee Schedule. 02/05/2021 Notified 02/05/2021 1
ICE SDR Amendments to ICE Trade Vault, LLC Swap Data Repository Rulebook Pursuant to Section 5c(c)(1) of the Commodity Exchange Act and Commission Regulation 40.6 04/01/2013 Withdrawn 04/08/2013 1
ICE SDR Amendments to ICE Trade Vault, LLC Swap Data Repository Rulebook Pursuant to Section 5c(c)(1) of the Commodity Exchange Act and Commission Regulation 40.5 04/01/2013 Withdrawn 05/13/2013 1
CMESDR Modifications to the Fee Schedule Applicable to CME SDR 09/09/2014 Withdrawn 09/23/2014 1
DTCC Update to DDR internal Policies and Procedures. 12/21/2017 Certified 01/08/2018 1
ICE SDR Amending the Fee Schedule to address repository fees for cleared swaps and options in the commodity asset class. 06/07/2013 Certified 06/26/2013 1
DTCC Amendments to DTCC Data Repository Rulebook and Operating Procedures. 10/25/2013 Certified 07/29/2014 1
ICE SDR Amendments to ICE Trade Vault Fee Schedule to address repository fees for cleared swaps and options in the commodity asset class. 10/17/2013 Certified 07/29/2014 1
ICE SDR Amendments to the Fee Schedule to address clarifications and repository fees for financial coal swaps in the commodity asset class. 01/22/2014 Certified 07/29/2014 1
DTCC Amendments to the Rulebook and Operating Procedures. Letter dated January 21, 2014. 01/22/2014 Certified 07/29/2014 1
DTCC Rule Filing Update to the DTCC Global Privacy Policy. 01/16/2024 Certified 01/30/2024 1
DTCC Rule Filing submission of DDR Systems Development and Monitoring Procedures. 01/16/2024 Certified 01/30/2024 1
DTCC Updates to DDR Systems Development and Monitoring Procedures 03/16/2023 Certified 03/30/2023 1
ICE SDR Amending ICE Trade Vault Trusted Source Agreement, intended to clarify the scope of data access and to incorporate the billing of fees to a derivative clearing organization or other form of central counterparty. 06/07/2013 Withdrawn 06/26/2013 1
DTCC Revisions to DDR's internal policies and procedures. 11/22/2019 Certified 12/06/2019 1
CMESDR Modification to the Maintenance Windows of all CME Global Repository Services Applications 09/24/2015 Certified 10/08/2015 1
CMESDR Modifications to the Fee Schedule Applicable to CME SDR 04/16/2015 Certified 04/30/2015 1
DTCC DTCC Data Repository US LLC Rulebook Amendments - Two new special purpose User Agreements and a supplement to the User Agreement. DTCC #2014-03 06/13/2014 Certified 07/29/2014 1
ICE SDR Amendments to ICE Trade Vault, LLC Fee Schedule. 12/20/2013 Certified 07/29/2014 1
DTCC Updates to DDR Systems Development and Monitoring Procedures. 09/19/2022 Certified 10/03/2022 1
DTCC Amendments to DTCC Data Repository LLC Annex I to the User Agreement 06/27/2014 Certified 07/29/2014 0
DTCC Update to DDR Policies and Procedures. 11/27/2023 Certified 12/11/2023 0