| DTCC |
Weekly Notification of Rule Amendments for the week ending May 19, 2017. |
05/19/2017 |
Notified |
05/19/2017 |
|
2 |
| ICE SDR |
Updating Rulebook Section 4.7 relating to verification of single-sided trade data |
07/22/2016 |
Certified |
08/05/2016 |
|
5 |
| DTCC |
Updates to DDR's Compliance Manual, Code of Conduct and Conflicts of Interest Resolution Policy |
11/10/2017 |
Certified |
11/27/2017 |
|
1 |
| DTCC |
Updates to DDR Systems Development and Monitoring Procedures. |
09/19/2022 |
Certified |
10/03/2022 |
|
1 |
| DTCC |
Updates to DDR Systems Development and Monitoring Procedures |
03/16/2023 |
Certified |
03/30/2023 |
|
1 |
| DTCC |
Update to DDR's documentation to support the End-User Exception. |
06/29/2018 |
Certified |
07/16/2018 |
|
10 |
| DTCC |
Update to DDR Policies and Procedures. |
11/27/2023 |
Certified |
12/11/2023 |
|
0 |
| DTCC |
Update to DDR internal Policies and Procedures. |
12/21/2017 |
Certified |
01/08/2018 |
|
1 |
| KOR |
Update of KOR SDR Fee Schedule |
10/07/2022 |
Certified |
10/24/2022 |
|
1 |
| DTCC |
Update of DDR Policies and Procedures - Part two of Submission |
11/27/2023 |
Certified |
12/11/2023 |
|
1 |
| ICE SDR |
Submission of Rulebook and Fee Schedule Modifications for the addition of the F/X and IRS asset classes. |
08/21/2015 |
Certified |
09/04/2015 |
|
6 |
| DTCC |
Rule Filing Update to the DTCC Global Privacy Policy. |
01/16/2024 |
Certified |
01/30/2024 |
|
1 |
| DTCC |
Rule Filing submission of DDR Systems Development and Monitoring Procedures. |
01/16/2024 |
Certified |
01/30/2024 |
|
1 |
| ICE SDR |
Revisions to the ICE Trade Vault Fee Schedule |
03/27/2020 |
Certified |
04/10/2020 |
|
4 |
| DTCC |
Revisions to DDR's internal procedures. |
11/24/2020 |
Certified |
12/09/2020 |
|
1 |
| DTCC |
Revisions to DDR's internal procedures. |
05/12/2021 |
Certified |
05/26/2021 |
|
1 |
| DTCC |
Revisions to DDR's internal policies and procedures. |
11/29/2018 |
Certified |
12/13/2018 |
|
2 |
| DTCC |
Revisions to DDR's internal policies and procedures. |
06/30/2021 |
Certified |
07/15/2021 |
|
1 |
| DTCC |
Revisions to DDR's internal policies and procedures. |
11/22/2019 |
Certified |
12/06/2019 |
|
1 |
| DTCC |
Revisions to DDR's internal Policies and Procedures |
08/11/2023 |
Certified |
08/25/2023 |
|
1 |
| ICE SDR |
Revising ICE Trade Vault Rulebook (05/07/13) to Section 4.5 (Lifecycle Event Status) to remove the header "Contingent EFRP", replace with the header "Exchange for Related Position". |
05/07/2013 |
Withdrawn |
05/14/2013 |
|
1 |
| KOR |
Pursuant to 3(2) of OSC Rule 91-507 of the Commodity Exchange Act, as amended, and Commodity Futures Trading Commission (the "Commission") Regulation 40.6, KOR Reporting Inc. ("KOR") submits, by written certification, proposed amendments to the KOR SDR Fe |
07/03/2024 |
Certified |
07/18/2024 |
|
4 |
| ICE SDR |
Please find attached the updated ICE Trade Vault Rulebook. |
03/06/2024 |
Certified |
03/20/2024 |
|
4 |
| DTCC |
Non-material amendments to the DDR Rulebook and Disclosure Document to conform with DDR business practice and governance documents. |
11/03/2015 |
Certified |
11/18/2015 |
|
8 |
| ICE SDR |
Modifications to the ICE Trade Vault Rulebook, Participant Agreement and Fee Schedule |
12/20/2016 |
Certified |
01/05/2017 |
|
11 |
| CMESDR |
Modifications to the Fee Schedule Applicable to CME SDR |
10/27/2017 |
Certified |
11/13/2017 |
|
1 |
| CMESDR |
Modifications to the Fee Schedule Applicable to CME SDR |
10/03/2017 |
Withdrawn |
10/11/2017 |
|
1 |
| CMESDR |
Modifications to the Fee Schedule Applicable to CME SDR |
05/07/2015 |
Certified |
05/21/2015 |
|
1 |
| CMESDR |
Modifications to the Fee Schedule Applicable to CME SDR |
06/14/2019 |
Certified |
06/28/2019 |
|
1 |
| CMESDR |
Modifications to the Fee Schedule Applicable to CME SDR |
09/09/2014 |
Withdrawn |
09/23/2014 |
|
1 |
| CMESDR |
Modifications to the Fee Schedule Applicable to CME SDR |
04/16/2015 |
Certified |
04/30/2015 |
|
1 |
| BSDR |
Modifications to fees charged by BSDR LLC |
02/19/2015 |
Certified |
03/05/2015 |
|
1 |
| CMESDR |
Modification to the Maintenance Windows of all CME Global Repository Services Applications |
09/24/2015 |
Certified |
10/08/2015 |
|
1 |
| ICE SDR |
ICE Trade Vault, LLC has amended the ICE Trade Vault Rulebook to revise requirements related to exotic swaps. The amended ICE Trade Vault Fee Rulebook is scheduled to be effective on April 24, 2019. |
04/10/2019 |
Certified |
04/24/2019 |
|
4 |
| ICE SDR |
ICE Trade Vault, LLC has amended the ICE Trade Vault Rulebook and ICE Trade Vault Participant Agreement to revise certain terms related to the CFTC swap reporting rule amendments. The amended ICE Trade Vault Rulebook and Participant Agreement are schedule |
12/09/2022 |
Certified |
12/23/2022 |
|
6 |
| ICE SDR |
ICE Trade Vault, LLC has amended the ICE Trade Vault Fee Schedule to revise fees related to virtual currency swaps. |
12/16/2021 |
Certified |
01/03/2022 |
|
4 |
| ICE SDR |
ICE Trade Vault, LLC has amended the ICE Trade Vault Fee Schedule to revise certain gas conversions rates and add additional bitcoin units of measure. The amended ICE Trade Vault Fee Schedule is scheduled to be effective on July 24, 2018. |
07/10/2018 |
Certified |
07/24/2018 |
|
8 |
| ICE SDR |
ICE Trade Vault, LLC has amended the ICE Trade Vault Participant Agreement to revise certain provisions related to EU data privacy and OFAC requirements. The amended Participant Agreement is scheduled to be effective on June 8, 2018. |
05/24/2018 |
Certified |
06/08/2018 |
|
4 |
| ICE SDR |
ICE Trade Vault submits, by written certification, an amendment to the Fee Schedule to address repository fees for cleared swaps and options in the commodity asset class. |
11/13/2014 |
Certified |
11/28/2014 |
|
3 |
| ICE SDR |
ICE Trade Vault has amended the ICE Trade Vault Participant Agreement and Rulebook as a result of a corporate reorganization. |
07/14/2017 |
Certified |
07/28/2017 |
|
6 |
| ICE SDR |
ICE Trade Vault has amended the Participant Agreement, Trusted Sources Agreement and Rulebook to revise certain provisions related to creating and managing user IDs for use of the ICE Trade Vault API connectivity. |
12/05/2017 |
Certified |
12/19/2017 |
|
8 |
| ICE SDR |
ICE Trade Vault amendments to existing agreements and rulebook in regards to ICE TV registration as a Canadian trade repository |
10/09/2014 |
Certified |
10/24/2014 |
|
0 |
| ICE SDR |
Fee Schedule Updates |
01/12/2018 |
Certified |
01/29/2018 |
|
4 |
| DTCC |
DTCC Data Repository US LLC Rulebook Amendments - Two new special purpose User Agreements and a supplement to the User Agreement. DTCC #2014-03 |
06/13/2014 |
Certified |
07/29/2014 |
|
1 |
| DTCC |
DTCC Data Repository (U.S.) LLC submits, by written certification, amendments to the DTCC Data Repository (U.S.) LLC Rulebook. |
10/24/2018 |
Certified |
11/07/2018 |
|
3 |
| DTCC |
DDR54 Rule Filing Submission of the DTCC Global Privacy Policy. |
03/22/2024 |
Certified |
04/05/2024 |
|
1 |
| DTCC |
DDR Weekly Notification of Rule Amendments in connection with typographical error correction on CFTC Fee Schedule. |
02/05/2021 |
Notified |
02/05/2021 |
|
1 |
| DTCC |
DDR Rule Certification in connection with amendments to DDR Rulebook. |
04/04/2024 |
Certified |
04/18/2024 |
|
3 |
| DTCC |
DDR Rule Certification in connection with amendments to DDR Rulebook. |
12/22/2023 |
Certified |
01/09/2024 |
|
3 |
| DTCC |
DDR Rule Certification in connection with amendments to DDR Rulebook. |
03/10/2023 |
Certified |
03/24/2023 |
|
3 |
