Swap Data Repository Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
DTCC DDR Part 40.6 self-certification for the DDR Systems Development and Monitoring Procedures. 10/05/2017 Certified 10/20/2017 1
CMESDR Modifications to the Fee Schedule Applicable to CME SDR 10/03/2017 Withdrawn 10/11/2017 1
ICE SDR ICE Trade Vault has amended the ICE Trade Vault Participant Agreement and Rulebook as a result of a corporate reorganization. 07/14/2017 Certified 07/28/2017 6
DTCC DDR Rule Certification in conjunction with amendments to DDR Rulebook. 07/13/2017 Certified 07/27/2017 3
DTCC Weekly Notification of Rule Amendments for the week ending May 19, 2017. 05/19/2017 Notified 05/19/2017 2
DTCC DDR Rule Certification in conjunction with amendments to DDR Rulebook. 03/20/2017 Certified 04/03/2017 3
DTCC DDR Rule Certification in conjunction with amendments to DDR Rulebook. 03/13/2017 Certified 03/27/2017 3
BSDR Amendment to Rulebook of BSDR LLC 02/22/2017 Certified 03/09/2017 1
ICE SDR Modifications to the ICE Trade Vault Rulebook, Participant Agreement and Fee Schedule 12/20/2016 Certified 01/05/2017 11
DTCC DDR is updating its internal policies and procedures to conform with business practices and registration in new jurisdictions. 12/15/2016 Certified 12/30/2016 1
DTCC A new fee schedule for DDR is scheduled to be effective as of October 1, 2016. 09/16/2016 Certified 09/30/2016 2
ICE SDR Updating Rulebook Section 4.7 relating to verification of single-sided trade data 07/22/2016 Certified 08/05/2016 5
DTCC DDR is submitting revisions to its Privacy & Confidentiality Policy and Procedures in a manner consistent with Section 5c(c)(1) of the Commodity Exchange Act, as amended, and Commodity Futures Trading Commission Regulation 40.6. 03/15/2016 Certified 03/29/2016 1
DTCC Non-material amendments to the DDR Rulebook and Disclosure Document to conform with DDR business practice and governance documents. 11/03/2015 Certified 11/18/2015 8
ICE SDR Amendments to the ICE Trade Vault, LLC Participant Agreement to reflect the CDS asset class. Amendments are due to the merging of the CDS and commodities systems. 11/03/2015 Certified 11/18/2015 4
CMESDR Modification to the Maintenance Windows of all CME Global Repository Services Applications 09/24/2015 Certified 10/08/2015 1
ICE SDR Submission of Rulebook and Fee Schedule Modifications for the addition of the F/X and IRS asset classes. 08/21/2015 Certified 09/04/2015 6
BSDR Amendment to Rulebook 05/26/2015 Certified 06/09/2015 1
CMESDR Modifications to the Fee Schedule Applicable to CME SDR 05/07/2015 Certified 05/21/2015 1
CMESDR Modifications to the Fee Schedule Applicable to CME SDR 04/16/2015 Certified 04/30/2015 1
BSDR Modifications to fees charged by BSDR LLC 02/19/2015 Certified 03/05/2015 1
DTCC Amendments to the DDR Rulebook Section 3.3.3.2 Exceptions and Exemptions from Mandatory Clearing Requirements under US Law to refer to the current CFTC Staff No-Action Letter 14-144 on the Treasury Affiliate End-User Exception. 02/17/2015 Certified 03/03/2015 4
DTCC Amendments to the DDR Rulebook to correct notice provisions. 02/11/2015 Certified 02/25/2015 4
DTCC Amendments to DDR Policies and Procedures Pursuant to Order Granting Provisional Registration as a Swap Data Repository. DDR amends certain internal DDR Policies and Procedures with respect to the identification and resolution of conflicts of interest. 12/15/2014 Certified 12/30/2014 2
ICE SDR ICE Trade Vault submits, by written certification, an amendment to the Fee Schedule to address repository fees for cleared swaps and options in the commodity asset class. 11/13/2014 Certified 11/28/2014 3
ICE SDR ICE Trade Vault amendments to existing agreements and rulebook in regards to ICE TV registration as a Canadian trade repository 10/09/2014 Certified 10/24/2014 0
DTCC Changes made to the DDR Rulebook in connection with DDR's application for registration as a recognized or designated trade repository in the Canadian provinces of Ontario, Quebec and Manitoba. 09/19/2014 Certified 10/03/2014 3
CMESDR Modifications to the Fee Schedule Applicable to CME SDR 09/09/2014 Withdrawn 09/23/2014 1
DTCC Changes made to DDR documents in connection with DDR's application for registration as a recognized or designated trade repository in the Canadian provinces of Ontario, Quebec and Manitoba. 08/13/2014 Certified 08/27/2014 8
DTCC Amendments to DTCC Data Repository LLC Annex I to the User Agreement 06/27/2014 Certified 07/29/2014 0
DTCC DTCC Data Repository US LLC Rulebook Amendments - Two new special purpose User Agreements and a supplement to the User Agreement. DTCC #2014-03 06/13/2014 Certified 07/29/2014 1
DTCC Amendments to DTCC Data Repository LLC Fee Schedule effective July 1, 2014 DTCC #2014-02 06/06/2014 Certified 07/29/2014 1
ICE SDR Amendments to the Fee Schedule to address clarifications and repository fees for financial coal swaps in the commodity asset class. 01/22/2014 Certified 07/29/2014 1
DTCC Amendments to the Rulebook and Operating Procedures. Letter dated January 21, 2014. 01/22/2014 Certified 07/29/2014 1
DTCC Amendments to DTCC Data Repository LLC Policies and Procedures Pursuant to Order Granting Provisional Registration as a Swap Data Repository. (letter dated December 20, 2013) Filing #2013-04 12/23/2013 Certified 07/29/2014 0
ICE SDR Amendments to ICE Trade Vault, LLC Fee Schedule. 12/20/2013 Certified 07/29/2014 1
DTCC Amendments to DTCC Data Repository Rulebook and Operating Procedures. 10/25/2013 Certified 07/29/2014 1
ICE SDR Amendments to ICE Trade Vault Fee Schedule to address repository fees for cleared swaps and options in the commodity asset class. 10/17/2013 Certified 07/29/2014 1
ICE SDR Amending ICE Trade Vault Trusted Source Agreement, to clarify the asset classes of the trade data and to clarify that ICE SDR Service Data distributed by Trusted Sources in accordance with Applicable Law is not considered proprietary or confidential. 08/21/2013 Certified 07/29/2014 1
DTCC Amending DDR Rulebook to provide the ability of DDR to offer a Block Trade Ancillary Service. 07/16/2013 Certified 07/29/2014 3
ICE SDR Amending ICE Trade Vault, LLC Trusted Source Agreement, intended to clarify the scope of data access and to incorporate the billing of fees to a derivative clearing organization or other form of central counterparty. 06/21/2013 Certified 06/27/2013 1
DTCC Amending the Fee Schedule to extend the existing fee schedule for the period between July 1, 2013 and June 30, 2014. 06/21/2013 Certified 07/29/2014 1
DTCC Amending the Fee Schedule to extend the existing fee schedule for the period between July 1, 2013 and June 30, 2014. 06/21/2013 Certified 07/29/2014 1
ICE SDR Amending the Fee Schedule to address repository fees for cleared swaps and options in the commodity asset class. 06/07/2013 Certified 06/26/2013 1
ICE SDR Amending ICE Trade Vault Trusted Source Agreement, intended to clarify the scope of data access and to incorporate the billing of fees to a derivative clearing organization or other form of central counterparty. 06/07/2013 Withdrawn 06/26/2013 1
ICE SDR Amendments to ICE Trade Vault, LLC Fee Schedule. 05/21/2013 Certified 04/21/2013 3
ICE SDR Amending ICE Trade Vault, LLC Swap Data Repository Rulebook - Removing the header "Contingent EFRP" replace with "Exchange for Related Position" 05/14/2013 Certified 05/30/2013 1
ICE SDR Revising ICE Trade Vault Rulebook (05/07/13) to Section 4.5 (Lifecycle Event Status) to remove the header "Contingent EFRP", replace with the header "Exchange for Related Position". 05/07/2013 Withdrawn 05/14/2013 1
ICE SDR Amendments to ICE Trade Vault, LLC Swap Data Repository Rulebook. 04/30/2013 Withdrawn 05/13/2013 1
ICE SDR Amendments to ICE Trade Vault, LLC Swap Data Repository Rulebook Pursuant to Section 5c(c)(1) of the Commodity Exchange Act and Commission Regulation 40.6 04/01/2013 Withdrawn 04/08/2013 1