Swap Data Repository Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
BSDR Amendment to Rulebook of BSDR LLC 02/22/2017 Certified 03/09/2017 1
BSDR Modifications to fees charged by BSDR LLC 02/19/2015 Certified 03/05/2015 1
BSDR Amendment to Rulebook 05/26/2015 Certified 06/09/2015 1
CMESDR Modifications to the Fee Schedule Applicable to CME SDR 10/27/2017 Certified 11/13/2017 1
CMESDR Modifications to the Fee Schedule Applicable to CME SDR 10/03/2017 Withdrawn 10/11/2017 1
CMESDR Modifications to the Fee Schedule Applicable to CME SDR 05/07/2015 Certified 05/21/2015 1
CMESDR Modifications to the Fee Schedule Applicable to CME SDR 06/14/2019 Certified 06/28/2019 1
CMESDR Acceptance of Swap Data Submissions for the Equity Asset Class 06/14/2019 Certified 06/28/2019 1
CMESDR Modifications to the Fee Schedule Applicable to CME SDR 09/09/2014 Withdrawn 09/23/2014 1
CMESDR Modification to the Maintenance Windows of all CME Global Repository Services Applications 09/24/2015 Certified 10/08/2015 1
CMESDR Modifications to the Fee Schedule Applicable to CME SDR 04/16/2015 Certified 04/30/2015 1
DTCC A new fee schedule for DDR is scheduled to be effective on January 1, 2024. 12/14/2023 Certified 12/29/2023 3
DTCC DDR is updating its internal policies and procedures to conform with business practices and registration in new jurisdictions. 12/15/2016 Certified 12/30/2016 1
DTCC Revisions to DDR's internal procedures. 11/24/2020 Certified 12/09/2020 1
DTCC DDR Rule Certification in conjunction with amendments to DDR Rulebook. 11/17/2022 Certified 12/02/2022 3
DTCC Weekly Notification of Rule Amendments for the week ending May 19, 2017. 05/19/2017 Notified 05/19/2017 2
DTCC DDR P&P Rule Filing - DDR Compliance Manual 05/09/2024 Certified 05/23/2024 1
DTCC Changes made to DDR documents in connection with DDR's application for registration as a recognized or designated trade repository in the Canadian provinces of Ontario, Quebec and Manitoba. 08/13/2014 Certified 08/27/2014 8
DTCC DDR Policies & Procedures Update - (1) DDR Code of Conduct; (2) DDR Compliance Manual; (3) DDR Conflict of Interest Resolution Policy; (4) DDR Systems Development & Monitoring Policy; (5) DDR Access & Onboarding Procedures - Remove 11/17/2022 Certified 12/02/2022 1
DTCC DDR Part 40.6 self-certification for the DDR Systems Development and Monitoring Procedures. 10/05/2017 Certified 10/20/2017 1
DTCC DDR54 Rule Filing Submission of the DTCC Global Privacy Policy. 03/22/2024 Certified 04/05/2024 1
DTCC Amending the Fee Schedule to extend the existing fee schedule for the period between July 1, 2013 and June 30, 2014. 06/21/2013 Certified 07/29/2014 1
DTCC A new fee schedule for DDR is scheduled to be effective on May 1, 2022. 04/14/2022 Certified 04/27/2022 3
DTCC Updates to DDR's Compliance Manual, Code of Conduct and Conflicts of Interest Resolution Policy 11/10/2017 Certified 11/27/2017 1
DTCC Amendments to DTCC Data Repository LLC Annex I to the User Agreement 06/27/2014 Certified 07/29/2014 0
DTCC DDR Financial Resources Procedures updates 07/27/2021 Certified 08/10/2021 1
DTCC Changes made to the DDR Rulebook in connection with DDR's application for registration as a recognized or designated trade repository in the Canadian provinces of Ontario, Quebec and Manitoba. 09/19/2014 Certified 10/03/2014 3
DTCC DDR is submitting an update to the DTCC Global Privacy Policy as a rule certification. 11/09/2018 Certified 11/26/2018 1
DTCC Amendments to the DDR Rulebook to correct notice provisions. 02/11/2015 Certified 02/25/2015 4
DTCC DDR is submitting an update to the DTCC Global Privacy Policy as a rule certification. 05/01/2018 Certified 05/15/2018 1
DTCC DDR Rule Certification in connection with amendments to DDR Rulebook. 04/04/2024 Certified 04/18/2024 3
DTCC DDR Rule Certification in conjunction with amendments to DDR Rulebook. 09/07/2021 Certified 09/21/2021 3
DTCC DDR Rule Certification in connection with amendments to DDR Rulebook. 12/22/2023 Certified 01/09/2024 3
DTCC Revisions to DDR's internal policies and procedures. 11/29/2018 Certified 12/13/2018 2
DTCC A new fee schedule for DDR is scheduled to be effective on July 1, 2020. 06/15/2020 Certified 06/30/2020 3
DTCC Amendments to the DDR Rulebook Section 3.3.3.2 Exceptions and Exemptions from Mandatory Clearing Requirements under US Law to refer to the current CFTC Staff No-Action Letter 14-144 on the Treasury Affiliate End-User Exception. 02/17/2015 Certified 03/03/2015 4
DTCC DTCC Data Repository (U.S.) LLC submits, by written certification, amendments to the DTCC Data Repository (U.S.) LLC Rulebook. 10/24/2018 Certified 11/07/2018 3
DTCC Revisions to DDR's internal Policies and Procedures 08/11/2023 Certified 08/25/2023 1
DTCC DDR Rule Certification in conjunction with amendments to DDR Rulebook. 07/13/2017 Certified 07/27/2017 3
DTCC Revisions to DDR's internal procedures. 05/12/2021 Certified 05/26/2021 1
DTCC DDR is submitting revisions to its Privacy & Confidentiality Policy and Procedures in a manner consistent with Section 5c(c)(1) of the Commodity Exchange Act, as amended, and Commodity Futures Trading Commission Regulation 40.6. 03/15/2016 Certified 03/29/2016 1
DTCC DDR Policies and Procedures update 10/15/2021 Certified 10/29/2021 1
DTCC Amendments to DDR Policies and Procedures Pursuant to Order Granting Provisional Registration as a Swap Data Repository. DDR amends certain internal DDR Policies and Procedures with respect to the identification and resolution of conflicts of interest. 12/15/2014 Certified 12/30/2014 2
DTCC DDR Rule Certification in conjunction with amendments to DDR Rulebook. 11/06/2020 Certified 11/23/2020 3
DTCC Amending DDR Rulebook to provide the ability of DDR to offer a Block Trade Ancillary Service. 07/16/2013 Certified 07/29/2014 3
DTCC Amending the Fee Schedule to extend the existing fee schedule for the period between July 1, 2013 and June 30, 2014. 06/21/2013 Certified 07/29/2014 1
DTCC DDR Rule Certification in conjunction with amendments to DDR Rulebook. 03/13/2017 Certified 03/27/2017 3
DTCC Amendments to DTCC Data Repository LLC Fee Schedule effective July 1, 2014 DTCC #2014-02 06/06/2014 Certified 07/29/2014 1
DTCC Revisions to DDR's internal policies and procedures. 06/30/2021 Certified 07/15/2021 1
DTCC A new fee schedule for DDR is scheduled to be effective as of October 1, 2016. 09/16/2016 Certified 09/30/2016 2