Swap Data Repository Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
DTCC Update to DDR Policies and Procedures. 11/27/2023 Certified 12/11/2023 0
DTCC Update of DDR Policies and Procedures - Part two of Submission 11/27/2023 Certified 12/11/2023 1
DTCC A new fee schedule for DDR is scheduled to be effective on January 1, 2021 12/15/2020 Certified 12/30/2020 3
DTCC Update to DDR's documentation to support the End-User Exception. 06/29/2018 Certified 07/16/2018 10
DTCC DDR Rule Certification in connection with amendments to DDR Rulebook. 03/10/2023 Certified 03/24/2023 3
DTCC DDR Weekly Notification of Rule Amendments in connection with typographical error correction on CFTC Fee Schedule. 02/05/2021 Notified 02/05/2021 1
DTCC Update to DDR internal Policies and Procedures. 12/21/2017 Certified 01/08/2018 1
DTCC DDR Rule Certification in conjunction with amendments to DDR Rulebook. 03/20/2017 Certified 04/03/2017 3
DTCC Amendments to DTCC Data Repository Rulebook and Operating Procedures. 10/25/2013 Certified 07/29/2014 1
DTCC Amendments to the Rulebook and Operating Procedures. Letter dated January 21, 2014. 01/22/2014 Certified 07/29/2014 1
DTCC Rule Filing Update to the DTCC Global Privacy Policy. 01/16/2024 Certified 01/30/2024 1
DTCC Rule Filing submission of DDR Systems Development and Monitoring Procedures. 01/16/2024 Certified 01/30/2024 1
DTCC Updates to DDR Systems Development and Monitoring Procedures 03/16/2023 Certified 03/30/2023 1
DTCC Revisions to DDR's internal policies and procedures. 11/22/2019 Certified 12/06/2019 1
DTCC DDR Rule Certification in conjunction with amendments to DDR Rulebook. 08/24/2018 Certified 09/10/2018 3
DTCC DTCC Data Repository US LLC Rulebook Amendments - Two new special purpose User Agreements and a supplement to the User Agreement. DTCC #2014-03 06/13/2014 Certified 07/29/2014 1
DTCC Non-material amendments to the DDR Rulebook and Disclosure Document to conform with DDR business practice and governance documents. 11/03/2015 Certified 11/18/2015 8
DTCC A new fee schedule for DDR is scheduled to be effective as of July 1, 2019. 06/10/2019 Certified 06/24/2019 3
DTCC Updates to DDR Systems Development and Monitoring Procedures. 09/19/2022 Certified 10/03/2022 1
DTCC Amendments to DTCC Data Repository LLC Policies and Procedures Pursuant to Order Granting Provisional Registration as a Swap Data Repository. (letter dated December 20, 2013) Filing #2013-04 12/23/2013 Certified 07/29/2014 0
ICE SDR ICE Trade Vault, LLC has amended the ICE Trade Vault Fee Schedule to revise fees related to virtual currency swaps. 12/16/2021 Certified 01/03/2022 4
ICE SDR Modifications to the ICE Trade Vault Rulebook, Participant Agreement and Fee Schedule 12/20/2016 Certified 01/05/2017 11
ICE SDR Amending ICE Trade Vault, LLC Trusted Source Agreement, intended to clarify the scope of data access and to incorporate the billing of fees to a derivative clearing organization or other form of central counterparty. 06/21/2013 Certified 06/27/2013 1
ICE SDR Fee Schedule Updates 01/12/2018 Certified 01/29/2018 4
ICE SDR Amending ICE Trade Vault Trusted Source Agreement, to clarify the asset classes of the trade data and to clarify that ICE SDR Service Data distributed by Trusted Sources in accordance with Applicable Law is not considered proprietary or confidential. 08/21/2013 Certified 07/29/2014 1
ICE SDR ICE Trade Vault submits, by written certification, an amendment to the Fee Schedule to address repository fees for cleared swaps and options in the commodity asset class. 11/13/2014 Certified 11/28/2014 3
ICE SDR Amendments to ICE Trade Vault, LLC Swap Data Repository Rulebook. 04/30/2013 Withdrawn 05/13/2013 1
ICE SDR Updating Rulebook Section 4.7 relating to verification of single-sided trade data 07/22/2016 Certified 08/05/2016 5
ICE SDR Revising ICE Trade Vault Rulebook (05/07/13) to Section 4.5 (Lifecycle Event Status) to remove the header "Contingent EFRP", replace with the header "Exchange for Related Position". 05/07/2013 Withdrawn 05/14/2013 1
ICE SDR Amending ICE Trade Vault, LLC Swap Data Repository Rulebook - Removing the header "Contingent EFRP" replace with "Exchange for Related Position" 05/14/2013 Certified 05/30/2013 1
ICE SDR ICE Trade Vault, LLC has amended the ICE Trade Vault Rulebook to revise requirements related to exotic swaps. The amended ICE Trade Vault Fee Rulebook is scheduled to be effective on April 24, 2019. 04/10/2019 Certified 04/24/2019 4
ICE SDR ICE Trade Vault has amended the ICE Trade Vault Participant Agreement and Rulebook as a result of a corporate reorganization. 07/14/2017 Certified 07/28/2017 6
ICE SDR Amendments to ICE Trade Vault, LLC Fee Schedule. 05/21/2013 Certified 04/21/2013 3
ICE SDR Submission of Rulebook and Fee Schedule Modifications for the addition of the F/X and IRS asset classes. 08/21/2015 Certified 09/04/2015 6
ICE SDR Amending ICE Trade Vault, LLC Swap Data Repository Rulebook. 09/28/2012 Certified 10/10/2012 1
ICE SDR ICE Trade Vault, LLC has amended the ICE Trade Vault Rulebook and ICE Trade Vault Participant Agreement to revise certain terms related to the CFTC swap reporting rule amendments. The amended ICE Trade Vault Rulebook and Participant Agreement are schedule 12/09/2022 Certified 12/23/2022 6
ICE SDR ICE Trade Vault amendments to existing agreements and rulebook in regards to ICE TV registration as a Canadian trade repository 10/09/2014 Certified 10/24/2014 0
ICE SDR Amendments to ICE Trade Vault, LLC Swap Data Repository Rulebook Pursuant to Section 5c(c)(1) of the Commodity Exchange Act and Commission Regulation 40.6 04/01/2013 Withdrawn 04/08/2013 1
ICE SDR Amendments to ICE Trade Vault, LLC Swap Data Repository Rulebook Pursuant to Section 5c(c)(1) of the Commodity Exchange Act and Commission Regulation 40.5 04/01/2013 Withdrawn 05/13/2013 1
ICE SDR Revisions to the ICE Trade Vault Fee Schedule 03/27/2020 Certified 04/10/2020 4
ICE SDR Amending the Fee Schedule to address repository fees for cleared swaps and options in the commodity asset class. 06/07/2013 Certified 06/26/2013 1
ICE SDR Amendments to ICE Trade Vault Fee Schedule to address repository fees for cleared swaps and options in the commodity asset class. 10/17/2013 Certified 07/29/2014 1
ICE SDR Amendments to the Fee Schedule to address clarifications and repository fees for financial coal swaps in the commodity asset class. 01/22/2014 Certified 07/29/2014 1
ICE SDR Please find attached the updated ICE Trade Vault Rulebook. 03/06/2024 Certified 03/20/2024 4
ICE SDR ICE Trade Vault, LLC has amended the ICE Trade Vault Participant Agreement to revise certain provisions related to EU data privacy and OFAC requirements. The amended Participant Agreement is scheduled to be effective on June 8, 2018. 05/24/2018 Certified 06/08/2018 4
ICE SDR Amending ICE Trade Vault Trusted Source Agreement, intended to clarify the scope of data access and to incorporate the billing of fees to a derivative clearing organization or other form of central counterparty. 06/07/2013 Withdrawn 06/26/2013 1
ICE SDR ICE Trade Vault, LLC has amended the ICE Trade Vault Fee Schedule to revise certain gas conversions rates and add additional bitcoin units of measure. The amended ICE Trade Vault Fee Schedule is scheduled to be effective on July 24, 2018. 07/10/2018 Certified 07/24/2018 8
ICE SDR ICE Trade Vault has amended the Participant Agreement, Trusted Sources Agreement and Rulebook to revise certain provisions related to creating and managing user IDs for use of the ICE Trade Vault API connectivity. 12/05/2017 Certified 12/19/2017 8
ICE SDR Amendments to the ICE Trade Vault, LLC Participant Agreement to reflect the CDS asset class. Amendments are due to the merging of the CDS and commodities systems. 11/03/2015 Certified 11/18/2015 4
ICE SDR Amendments to ICE Trade Vault, LLC Fee Schedule. 12/20/2013 Certified 07/29/2014 1