| DTCC |
A new fee schedule for DDR is scheduled to be effective on January 1, 2024. |
12/14/2023 |
Certified |
12/29/2023 |
|
3 |
| CMESDR |
Modifications to the Fee Schedule Applicable to CME SDR |
10/27/2017 |
Certified |
11/13/2017 |
|
1 |
| DTCC |
DDR is updating its internal policies and procedures to conform with business practices and registration in new jurisdictions. |
12/15/2016 |
Certified |
12/30/2016 |
|
1 |
| DTCC |
Revisions to DDR's internal procedures. |
11/24/2020 |
Certified |
12/09/2020 |
|
1 |
| DTCC |
DDR Rule Certification in conjunction with amendments to DDR Rulebook. |
11/17/2022 |
Certified |
12/02/2022 |
|
3 |
| DTCC |
Weekly Notification of Rule Amendments for the week ending May 19, 2017. |
05/19/2017 |
Notified |
05/19/2017 |
|
2 |
| ICE SDR |
ICE Trade Vault, LLC has amended the ICE Trade Vault Fee Schedule to revise fees related to virtual currency swaps. |
12/16/2021 |
Certified |
01/03/2022 |
|
4 |
| DTCC |
DDR P&P Rule Filing - DDR Compliance Manual |
05/09/2024 |
Certified |
05/23/2024 |
|
1 |
| DTCC |
Changes made to DDR documents in connection with DDR's application for registration as a recognized or designated trade repository in the Canadian provinces of Ontario, Quebec and Manitoba. |
08/13/2014 |
Certified |
08/27/2014 |
|
8 |
| CMESDR |
Modifications to the Fee Schedule Applicable to CME SDR |
10/03/2017 |
Withdrawn |
10/11/2017 |
|
1 |
| DTCC |
DDR Policies & Procedures Update - (1) DDR Code of Conduct; (2) DDR Compliance Manual; (3) DDR Conflict of Interest Resolution Policy; (4) DDR Systems Development & Monitoring Policy; (5) DDR Access & Onboarding Procedures - Remove |
11/17/2022 |
Certified |
12/02/2022 |
|
1 |
| ICE SDR |
Modifications to the ICE Trade Vault Rulebook, Participant Agreement and Fee Schedule |
12/20/2016 |
Certified |
01/05/2017 |
|
11 |
| DTCC |
DDR Part 40.6 self-certification for the DDR Systems Development and Monitoring Procedures. |
10/05/2017 |
Certified |
10/20/2017 |
|
1 |
| ICE SDR |
Amending ICE Trade Vault, LLC Trusted Source Agreement, intended to clarify the scope of data access and to incorporate the billing of fees to a derivative clearing organization or other form of central counterparty. |
06/21/2013 |
Certified |
06/27/2013 |
|
1 |
| DTCC |
DDR54 Rule Filing Submission of the DTCC Global Privacy Policy. |
03/22/2024 |
Certified |
04/05/2024 |
|
1 |
| DTCC |
Amending the Fee Schedule to extend the existing fee schedule for the period between July 1, 2013 and June 30, 2014. |
06/21/2013 |
Certified |
07/29/2014 |
|
1 |
| ICE SDR |
Fee Schedule Updates |
01/12/2018 |
Certified |
01/29/2018 |
|
4 |
| DTCC |
A new fee schedule for DDR is scheduled to be effective on May 1, 2022. |
04/14/2022 |
Certified |
04/27/2022 |
|
3 |
| ICE SDR |
Amending ICE Trade Vault Trusted Source Agreement, to clarify the asset classes of the trade data and to clarify that ICE SDR Service Data distributed by Trusted Sources in accordance with Applicable Law is not considered proprietary or confidential. |
08/21/2013 |
Certified |
07/29/2014 |
|
1 |
| BSDR |
Amendment to Rulebook of BSDR LLC |
02/22/2017 |
Certified |
03/09/2017 |
|
1 |
| DTCC |
Updates to DDR's Compliance Manual, Code of Conduct and Conflicts of Interest Resolution Policy |
11/10/2017 |
Certified |
11/27/2017 |
|
1 |
| DTCC |
Amendments to DTCC Data Repository LLC Annex I to the User Agreement |
06/27/2014 |
Certified |
07/29/2014 |
|
0 |
| ICE SDR |
ICE Trade Vault submits, by written certification, an amendment to the Fee Schedule to address repository fees for cleared swaps and options in the commodity asset class. |
11/13/2014 |
Certified |
11/28/2014 |
|
3 |
| DTCC |
DDR Financial Resources Procedures updates |
07/27/2021 |
Certified |
08/10/2021 |
|
1 |
| DTCC |
Changes made to the DDR Rulebook in connection with DDR's application for registration as a recognized or designated trade repository in the Canadian provinces of Ontario, Quebec and Manitoba. |
09/19/2014 |
Certified |
10/03/2014 |
|
3 |
| KOR |
Update of KOR SDR Fee Schedule |
10/07/2022 |
Certified |
10/24/2022 |
|
1 |
| DTCC |
DDR is submitting an update to the DTCC Global Privacy Policy as a rule certification. |
11/09/2018 |
Certified |
11/26/2018 |
|
1 |
| ICE SDR |
Amendments to ICE Trade Vault, LLC Swap Data Repository Rulebook. |
04/30/2013 |
Withdrawn |
05/13/2013 |
|
1 |
| DTCC |
Amendments to the DDR Rulebook to correct notice provisions. |
02/11/2015 |
Certified |
02/25/2015 |
|
4 |
| DTCC |
DDR is submitting an update to the DTCC Global Privacy Policy as a rule certification. |
05/01/2018 |
Certified |
05/15/2018 |
|
1 |
| CMESDR |
Modifications to the Fee Schedule Applicable to CME SDR |
05/07/2015 |
Certified |
05/21/2015 |
|
1 |
| DTCC |
DDR Rule Certification in connection with amendments to DDR Rulebook. |
04/04/2024 |
Certified |
04/18/2024 |
|
3 |
| DTCC |
DDR Rule Certification in conjunction with amendments to DDR Rulebook. |
09/07/2021 |
Certified |
09/21/2021 |
|
3 |
| DTCC |
DDR Rule Certification in connection with amendments to DDR Rulebook. |
12/22/2023 |
Certified |
01/09/2024 |
|
3 |
| ICE SDR |
Updating Rulebook Section 4.7 relating to verification of single-sided trade data |
07/22/2016 |
Certified |
08/05/2016 |
|
5 |
| CMESDR |
Modifications to the Fee Schedule Applicable to CME SDR |
06/14/2019 |
Certified |
06/28/2019 |
|
1 |
| ICE SDR |
Revising ICE Trade Vault Rulebook (05/07/13) to Section 4.5 (Lifecycle Event Status) to remove the header "Contingent EFRP", replace with the header "Exchange for Related Position". |
05/07/2013 |
Withdrawn |
05/14/2013 |
|
1 |
| CMESDR |
Acceptance of Swap Data Submissions for the Equity Asset Class |
06/14/2019 |
Certified |
06/28/2019 |
|
1 |
| DTCC |
Revisions to DDR's internal policies and procedures. |
11/29/2018 |
Certified |
12/13/2018 |
|
2 |
| DTCC |
A new fee schedule for DDR is scheduled to be effective on July 1, 2020. |
06/15/2020 |
Certified |
06/30/2020 |
|
3 |
| ICE SDR |
Amending ICE Trade Vault, LLC Swap Data Repository Rulebook - Removing the header "Contingent EFRP" replace with "Exchange for Related Position" |
05/14/2013 |
Certified |
05/30/2013 |
|
1 |
| DTCC |
Amendments to the DDR Rulebook Section 3.3.3.2 Exceptions and Exemptions from Mandatory Clearing Requirements under US Law to refer to the current CFTC Staff No-Action Letter 14-144 on the Treasury Affiliate End-User Exception. |
02/17/2015 |
Certified |
03/03/2015 |
|
4 |
| DTCC |
DTCC Data Repository (U.S.) LLC submits, by written certification, amendments to the DTCC Data Repository (U.S.) LLC Rulebook. |
10/24/2018 |
Certified |
11/07/2018 |
|
3 |
| ICE SDR |
ICE Trade Vault, LLC has amended the ICE Trade Vault Rulebook to revise requirements related to exotic swaps. The amended ICE Trade Vault Fee Rulebook is scheduled to be effective on April 24, 2019. |
04/10/2019 |
Certified |
04/24/2019 |
|
4 |
| DTCC |
Revisions to DDR's internal Policies and Procedures |
08/11/2023 |
Certified |
08/25/2023 |
|
1 |
| BSDR |
Modifications to fees charged by BSDR LLC |
02/19/2015 |
Certified |
03/05/2015 |
|
1 |
| DTCC |
DDR Rule Certification in conjunction with amendments to DDR Rulebook. |
07/13/2017 |
Certified |
07/27/2017 |
|
3 |
| DTCC |
Revisions to DDR's internal procedures. |
05/12/2021 |
Certified |
05/26/2021 |
|
1 |
| DTCC |
DDR is submitting revisions to its Privacy & Confidentiality Policy and Procedures in a manner consistent with Section 5c(c)(1) of the Commodity Exchange Act, as amended, and Commodity Futures Trading Commission Regulation 40.6. |
03/15/2016 |
Certified |
03/29/2016 |
|
1 |
| ICE SDR |
ICE Trade Vault has amended the ICE Trade Vault Participant Agreement and Rulebook as a result of a corporate reorganization. |
07/14/2017 |
Certified |
07/28/2017 |
|
6 |
