Foreign Boards of Trade (FBOT) : 23101

Organization: NZX Limited

Status: Order of Registration Issued

Date: 2014-01-30 00:00:00

Remarks: Order of Registration issued.

Associated Documents
NZX Limited Order of Registration
Form FBOT Annexure 10 - SMP Futures Contract Specifications
Form FBOT Annexure 11 - SMP Futures Contract Terms
Form FBOT Annexure 13 - AMF Futures Contract Terms
Form FBOT Annexure 14 - Securities Act 1978
Form FBOT Annexure 15 - Companies Act 1993
Form FBOT Annexure 16 - Financial Markets Authority Act 2011
Form FBOT Annexure 17 - Reserve Bank of New Zealand Act 1989
Form FBOT Annexure 18 - Authorised Futures Exchange Notice 2010
Form FBOT Annexure 19 - RBNZ Order 2010
Form FBOT Annexure 2 - Certificate of Incorporation
Form FBOT Annexure 20 - Securities Markets Act 1988
Form FBOT Annexure 21 - Securities Markets Insider Trading Exemptions Futures Contracts Regulations 2010
Form FBOT Annexure 22 - Futures Industry Client Funds Regulations 1990
Form FBOT Annexure 23 - Futures Contracts NZCDC Settlement System and NZX Derivatives Market Exemption Notice 2010
Form FBOT Annexure 24 - Financial Advisers Act 2008
Form FBOT Annexure 25 - Derivatives Market Rules 1 September 2010
Form FBOT Annexure 26 - NZX Derivatives Market Procedures 30 Jan 2012
Form FBOT Annexure 27 - C&S Rules 3 August 2010
Form FBOT Annexure 28 - C&S Procedures 17 February 2011
Form FBOT Annexure 29 - Depository Operating Rules
Form FBOT Annexure 3 - NZX Constitution
Form FBOT Annexure 30 - Depository Operating Procedures
Form FBOT Annexure 31 - NZ Markets Disciplinary Tribunal Rules
Form FBOT Annexure 32 - NZ Markets Disciplinary Tribunal Procedures
Form FBOT Annexure 34 - Undertaking by CEO, NZX Limited
Form FBOT Annexure 35 - NZX Conflict Management Policy
Form FBOT Annexure 37 - FMA Organisation Chart
Form FBOT Annexure 38 - FMA Statement of Intent
Form FBOT Annexure 39 - Financial Market Conduct Bill
Form FBOT Annexure 4 - Application Form--Advising and Trading Participants
Form FBOT Annexure 40 - NZX Oversight Review
Form FBOT Annexure 42 - NZMDT User Guide
Form FBOT Annexure 5 - Application Form--Advisor
Form FBOT Annexure 6 - WMP Futures Contract Specifications
Form FBOT Annexure 7 - WMP Futures Contract Terms
Form FBOT Annexure 8 - WMP Options Contract Specifications
Form FBOT
S-1 Annexure 9 - Clearing participant Application Form
S-1 Annexure 10 - Securities Markets Act Exemption Notice 2010
S-1 Annexure 12 - Undertaking by Head of Clearing House
S-1 Annexure 14 - TCS BaNCS Overview
S-1 Annexure 15 - SS Certification re NZX 24 Jan
S-1 Annexure 17 - Designation and Oversight of Designated Settlement Systems
S-1 Annexure 18 - RBNZ Organisation Chart
S-1 Annexure 19 - MOU between NZX and RBNZ
S-1 Annexure 2 - Constitution of NZCDC
S-1 Annexure 20 - MOU between FMA and RBNZ
S-1 Annexure 3 - Certificate of Incorporation of CHO
S-1 Annexure 4 - Constitution of CHO
S-1 Annexure 5 - Certificate of Incorporation of CDO
S-1 Annexure 6 - Constitution of CDO
S-1 Annexure 7 - Certificate of Incorporation of Nominee
S-1 Annexure 8 - Constitution of Nominee
S-1 Annexure 1 - Certificate of Incorporation of NZCDC
Supplement S-1
Form FBOT Annexure 9 - WMP Options Contract Terms
Form FBOT Annexure 12 - AMF Futures Contract Specifications