| OCX |
Withdrawal of one security futures product. |
AMCORE Financial, Inc. |
04/30/2010 |
Certified |
05/06/2010 |
|
1 |
| ICE US |
Adds weekly options. |
Sugar, Coffee, Cotton |
01/19/2012 |
Certified |
02/03/2012 |
|
1 |
| NADEX |
Addition of discretionary strike prices to binary contracts |
Various binary contracts |
10/26/2012 |
Certified |
10/26/2012 |
|
1 |
| CME |
Amendments to Six (6) Interest Rate Futures and Option Contracts and CME Rule 813 |
Various |
10/23/2014 |
Certified |
11/06/2014 |
|
1 |
| ICE US |
The Exchange is amending Rule 10.22 to allow for an additional premium for deliveries of 37 and higher staple cotton effective with the December 2018 delivery month. |
Cotton No. 2r |
08/01/2017 |
Approved |
09/15/2017 |
|
1 |
| ICE US |
Amendments reduce the minimum tick size for 5 MSCI Index futures and change the CSLOR for 2 MSCI Index futures to fit the new minimum tick size. |
MSCI Index Futures |
05/20/2022 |
Notified |
05/20/2022 |
|
1 |
| CBOT |
Weekly Notification of Amendments Related to Product Terms and Conditions (Week of July 10, 2023) |
|
07/17/2023 |
Notified |
07/17/2023 |
|
1 |
| NYMEX |
Establishes position limits and position accountability provisions for new product listings. |
Energy Swaps |
09/26/2007 |
Certified |
12/17/2007 |
|
1 |
| OCX |
Name change. |
iShares S&P N. American Technology Software Index |
05/22/2008 |
Certified |
05/22/2008 |
|
1 |
| CCFE |
Clarify that trading halts are coordinated with the NYSE. |
Dow Jones Sustainability Index |
03/10/2009 |
Certified |
01/02/2012 |
|
1 |
| CME |
CME Chapter 452, CME is amending CME Chapter 452, Three-Month Eurodollar Futures |
Three-Month Eurodollar |
04/21/2009 |
Certified |
04/21/2009 |
|
1 |
| NFX |
Amendments to IDEX USD 1-Month Forward Start IR Swap |
Amendments to IDEX USD 1-Month Forward Start IR Sw |
05/06/2010 |
Certified |
05/06/2010 |
|
1 |
| CME |
Changes termination of trading on last trading day from 2:00PM to 9:15AM for Brazilian Real/U.S. Dollar futures |
Brazilian Real/U.S. Dollar futures |
09/16/2011 |
Certified |
10/01/2011 |
|
1 |
| ICE US |
Lengthen the time period during which a notice to exercise may be issued after the close of trading. |
Emissions |
01/20/2014 |
Certified |
02/04/2014 |
|
1 |
| CFE |
The filing, among other things, changes the manner by which the daily settlement price is determined for all contracts traded on CFE by eliminating rounding and instead allowing the daily settlement price to go out to four decimal places. |
All contracts traded on CFE. [Not enough characters to list official names of all products affected in space provided on cover sheet]. |
12/01/2014 |
Certified |
12/15/2014 |
|
1 |
| NYMEX |
Expansion of Listing Schedule of the In Delivery Month European Union Allowance (EUA) Futures Contract |
See filing. |
05/23/2018 |
Certified |
05/23/2018 |
|
1 |
| CME |
Amendments to Chapter 358A ("Options on E-minir Standard & Poor's 500 Stock Price Index Futures") |
Options on E-minir Standard and Poor's 500 Stock Price Index Futures |
04/07/2022 |
Certified |
04/21/2022 |
|
1 |
| ICE US |
Delisting of certain Physical Environmental futures and option on futures |
|
04/20/2023 |
Certified |
04/20/2023 |
|
1 |
| KEX |
Weekly notification of rule amendments for week ending August 19, 2023. |
|
08/29/2023 |
Notified |
08/29/2023 |
|
1 |
| CBOT |
Changes in the list of facilities regular for delivery. and typographical correction. |
Rough Rice and Medium Term T-Note options. |
12/27/2007 |
Certified |
12/27/2007 |
|
1 |
| KCBT |
Caps the daily price limit at $1.35 per bushel. |
Wheat |
03/07/2008 |
Approved |
03/19/2008 |
|
1 |
| CME |
Delete order-to-pay requirement for Israeli Shekel futures. |
Israeli Shekel |
03/06/2009 |
Certified |
03/06/2009 |
|
1 |
| OCX |
Rule Numbers - Supplement number 744 to Rule 905. Name Change from iShares Lehman 20+ Year Treasury Bond Fund to iShares Barclays 20+ Year Treasury bond Fund. |
OCX Rule Self Cert. |
04/21/2009 |
Certified |
04/21/2009 |
|
1 |
| NFX |
Amendments to IDEX USD 3-Month Forward Rate Agreement futures |
Amendments to IDEX USD 3-Month Forward Rate Agreem |
05/06/2010 |
Certified |
05/06/2010 |
|
1 |
| NYMEX |
Correct typographical error in spot-month limit |
Natural Gas Index Swap |
12/27/2010 |
Certified |
01/20/2011 |
|
1 |
| OCX |
Withdraw one SFP |
A-Power Energy Generation Systems |
09/20/2011 |
Certified |
09/20/2011 |
|
1 |
| OCX |
Delist one SFP |
SFP |
06/05/2013 |
Certified |
06/05/2013 |
|
1 |
| ICE US |
Add Quebec allowances to ICE California Emissions contract |
California carbon allowances (emissions) |
12/16/2013 |
Certified |
12/31/2013 |
|
1 |
| CBOT |
AmendmentSoybean, Soybean Oil, Soybean Meal, Oat and Rough Rice Variable Price limit rules |
Soybean, Soybean Oil, Soy Meal, Oat and Rough Rice |
05/05/2014 |
Certified |
05/19/2014 |
|
1 |
| OCX |
Delist 50 SFPs |
SFPs |
06/12/2014 |
Certified |
06/12/2014 |
|
1 |
| CME |
Amend CME Live Cattle Futures Heifer Delivery Affidavits and Adopt Heifer Delivery Protocols |
Live Cattle Futures |
12/01/2014 |
Certified |
12/05/2014 |
|
1 |
| OCX |
Delisting of two SSF products |
RowUnderlying SymbolUnderlying Security NameFutures Symbol1UNXLUni-Pixel IncUNXL1C2UNXLUni-Pixel IncUNXL1D |
07/14/2015 |
Certified |
07/14/2015 |
|
1 |
| OCX |
Amending Position Limits for Certain Security Futures Products Pursuant to Commission Regulation 41.25(a)(3) - Effective May 18, 2016 |
ABX, AMLP, BBD, C, ECA, ETE, EWZ, FTR, JCP, JPM, MS, MT, NFLX, ORCL, RF, SWN, TWTR, VRX, VZ, WFT, WLL, XLU, XOM, XOP, YHOO |
05/17/2016 |
Certified |
06/01/2016 |
|
1 |
| NADEX |
Nadex amends strike width for Daily Crude Oil Binary contracts due to lack of volatility in the underlying market. |
Daily Crude Oil Binary Contract |
04/13/2018 |
Notified |
04/13/2018 |
|
1 |
| MIAX |
Proposed Amendments to TAX Futures Contract Terms and Conditions. |
Corporate Tax Futures |
04/06/2021 |
Withdrawn |
05/05/2021 |
|
1 |
| KEX |
Weekly notification of rule amendments for week ending 6.11.22 |
The full names are in the filing, as there is insufficient space here to list them. So sorry for the inconvenience! |
06/17/2022 |
Notified |
06/17/2022 |
|
1 |
| KEX |
Weekly notification of rule amendments for week ending August 26, 2023 |
|
08/29/2023 |
Notified |
08/29/2023 |
|
1 |
| NYMEX |
Changes the denomination to "tons" from "allowances." In addition the contract months will be expanded to include January 2010 through December 2015. |
Sulfur Dioxide Emissions |
05/29/2008 |
Certified |
09/10/2008 |
|
1 |
| NFX |
Amendments to IDEX USD 1-Month Forward Rate Agreement futures |
Amendments to IDEX USD 1-Month Forward Rate Agreem |
05/06/2010 |
Certified |
05/06/2010 |
|
1 |
| CBOT |
Amends DJIA daily price limits rules to clarify intent. |
Dow Jones Industrial Average Futures |
09/21/2011 |
Certified |
10/06/2011 |
|
1 |
| NYMEX |
Corrects the publication reference for the cash settlement index. |
Ethanol T2 |
07/26/2013 |
Certified |
08/09/2013 |
|
1 |
| NYMEX |
Revised Position/Accountability level table submission |
8 Western Power Contracts |
09/13/2013 |
Certified |
09/28/2013 |
|
1 |
| NADEX |
Nadex adds additional strike levels on a discretionary basis in its Daily Gold, Silver, and US Tech 100 Binary contracts on March 23, 2016 due to volatility in the underlying markets. |
Daily Gold Binary contracts; Daily Silver Binary contracts; Daily US Tech 100 Binary contracts |
03/24/2016 |
Notified |
03/24/2016 |
|
1 |
| NFX |
Amendments to Rulebook Appendix A to expand the permitted listing of consecutive contract months in 16 financially settled futures contracts. |
Henry Hub natural gas financial futures contracts. |
08/08/2016 |
Certified |
08/22/2016 |
|
1 |
| OCX |
Delisting of 1 SSF |
AWH1D |
08/02/2017 |
Certified |
08/02/2017 |
|
1 |
| NYMEX |
Expansion of the Listing Schedule of the Methanol T2 FOB Rdam (ICIS) Futures Contract |
See filing. |
08/22/2018 |
Certified |
09/06/2018 |
|
1 |
| NADEX |
Nadex amends strike levels due to volatility, or lack of volatility as the case may be, in the underlying markets upon which the Nadex contracts are based. |
20-Minute, 2-Hour, Daily Wall St 30, US 500, US Tech100, US SmallCap 2000, Crude, Gold, and Germany 40 Binary contracts |
06/17/2022 |
Notified |
06/17/2022 |
|
1 |
| MIAX |
Delisting of BRIXX Index Futures Products |
BRIXX Retail Index Futures, BRIXX Hospitality Index Futures, BRIXX Residential Index Futures, BRIXX Office Index Futures |
09/15/2022 |
Certified |
09/15/2022 |
|
1 |
| CCFE |
Reduce the minimum tick to 0.05 Index point from 0.20 Index point. |
IFEX-Event Linked futures contract |
01/03/2008 |
Certified |
01/08/2008 |
|
1 |
| CME |
Amend Position Limit and Reportable Level Table to reflect earlier delisting on November 1, 2007 and to correct several other minor inacccuracies in the Table. |
E-Mini Russell 1000 |
04/11/2008 |
Certified |
04/11/2008 |
|
1 |
