NYMEX |
Decrease the spot month speculative position lmiit to 250 contracts for December contracts and 375 contracts for all other contract months. |
Annual NOx Emmissions Allowance |
01/29/2009 |
Certified |
07/16/2009 |
|
1 |
CCFE |
Clarifies: the underlying deliverable allowances and the size of the contract unit for the futures contracts; the application of the position limit to combined futures and option positions; and the underlying futures contracts for the mid-month options. |
RGGI Emissions |
09/26/2008 |
Certified |
07/16/2009 |
|
1 |
NYMEX |
Reflect new name of the EPA Allowance Tracking System to Allowance Management System (AMS) |
SO2 Emission Allowance |
07/17/2009 |
Certified |
07/17/2009 |
|
1 |
ICE US |
The amendments remove obsolete licensing requirements for cotton weighers and samplers. |
Cotton |
06/11/2009 |
Certified |
07/27/2009 |
|
1 |
ICE US |
The amendments establish insurance, net worth and licensing criteria for Exchange-licensed cotton warehouse operators. |
Cotton |
06/11/2009 |
Approved |
07/27/2009 |
|
1 |
CCFE |
Modify strike price listing |
NFI Annual |
07/27/2009 |
Certified |
07/27/2009 |
|
1 |
COMEX |
Harmonizes CME, CBOT, NYMEX, COMEX rules re position limits, etc. |
All |
07/28/2009 |
Certified |
07/28/2009 |
|
1 |
NYMEX |
Eliminates requirement that hedge notice must be filed prior to exceeding limits for positions in the expiring contract month during the last three trading days. Existing language regarding a 5-day look back would apply in such cases. |
All |
07/25/2008 |
Certified |
07/28/2009 |
|
1 |
NYMEX |
Harmonizes the position limit, and position accountability provisions with those in the CME and CBOT rulebooks; clarifies Clearing Member's responsibility to ensure that holder of a position can make or take delivery if held to last trading day. |
All |
07/28/2009 |
Certified |
07/28/2009 |
|
1 |
CME |
Harmonizes position limit and position accountability provisions with CBOT and NYMEX provisions; clarifies obligation of Clearing Member to ensure that, prior to the last trading day, a holdier of a posiiton can make or take delivery of the commodity. |
All |
07/28/2009 |
Certified |
07/28/2009 |
|
1 |
CBOT |
Harmonizes position limit and position accountability provisions with CBOT and NYMEX provisions; clarifies obligation of Clearing Member to ensure that, prior to the last trading day, a holdier of a posiiton can make or take delivery of the commodity. |
All |
07/28/2009 |
Certified |
07/28/2009 |
|
1 |
CBOT |
Change to list of delivery facilities. |
Ethanol |
07/29/2009 |
Certified |
07/29/2009 |
|
1 |
CBOT |
Change fixed interest rate to 4% from 6%. Make various non-substantive amendments |
Interest Rate Swaps |
05/21/2009 |
Certified |
07/29/2009 |
|
1 |
NYMEX |
Replaces position accountability provisions with position limits in the expiration month for certain cash-settled Natural Gas "look-alike" contracts. |
Natural Gas |
06/03/2009 |
Certified |
07/29/2009 |
|
2 |
NYMEX |
Update language to reflect name changes the EPA's NOx Allowance Management System (NAMS). Change the trading unit to 10 allowances from 10 tons of NOx emissions allowances. EFP and EFS rules, Force Majeure, Late Performance, and Failure to Perform. |
NOx Emission Allowances |
07/30/2009 |
Certified |
07/30/2009 |
|
1 |
CBOT |
Amend Ethanol Delivery Facilities |
Amend Ethanol Delivery Facilities |
07/31/2009 |
Certified |
07/31/2009 |
|
1 |
CME |
Clarification on storage warehouses |
Clarification on storage warehouses |
08/03/2009 |
Certified |
08/03/2009 |
|
1 |
NADEX |
Amends payout criteria. Specifies that if a target Fed Funds rate is a range, then the upper bound of that range would be used to determine payout. |
Federal Funds Binary |
07/29/2009 |
Certified |
08/04/2009 |
|
1 |
CBOT |
Amend Ethanol Delivery Facilities |
Amend Ethanol Delivery Facilities |
08/04/2009 |
Certified |
08/04/2009 |
|
1 |
OCX |
Product withdrawal |
Temecula Valley Bancorp |
08/05/2009 |
Certified |
08/06/2009 |
|
1 |
CCFE |
Rule Numbers - Chapters 20, 24 and 25. Adds trigger levels and lowers minimum block trade size for IFEX Event Linked Futures U.S. Tropical Wind Events futures, IFEX Event Linked Futures Florida Tropical Wind Event futures and IFEX Event Linked Futures |
IFEX Event Linket Tropical Wind Events |
08/07/2009 |
Certified |
08/07/2009 |
|
1 |
NYMEX |
Delist contract months with no open interest. |
COMEX miNY Silver |
08/07/2009 |
Certified |
08/07/2009 |
|
2 |
NYMEX |
Renames certain mini-contracts. |
mini Energy & Metals |
08/12/2009 |
Certified |
08/12/2009 |
|
1 |
CCFE |
Amend strike pricing listing procedures. Delete obsolete speculative position limits. |
Sulfu Financial Instrument option |
08/12/2009 |
Certified |
08/12/2009 |
|
1 |
CFE |
Delisting of CFE's CBOE DJIA Volatility Index Futures contract and deletion of the contract specification rule chapter for this futures contract. |
DJIA Volatility Index |
08/12/2009 |
Certified |
08/12/2009 |
|
1 |
NYMEX |
Clarifying and technical amendments regarding the delivery of electronic warrants for metals contracts. |
Metals |
08/13/2009 |
Certified |
08/13/2009 |
|
1 |
CBOT |
Ch 706 Clarification on the Maximum Dockage |
Ch 706 Clarification on the Maximum Dockage |
08/04/2009 |
Certified |
08/13/2009 |
|
1 |
NYMEX |
Delisting of AECO/NIT Basis Swap Futures. |
AECO/NIT Basis Swap |
08/18/2009 |
Certified |
08/18/2009 |
|
1 |
CME |
Change contract name to One-Month Eurodollar from One-Month LIBOR. Various other non-substantive rule amendments. |
One-Month Eurodollar |
08/18/2009 |
Certified |
08/18/2009 |
|
1 |
CME |
Delist Three-Month Euroyen Libor Futures and delete rules from the rulebook. |
Euroyen LIBOR Futures |
08/19/2009 |
Certified |
08/19/2009 |
|
2 |
CME |
Additionall harmonization rules re position limits. Effective 9/14/09. |
All |
08/21/2009 |
Certified |
08/21/2009 |
|
2 |
CBOT |
Additionall harmonization rules re position limits. Effective 9/14/09. |
All |
08/21/2009 |
Certified |
08/21/2009 |
|
2 |
NYMEX |
Additionall harmonization rules re position limits. Effective 9/14/09. |
All |
08/21/2009 |
Certified |
08/21/2009 |
|
2 |
COMEX |
Additionall harmonization rules re position limits. Effective 9/14/09. |
All |
08/21/2009 |
Certified |
08/21/2009 |
|
2 |
OCX |
Product withdrawal |
Advanta, Colonial BancGroup, Corus, Medis Tech |
08/20/2009 |
Certified |
08/21/2009 |
|
1 |
OCX |
Product withdrawal |
Community Bancorp |
08/25/2009 |
Certified |
08/25/2009 |
|
1 |
NYMEX |
De-listing of contract months and abstention from listing additional contract months. |
New York Harbor No. 2 Heating Oil |
08/25/2009 |
Certified |
08/25/2009 |
|
2 |
NYMEX |
Delisting January 2013 through July 2013 contract months with no open interest, and delist all remaining contract months when each month has no open interest, and not list any new contract months. |
Mont Belvieu Ethan, Normal Butane, and Propane |
08/26/2009 |
Certified |
08/26/2009 |
|
1 |
NYMEX |
Amends form and timing of delivery notices. |
Mont Belvieu Physical Natural Gas Liquids |
08/26/2009 |
Certified |
08/26/2009 |
|
1 |
CBOT |
Corrects inconsistencies in terms and conditions between Mini-sized Wheat and Wheat futures contracts. |
Wheat |
08/26/2009 |
Certified |
08/27/2009 |
|
1 |
CBOT |
Clarifies the minimum net worth requrement for issuers of Soybean Meal and Oat shipping certificates. |
Soybean Meal, Oat |
08/26/2009 |
Certified |
08/27/2009 |
|
1 |
CBOT |
Additional delivery facilities for grains. |
Wheat, Soybean Oil, Rough Rice |
08/28/2009 |
Certified |
08/28/2009 |
|
1 |
NYMEX |
Delists contracts with no open interest. |
Energy Swaps |
08/31/2009 |
Certified |
08/31/2009 |
|
1 |
COMEX |
Establishes electronic warrants as the delivery instrument. |
Gold and Silver |
01/23/2009 |
Certified |
09/03/2009 |
|
1 |
NYMEX |
Corrects clerical errors. |
NYISO Electricity |
09/04/2009 |
Certified |
09/04/2009 |
|
1 |
ICE US |
Delist Jan 2010 & Jan 2011 Sugar 11 futures contracts. |
Sugar No. 11 (world sugar contract) |
09/10/2009 |
Certified |
09/11/2009 |
|
2 |
NYMEX |
Corrects notes regarding aggregation in position limit table. |
E-mini Gasoline |
09/11/2009 |
Certified |
09/11/2009 |
|
1 |
CBOT |
Early listing of contract months. |
Soybean Board Crush Options |
09/11/2009 |
Certified |
09/11/2009 |
|
1 |
OCX |
Product withdrawal. |
Arrow Financial Corporation |
09/14/2009 |
Certified |
09/14/2009 |
|
1 |
CME |
Provide for weekly European options. |
Stock Indexes |
08/17/2009 |
Certified |
09/15/2009 |
|
1 |