| NFX |
Futures Regulatory Alert and attached Q and A regarding position limits and accountability levels. |
All listed products. |
01/14/2016 |
Certified |
01/29/2016 |
|
2 |
| OCX |
Delisting of 1 SSF |
BRCM1D |
01/29/2016 |
Certified |
01/29/2016 |
|
1 |
| NADEX |
Nadex adds discretionary strikes due to volatility in the underlying markets in its Daily US Indices and Bitcoin Binary contracts on January 26, 27, and 29, 2016, and narrows the strike width in the Daily Bitcoin Binaries from 1.5 to 1 on Jan. 29. |
Daily US Tech 100, US 500, Wall Street 30, SmallCap 2000, Bitcoin Binary contracts |
01/29/2016 |
Notified |
01/29/2016 |
|
1 |
| OCX |
Delisting of 1 SSF |
EZU1D |
02/01/2016 |
Certified |
02/01/2016 |
|
1 |
| NYMEX |
Expansion of the Listing Schedule - Addition of 4-Month Spread for Henry Hub Natural Gas Financial Calendar Spread Option Contract |
See filing. |
01/22/2016 |
Certified |
02/05/2016 |
|
2 |
| CME |
Application of CME Rule 589 ("Special Price Fluctuation Limits") to Short-Term Interest Rate Futures and Options Contracts |
See filing. |
01/22/2016 |
Certified |
02/05/2016 |
|
2 |
| CBOT |
Application of CBOT Rule 589 ("Special Price Fluctuation Limits") to Short-Term Interest Rate Futures and Options Contracts |
30-Day Federal Funds Futures, Standard Options on 30-Day Federal Funds Futures |
01/22/2016 |
Certified |
02/05/2016 |
|
2 |
| COMEX |
Weekly Notification of Amendments Related to Product Terms and Conditions (Week of January 25, 2016) |
See Filing |
02/05/2016 |
Notified |
02/05/2016 |
|
2 |
| NODAL |
Weekly Notice of non-substantive revisions to 12 Nodal Exchange contracts that extend the number of available monthly contract periods from 14 months to 49 months |
Monthly Day Ahead On and Off-Peak Power Contracts for each location: ISONE UN.NEW_ENER18.0NEWE, PJM LAKEWOOD18 KVOCEAN C1, PJM LAKEWOOD18 KVOCEAN C2, PJM LAKEWOOD230 KVNUG LK, PJM ROCKSPRI18 KVCT3, PJM ROCKSPRI18 KVCT4 |
02/05/2016 |
Notified |
02/05/2016 |
|
3 |
| NADEX |
Nadex added additional strikes on a discretionary basis in its Daily Bitcoin, and US Indices Binary contracts during the week of February 1, 2016. Nadex also narrowed the strike width in its Daily Bitcoin Binaries on February 5. |
Daily Bitcoin Binary contracts; Daily US Tech 100, US 500, US SmallCap 2000, Wall Street 30 Binary contracts |
02/05/2016 |
Notified |
02/05/2016 |
|
1 |
| CBOT |
Delisting of Previously-Listed Contract Months for the Soybean Meal Futures Contract |
Soybean Meal Futures |
02/08/2016 |
Certified |
02/08/2016 |
|
1 |
| NFX |
Notification of initial listing months for seven new oil and refined products futures. |
NFXBrent1stLineFinancialFutures NFXBrent1stLineMiniFinancialFutures NFXWTI1stLineFinancialFutures NFXWTI1stLineMini FinancialFutures NFXLowSulphurGasoil1stLineFinancialFutures NFXHeatingOil1stLineFinancialFutures NFXRBOBGasoline1stLineFinancialFutures |
02/08/2016 |
Notified |
02/08/2016 |
|
1 |
| OCX |
Amending Position Limits for Certain Security Futures Products Pursuant to Commission Regulation 41.25(a)(3) - Effective January 27, 2016 |
FTR & VXX |
01/26/2016 |
Certified |
02/09/2016 |
|
1 |
| CME |
Weekly Notification of Amendments Related to Product Terms and Conditions (Week of February 1, 2016) |
Spot Call Butter |
02/10/2016 |
Notified |
02/10/2016 |
|
1 |
| NFX |
Initial listing of fifteen new financially settled real-time and day-ahead mini power futures contracts within the currently established cycle of trading months |
Lengthy names associated in Rulebook Appendix 1 with symbols NPNQ NPPQ SPZQ SPVQ NMMQ NEMQ MCHQ MCGQ MSSQ MSTQ PNQQ PNPQ OPKQ PMJQ PMIQ. |
02/12/2016 |
Notified |
02/12/2016 |
|
1 |
| NADEX |
Nadex adds additional strike levels on a discretionary basis for the week of February 8, 2016. |
Daily Gold, Silver, Germany 30, Wall Street 30, US Tech 100, US 500, US SmallCap 2000 Binary contracts |
02/12/2016 |
Notified |
02/12/2016 |
|
1 |
| CBOT |
Weekly Notification of Amendments Related to Product Terms and Conditions (Week of February 8, 2016) |
10-Year U.S. Treasury Note (Ultra 10-Year Treasury Note) Futures |
02/16/2016 |
Notified |
02/16/2016 |
|
1 |
| CME |
Weekly Notification of Amendments Related to Product Terms and Conditions (Week of February 8, 2016) |
Live Cattle Futures |
02/16/2016 |
Notified |
02/16/2016 |
|
1 |
| ICE US |
The Ex. is migrating existing open interest in certain non-vintage specific physical environmental futures contracts corresponding to vintage specific physical environmental futures contracts and then delisting the non-vintage futures & options contracts. |
Renewable Energy Certificate |
02/02/2016 |
Certified |
02/17/2016 |
|
1 |
| CME |
Certification Change -- Amendments to the Listing Schedule for the Live Cattle Futures and Options Contracts |
Live Cattle Futures and Options on Live Cattle Futures |
02/02/2016 |
Certified |
02/17/2016 |
|
1 |
| ICE US |
The Exchange is re-certifying three Power Futures Contracts-ERCOT North Load Zone Real-Time Peak Fixed Price Future ("EDN"),ERCOT West Load Zone Real-Time Peak Fixed Price Future ("EDW") and CAISO NP-15 Real-Time Off-Peak Daily Fixed Price Future ("NRO"). |
Power Future Contracts |
02/04/2016 |
Certified |
02/19/2016 |
|
1 |
| ICE US |
The Exchange is re-certifying an Environmental Futures Contract - California Carbon Allowance Future-Vintage 2014 ("CAM"). |
Environmental Futures Contract |
02/04/2016 |
Certified |
02/19/2016 |
|
1 |
| CME |
Amendments to Options on Standard and Poor's 500 Stock Price IndexTM Futures and Options on E-minir Standard and Poor's 500 Stock Price Index Futures Contracts |
See filing. |
02/04/2016 |
Certified |
02/19/2016 |
|
2 |
| NADEX |
Nadex adds strike levels on a discretionary basis in its US Indices and Germany 30 Daily Binary contracts on February 17, 2016 due to volatility in the underlying markets upon which these contracts are based. |
Daily US Tech 100, US 500, US SmallCap 2000, Wall Street 30, Germany 30 Binary contracts |
02/19/2016 |
Notified |
02/19/2016 |
|
1 |
| OCX |
Delisting of 1 SSF |
VALP1D |
02/22/2016 |
Certified |
02/22/2016 |
|
1 |
| NADEX |
EMERGENCY ACTION: Nadex halted trading in its Weekly and Daily Bitcoin contracts on Feb. 9, 2016 due to unavailability of the underlying Tera Bitcoin Price Index which the Nadex contract is based on. Action taken also affects Nadex as DCO. |
Weekly and Daily Bitcoin Binary contracts |
02/09/2016 |
Certified |
02/24/2016 |
|
2 |
| CME |
Amendments to Electronic and Open Outcry Trading Hours for CME Livestock Futures and Options Contracts |
Live Cattle Futures, Live Cattle TAS Futures, Live Cattle Options, Live Cattle Calendar Spread Options, Feeder Cattle Futures, Feeder Cattle TAS Futures, Feeder Cattle Options, Lean Hog Futures, Lean Hog TAS Futures, Lean Hog Options |
02/10/2016 |
Certified |
02/25/2016 |
|
1 |
| CME |
Weekly Notification of Amendments Related to Product Terms and Conditions (Week of February 15, 2016) |
Live Cattle Futures |
02/26/2016 |
Notified |
02/26/2016 |
|
1 |
| NYMEX |
Weekly Notification of Amendments Related to Product Terms and Conditions (Week of February 15, 2016) |
See filing. |
02/26/2016 |
Notified |
02/26/2016 |
|
1 |
| COMEX |
Weekly Notification of Amendments Related to Product Terms and Conditions (Week of February 15, 2016) |
Silver; Gold Kilo |
02/26/2016 |
Notified |
02/26/2016 |
|
2 |
| NADEX |
Nadex added additional strike levels on a discretionary basis due to volatility in the underlying markets on February 24, 2016 in its Daily Germany 30, US 500, US Tech 100, and Wall Street 30 Binary contracts. |
Daily Germany 30, US 500, US Tech 100, and Wall Street 30 Binary contracts |
02/26/2016 |
Notified |
02/26/2016 |
|
1 |
| NYMEX |
Amendments to the East-West Gasoline Spread (Platts-Argus) Futures Contract |
East-West Gasoline Spread (Platts-Argus) Futures |
02/11/2016 |
Certified |
02/26/2016 |
|
2 |
| CBOT |
Amendments to the Implementation of Minimum Price Increment for the 30-Day Federal Funds Futures Contract |
30-Day Federal Funds Futures |
02/11/2016 |
Certified |
02/26/2016 |
|
1 |
| NFX |
Expands the permitted listing of contract months for the NFX Low Sulphur Gasoil Financial Futures (GOQ) contract from up to 36 consecutive monthly contracts to up to 60 consecutive monthly contracts. |
NFX Low Sulphur Gasoil Financial Futures |
02/12/2016 |
Certified |
02/29/2016 |
|
1 |
| COMEX |
Weekly Notification of Amendments Related to Product Terms and Conditions - Week of February 22, 2016 |
COMEX miNY Gold Futures; COMEX miNY Silver Futures |
03/04/2016 |
Notified |
03/04/2016 |
|
1 |
| NYMEX |
Weekly Notification of Amendments Related to Product Terms and Conditions - Week of February 22, 2016 |
See filing. |
03/04/2016 |
Notified |
03/04/2016 |
|
2 |
| NADEX |
Nadex adds discretionary strikes in its Daily Germany 30, US 500, US Tech 100, and Wall Street 30 Binary contracts during the week of February 29, 2016 due to volatility in the underlying markets upon which these contracts are based. |
Daily Germany 30 Binary; Daily Wall Street 30 Binary; Daily US 500 Binary; Daily US Tech 100 Binary |
03/04/2016 |
Notified |
03/04/2016 |
|
1 |
| OCX |
Delisting of 1 SSF |
MR1C |
03/08/2016 |
Certified |
03/08/2016 |
|
1 |
| OCX |
Delisting of 1 (one) SSF |
DMND1D |
03/09/2016 |
Certified |
03/09/2016 |
|
1 |
| NYMEX |
Expansion of the Listing Schedule of the LOOP Crude Oil Storage Futures Contract |
LOOP Crude Oil Storage Futures |
02/25/2016 |
Certified |
03/10/2016 |
|
1 |
| CME |
Weekly Notification of Amendments Related to Product Terms and Conditions - Week of February 29, 2016 |
Spot Call Butter |
03/11/2016 |
Notified |
03/11/2016 |
|
2 |
| CBOT |
Weekly Notification of Amendments Related to Product Terms and Conditions (Week of February 29, 2016) |
Corn; Soybeans; Wheat |
03/11/2016 |
Notified |
03/11/2016 |
|
1 |
| MIAX |
Weekly Notification |
Exchange hours and daylight savings. |
03/11/2016 |
Notified |
03/11/2016 |
|
1 |
| COMEX |
Weekly Notification of Amendments Related to Product Terms and Conditions (Week of February 29, 2016) |
Aluminum; Zinc; Lead |
03/11/2016 |
Notified |
03/11/2016 |
|
2 |
| NADEX |
Nadex adds strike levels on a discretionary basis due to volatility in the underlying markets on March 8, 9, and 10. |
Daily US SmallCap 2000 Binary contracts; Daily Gold Binary contracts; Daily US Tech 100 Binary contracts; Daily Wall Street 30 Binary contracts |
03/11/2016 |
Notified |
03/11/2016 |
|
1 |
| NODAL |
Delisting of six NYISO based power futures contracts that are dormant with no open interest |
NYISO.DUNKIRK___1_month_off_dacNYISO.DUNKIRK___1_month_on_dacNYISO.FAR ROCKAWAY___4_month_off_dacNYISO.FAR ROCKAWAY___4_month_on_dacNYISO.GLENWOOD___4_month_off_dacNYISO.GLENWOOD___4_month_on_dac |
03/14/2016 |
Certified |
03/14/2016 |
|
3 |
| NYMEX |
Delisting of Certain Previously-Listed Contract Months of the Gulf Coast Unl 87 (Platts) Crack Spread BALMO Futures and Gulf Coast Unl 87 (Platts) Up-Down BALMO Futures Contracts |
See filing. |
03/17/2016 |
Certified |
03/17/2016 |
|
1 |
| COMEX |
Amendments to the Aluminum Japan Premium (Platts) Futures Contract |
Aluminum Japan Premium (Platts) Futures |
03/04/2016 |
Certified |
03/18/2016 |
|
1 |
| CME |
Amendments to CME Equity Index Futures and Options Contracts |
See filing. |
03/04/2016 |
Certified |
03/18/2016 |
|
4 |
| CBOT |
Amendments to CBOT Equity Index Futures and Options Contracts |
See filing. |
03/04/2016 |
Certified |
03/18/2016 |
|
1 |
