Product Terms and Conditions Rules - Designated Contract Markets

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Organization Filing Description Products Affected Receipt Date Status Date Remarks Documents
OCX Withdraw one SFP China-Biotics, Inc. SSF 07/18/2011 Certified 07/18/2011 1
OCX Withdraw one SFP SFP 10/28/2011 Certified 10/28/2011 1
OCX Withdraw one SFP Trimeris, Inc. 11/03/2011 Certified 11/03/2011 1
OCX Withdraw one SFP SFP 10/28/2011 Certified 10/28/2011 0
OCX Withdraw one SFP SunPower Corporation - Cl. B 11/16/2011 Certified 11/16/2011 1
OCX Withdraw one SFP SFP 01/04/2012 Certified 01/04/2012 1
OCX Withdraw one SFP Evergreen Solar, Inc. 08/23/2011 Certified 08/23/2011 0
OCX Withdraw one SFP ALLIED IRISH BANKS-SPONS ADR - Div 08/25/2011 Certified 08/25/2011 1
OCX Withdraw one SFP A-Power Energy Generation Systems 09/20/2011 Certified 09/20/2011 1
OCX Withdraw one SFP CHINA NATURAL GAS, INC. 09/23/2011 Certified 09/23/2011 1
OCX Withdraw one SFP China GrenTech Corp Ltd-ADR 04/13/2012 Certified 04/13/2012 1
OCX Withdraw one SFP China-Biotics, Inc. - Div 07/06/2011 Certified 07/06/2011 1
OCX Withdraw one SFP One SFP 01/18/2012 Certified 01/18/2012 1
OCX Withdraw one SFP SFP 08/14/2012 Certified 08/14/2012 1
OCX Withdraw one SFP. One SFP 01/03/2012 Certified 01/03/2012 1
OCX Withdraw one SSF Advanced Battery Technologies, Inc. 11/30/2011 Certified 11/30/2011 1
OCX Withdraw one SSF SSF 09/02/2011 Certified 09/02/2011 1
OCX Withdraw three SFPs SFPx 12/19/2011 Certified 12/19/2011 0
OCX Withdraw two SFPs SFPs 11/30/2011 Certified 11/30/2011 1
OCX Withdraw two SFPs SFPs 10/31/2011 Certified 10/31/2011 1
OCX Withdraw two SFPs SFPs 09/01/2011 Certified 09/01/2011 1
OCX Withdraw two SFPs SFPs 01/04/2012 Certified 01/04/2012 1
OCX Withdraw two SFPs SFPs 10/27/2011 Certified 10/27/2011 1
OCX Withdrawal of 4 SSFs. AMIC, EMITF, FNBN, GABC 12/18/2008 Certified 12/18/2008 1
OCX Withdrawal of a security futures product Horizon Financial Corp. 01/26/2010 Certified 02/03/2010 1
CBOT Withdrawal of CBOT Submission 13-256 dated June 24, 2013 OTR Treasury futures, IRS futures and options 06/24/2013 Certified 06/24/2013 1
CBOT Withdrawal of Dow Jones - UBS Roll Select Commodity Index futures Dow Jones - UBS Roll Select Commodity Index futur 06/12/2013 Certified 06/12/2013 1
OCX Withdrawal of new contract certification ProShares UltraShort Dow 30 06/09/2009 Certified 06/09/2009 1
NYMEX Withdrawal of NYMEX Submission No. 13-084 Two WTS futures that settle at Argus prices 03/27/2013 Certified 04/10/2013 2
OCX Withdrawal of one security futures product Cadbury PLC - ADR 03/10/2010 Certified 03/15/2010 1
OCX Withdrawal of one security futures product Harvest Energy Trust 03/10/2010 Certified 03/15/2010 1
OCX Withdrawal of one security futures product. AXA - ADR 03/25/2010 Certified 03/30/2010 1
OCX Withdrawal of one security futures product. Harleysville National Corporation 04/09/2010 Certified 04/16/2010 1
OCX Withdrawal of one security futures product. BJ Services 04/29/2010 Certified 04/30/2010 1
OCX Withdrawal of one security futures product. City Bank Lynwood WA 04/28/2010 Certified 04/30/2010 1
OCX Withdrawal of one security futures product. AMCORE Financial, Inc. 04/30/2010 Certified 05/06/2010 1
OCX Withdrawal of one security futures product. Max Capital Group Ltd. 05/13/2010 Certified 05/17/2010 1
OCX Withdrawal of one SSF The First American Corporation (FAF) 05/25/2010 Certified 06/01/2010 1
OCX Withdrawal of one SSF Eagle Rock Energy Partners 05/24/2010 Certified 05/26/2010 1
OCX Withdrawal of one SSF Hanmi Financial Corporation 05/26/2010 Certified 05/27/2010 1
OCX Withdrawal of three security futures products Allianz SE; Columbia Bancorp; UCBH Holdings, Inc. 01/27/2010 Certified 02/03/2010 1
OCX Withdrawal. IEI, IXN, IXP & IYT 06/04/2008 Certified 06/04/2008 1
OCX Withdrawl of 28 SFPs Single Stock SFPs 06/02/2010 Certified 06/02/2010 1
ICE US Withdraws Columbian Peso cash settled contract filed on September 1, 2011. Columbian Peso - cash settled 09/20/2011 Certified 09/20/2011 1
NYMEX Withdraws part of earlier filing regarding aggregation of certain cash-settled crude oil products. Crude Oil 03/10/2008 Certified 03/11/2008 1
ICE US Withdraws the March 10, 2011 submission delisting NYSE Composite Index futures. NYSE Composite Index futures 03/11/2011 Certified 03/11/2011 1