OCX |
Amends Position Limits and Position Accountability rule stating that futures positions established as substitute for existing cash positions are qualified hedge positions. |
Equity Futures |
06/10/2011 |
Certified |
06/10/2011 |
|
1 |
CME |
Amends Position Limits, Accountability and Reportable Positions table in Chapter 5 to reflect the delisting of S&P 500 Financial SPCTR and Technology SPCTR futures contracts |
S&P 500 Financial SPCTR and Technology SPCTR futs |
03/24/2011 |
Certified |
03/24/2011 |
|
1 |
NADEX |
Amends rounding values, number of contracts listed, duration, caps and floors, dollar multiplier and reporting levels of five currency VPHs. |
EUR, GBP, USD, CHF and CAD currency VPHs |
09/28/2010 |
Certified |
10/13/2010 |
|
1 |
OCX |
Amends rule 905 to allow block and EFP trading in four decimal places |
All SFPs |
07/13/2011 |
Certified |
07/13/2011 |
|
1 |
CME |
Amends rules to allow for offset between E-Mini and E-Micro Nifty futures and establish position limits of 5,000 contracts. |
Nifty Index E-Mini and E-Micro contracts |
07/01/2010 |
Certified |
05/28/2014 |
|
1 |
NADEX |
Amends Rules to grant the authority to refrain from listing any contracts at Nadex's discretion; removes the 5-Min contracts that expire on the hour; deletes definitions of certain contract types that Nadex does not offer |
Terms that are Uniform Across Contracts; Currency Exchange AUD/USD Binary Contracts; Currency Exchange EUR/USD Binary Contracts; Currency Exchange GBP/USD Binary Contracts; Currency Exchange USD/JPY Binary Contracts |
05/07/2015 |
Certified |
05/21/2015 |
|
1 |
CME |
Amends S&P and NASDAQ Index price limits to clarify intent. |
S&P and NASDAQ Indexes |
09/21/2011 |
Certified |
10/06/2011 |
|
1 |
NYMEX |
Amends speculative position limit and accountability provisions for electricity options |
Electricity Options |
01/19/2007 |
Certified |
02/06/2007 |
|
1 |
CCFE |
Amends speculative position limits for options to conform with futures, particularly an increase in the spot month limit to 8,000 futures-equivalent contracts; clarifies that spot month limit takes effect on first business day of contract month. |
Sulfur Financial Instrument |
12/18/2007 |
Certified |
12/27/2007 |
|
1 |
CCFE |
Amends strike price for the Options on Regional Greenhouse Gas Initiative futures contracts |
Strike Price |
01/26/2009 |
Certified |
01/26/2009 |
|
1 |
NADEX |
Amends strike price interval for Silver binary contract. Notification of descretionary new strike prices. |
Various binary contracts |
01/06/2012 |
Certified |
01/06/2012 |
|
1 |
NADEX |
Amends strike widtch for US Tech 100 VPH contracts |
US Tech 100 VPH contract |
06/17/2010 |
Certified |
06/17/2010 |
|
1 |
NADEX |
Amends strike width due to volatility in underlying Markets |
GBP/USD and AUD/USD 5-Minute Intraday Binary; EUR/USD 2-Hour Intraday Binary; Gold 2-Hour Binary; US 500 2-Hour Intraday Binary |
03/20/2020 |
Notified |
03/20/2020 |
|
1 |
NADEX |
Amends strike width in US Tech 100 Daily, 8.25-Hr Intraday, and 2-Hour Intraday Call Spread contracts. |
US Tech 100 Binary Contracts |
03/06/2020 |
Certified |
03/20/2020 |
|
1 |
NADEX |
Amends strike widths for 20-Min, 5-Min, and Bitcoin contracts; amends end value on certain currency and Wall St 30 contracts to avoid duplicate strikes, amends volume threshold from 50 to 250, relocates reporting levels to "Terms Uniform Across Products" |
All Binary and Variable Payout Contracts |
09/30/2016 |
Certified |
10/17/2016 |
|
1 |
NADEX |
Amends the definition of Expiration Value. Adds language to prevent dulicate payout criterian levels with the same class of contracts. |
All NADEX products |
01/27/2011 |
Certified |
01/27/2011 |
|
1 |
NFX |
Amends the final and daily settlement prices to the PHLX Exchange spot price at 12:00 P.M divided by 10,000 for Japanese yen and divided by 100 for all other currencies, respectively, from simply just the daily settlement price at 4:15 P.M. asbefore. |
Currencies |
12/17/2009 |
Certified |
12/17/2009 |
|
1 |
NYMEX |
Amends the floating price rules for the Dow Jones Palo Verde Electricity Price Index Peak and Off-Peak swap contracts, as well as the Jow Jones Meade/Marketplace Electricity Price Index 5 MW Off-Peak swap contract. |
Electricty |
07/27/2010 |
Certified |
01/24/2011 |
|
1 |
CBOT |
Amends the July 18, 2011 CBOT filing to change the effective date of increased position limits for Treasury futures from the September 2011 expirations to the December 2011 expirations. |
Treasury Complex futures |
07/26/2011 |
Certified |
08/09/2011 |
|
1 |
CME |
Amends the last day of trading for Onshore Chinese Renminbi/Euro and Onshore Chinese Renminbi/Japanese Yen futures |
Foreign cross rate futures |
03/07/2014 |
Certified |
03/21/2014 |
|
1 |
GREENX |
Amends the list of EUAs and CERs not accepted for delivery |
EUA and CER futures |
04/06/2011 |
Certified |
04/06/2011 |
|
1 |
CCFE |
Amends the listing cycle for REC MA and REC CT futures contracts. Specifically, four months are added to the current January quarterly listing cycle. |
REC MA and REC CT futures contracts |
01/10/2011 |
Certified |
01/10/2011 |
|
1 |
OCX |
Amends the position limits or position accountability levels for thirty-one security futures products. |
31 Security Futures Products |
07/21/2010 |
Certified |
07/21/2010 |
|
1 |
CME |
Amends the rules regarding final settlement to require that both the National Hurricane Center and the Hydrometeorological Prediction Center stop issuing advisories before final settlement can occur. |
CHI and cat-in-box futures and binary options |
02/23/2010 |
Certified |
02/24/2010 |
|
2 |
CME |
Amends the speculative position limit table in Chapter 5 to incorporate a new product. |
Pulp |
12/11/2008 |
Certified |
03/17/2009 |
|
1 |
CCFE |
Amends the timing of new contract listings for IFEX Event Linked U.S., Florida and Gulf Coast Tropical Wind contracts |
IFEX ELF US, Florida and Gulf Coast Tropical Wind |
10/20/2009 |
Certified |
10/20/2009 |
|
1 |
NADEX |
Amends the trading hours for the FTSE 100 contract on an emergency basis for November 24 and 26, 2010 to reflect the early closing of the FTSE 100 futures contract at NYSE Liffe. |
FTSE Weekly, Daily and Intraday contracts |
11/24/2010 |
Certified |
11/24/2010 |
|
1 |
NADEX |
Amends the underlying futures calendar to reflect the change to the 2010 calendar year. |
Various Nadex variable payout and binary products |
11/19/2009 |
Certified |
11/19/2009 |
|
1 |
NADEX |
Amends the underlying futures contract expiration schedule for 2011. |
Various NADEX contracts |
11/12/2010 |
Certified |
11/12/2010 |
|
0 |
NADEX |
Amends the underlying futures cycle for Crude Oil contracts to account for the change from 2009 to 2010. |
Crude Oil Variable and Binary Payout Contracts |
11/12/2009 |
Certified |
11/12/2009 |
|
1 |
NADEX |
Amends trading hours for various contracts for November 23, 2012. |
Various NADEX contracts |
11/02/2012 |
Certified |
11/19/2012 |
|
1 |
CBOT |
Amends Treasury Complex options rules to allow for the listing of weekly options on Treasury Complex futures. |
Options on Treasury Complex futures |
12/27/2010 |
Certified |
12/27/2010 |
|
2 |
NADEX |
Amends underlying futures cycle start and end dates |
Germany 30 and FTSE 100 binary and variable contra |
03/08/2010 |
Certified |
03/12/2010 |
|
1 |
ICE US |
Amends World Cotton rules to clarify certain aspects of weights and strength adjustments. |
World Cotton |
03/30/2016 |
Certified |
04/13/2016 |
|
1 |
CFE |
Among other things, the Amendment changes the last trading day for the VIX futures contract from the business day prior to the final settlement date to the final settlement date. |
CBOE Volatility Index Futures |
08/12/2014 |
Certified |
08/26/2014 |
|
1 |
KEX |
An amendment to modify the latest possible expiration dates of contracts whose underlying data may be affected by a government shutdown. |
|
09/25/2023 |
10 Day Review |
09/25/2023 |
|
1 |
COMEX |
An amendment to NYMEX Rule 813.B(B) to explicitly include certain contracts in the daily settlement prices rule for COMEX Division contracts. |
E-mini Gold and Silver futures contracts. |
05/11/2009 |
Certified |
05/11/2009 |
|
1 |
NFX |
An amendment to Rulebook Appendix A to expand the permitted listing of Contract months in certain NFX energy Futures Contracts. |
ADBQ,MSBQ,MSEQ,ADDQ,AOBQ,AOEQ,NIBQ,PNBQ,PNEQ,NIDQ,NICQ,NIEQ,MCCQ,MCBQ,MCEQ,MCDQ,CPBQ, CPEQ |
12/14/2017 |
Certified |
12/29/2017 |
|
2 |
NYMEX |
Announce initial listing date of October 1, 2007. |
Ardour Global XL Equity Index |
09/12/2007 |
Certified |
09/12/2007 |
|
1 |
CBOT |
Announce listing date of July 13. |
Interest Rate Swap options |
07/09/2009 |
Certified |
07/09/2009 |
|
1 |
CME |
Annual update of freight rates. |
Live Cattle |
01/04/2012 |
Certified |
01/19/2012 |
|
1 |
CBOT |
Annual update of locational differentials. |
Soybean Meal, Soybean Oil |
10/01/2012 |
Certified |
10/01/2012 |
|
1 |
CBOT |
Annual update to locational differentials. |
Soybean Oil and Soybean Meal |
09/02/2011 |
Certified |
09/20/2011 |
|
1 |
CBOT |
Application of CBOT Rule 589 ("Special Price Fluctuation Limits") to Short-Term Interest Rate Futures and Options Contracts |
30-Day Federal Funds Futures, Standard Options on 30-Day Federal Funds Futures |
01/22/2016 |
Certified |
02/05/2016 |
|
2 |
CME |
Application of CME Rule 589 ("Special Price Fluctuation Limits") to Short-Term Interest Rate Futures and Options Contracts |
See filing. |
01/22/2016 |
Certified |
02/05/2016 |
|
2 |
ICE US |
Application of daily price limits to electronic trading session. |
Cotton |
08/22/2007 |
Certified |
08/22/2007 |
|
1 |
COMEX |
Application of Rule 589. ("Special Price Fluctuation Limits") and Amendments to Gold/Silver Ratio Futures, Gold/Platinum Spread Futures, and Platinum/Palladium Spread Futures. |
See filing. |
11/10/2016 |
Certified |
11/28/2016 |
|
1 |
NYMEX |
Application of Rule 589. ("Special Price Fluctuation Limits") and Amendments to Gold/Silver Ratio Futures, Gold/PlatinumSpread Futures, and Platinum/Palladium Spread Futures. |
See filing. |
11/10/2016 |
Certified |
11/28/2016 |
|
1 |
CFE |
Applies circuit breaker trading halts. |
Variance Indexes |
03/14/2007 |
Certified |
03/16/2007 |
|
1 |
CBOT |
Apply end-of-the-month fair value settlement procedure. |
DJIA Products |
05/22/2008 |
Certified |
05/22/2008 |
|
1 |