OCX |
Amending Position Limits for Certain Security Futures Products Pursuant to Commission Regulation 41.25(a)(3) |
ABEV, ABX, DUST, ECA, ETE, JPM, MS, NUGT, RF, XLU |
09/08/2016 |
Certified |
09/22/2016 |
|
1 |
OCX |
Amending Position Limits for Certain Security Futures Products Pursuant to Commission Regulation 41.25(a)(3) |
ABEV, AKS, C, FXI, GM, JCP, JNUG, MT, UVXY, WFC, XLU |
06/09/2017 |
Certified |
06/23/2017 |
|
1 |
OCX |
Amending Position Limits for Certain Security Futures Products Pursuant to Commission Regulation 41.25(a)(3) |
ABEV, C, CSCO, EWJ, EWZ, FB, FXI, JNUG, JPM, SWN, XLE, XLU |
12/08/2016 |
Certified |
12/22/2016 |
|
1 |
OCX |
Amending Position Limits for Certain Security Futures Products Pursuant to Commission Regulation 41.25(a)(3) |
AA, C, EWZ, FB, FXI, KEY, RIG, UVXY, WFT, XLE |
11/07/2016 |
Certified |
11/22/2016 |
|
1 |
OCX |
Amending Position Limits for Certain Security Futures Products Pursuant to Commission Regulation 41.25(a)(3) |
BABA, CLF, ESV, PFE, SNAP, VXX, VZ, X |
09/11/2017 |
Certified |
09/25/2017 |
|
1 |
OCX |
Amending Position Limits for Certain Security Futures Products Pursuant to Commission Regulation 41.25(a)(3) |
FTR, FXI, GDXJ, JCP, JPM, S, UVXY, X |
08/03/2017 |
Certified |
08/17/2017 |
|
1 |
OCX |
Amending Position Limits for Certain Security Futures Products Pursuant to Commission Regulation 41.25(a)(3) |
FB, GDXJ, KMI, RF, RIG, S, UVXY |
02/06/2017 |
Certified |
02/21/2017 |
|
1 |
OCX |
Amending Position Limits for Certain Security Futures Products Pursuant to Commission Regulation 41.25(a)(3) |
CLF, FXI, GM, JNUG, NUGT, TWTR, UVXY, VZ |
05/10/2017 |
Certified |
05/24/2017 |
|
1 |
OCX |
Amending Position Limits for Certain Security Futures Products Pursuant to Commission Regulation 41.25(a)(3) - Effective April 10, 2015 |
AA, AAPL, BABA, BBRY, C, EMC, EWJ, EWZ, FCX, GDX, HAL, HPQ, JPM, MS, NOK, ORCL, PBR, PBRA, RAD, RF, S, TWTR, USO, UVXY, VALE, VXX, WFC, and XLE. |
04/09/2015 |
Certified |
04/23/2015 |
|
1 |
OCX |
Amending Position Limits for Certain Security Futures Products Pursuant to Commission Regulation 41.25(a)(3) - Effective April 18, 2016 |
ABEV, CHK, DUST, EFA, ETE, HPQ, KMI, MRO, NFLX, RAD, SIRI, SUNE, SWN, UVXY, VRX, WFC, WLL, XLE, XOP |
04/15/2016 |
Certified |
04/29/2016 |
|
1 |
OCX |
Amending Position Limits for Certain Security Futures Products Pursuant to Commission Regulation 41.25(a)(3) - Effective August 12, 2016 |
ABEV, AMD, BBD, DUST, ETE, KMI, NFLX, UVXY, VXX, VZ, WFC, WFT, XLE, XOP, YHOO |
08/11/2016 |
Certified |
08/25/2016 |
|
1 |
OCX |
Amending Position Limits for Certain Security Futures Products Pursuant to Commission Regulation 41.25(a)(3) - Effective December 31, 2015 |
EWZ, VWO |
12/30/2015 |
Certified |
01/14/2016 |
|
1 |
OCX |
Amending Position Limits for Certain Security Futures Products Pursuant to Commission Regulation 41.25(a)(3) - Effective January 27, 2016 |
FTR & VXX |
01/26/2016 |
Certified |
02/09/2016 |
|
1 |
OCX |
Amending Position Limits for Certain Security Futures Products Pursuant to Commission Regulation 41.25(a)(3) - Effective July 19, 2016 |
HPQ, JCP, WFC, WFT |
07/18/2016 |
Certified |
08/01/2016 |
|
2 |
OCX |
Amending Position Limits for Certain Security Futures Products Pursuant to Commission Regulation 41.25(a)(3) - Effective July 28, 2015 |
BABA, CHK, EWZ, FCX, FXI, HAL, PBRA, RAD, S, UVXY, YHOO, XLE |
07/27/2015 |
Certified |
08/10/2015 |
|
1 |
OCX |
Amending Position Limits for Certain Security Futures Products Pursuant to Commission Regulation 41.25(a)(3) - Effective June 18, 2016 |
AMD, RIG, X, SWN, DUST, AMLP, ORCL, XOM |
06/17/2016 |
Certified |
07/01/2016 |
|
1 |
OCX |
Amending Position Limits for Certain Security Futures Products Pursuant to Commission Regulation 41.25(a)(3) - Effective March 21, 2016 |
S, VXX |
03/18/2016 |
Certified |
04/01/2016 |
|
1 |
OCX |
Amending Position Limits for Certain Security Futures Products Pursuant to Commission Regulation 41.25(a)(3) - Effective May 18, 2016 |
ABX, AMLP, BBD, C, ECA, ETE, EWZ, FTR, JCP, JPM, MS, MT, NFLX, ORCL, RF, SWN, TWTR, VRX, VZ, WFT, WLL, XLU, XOM, XOP, YHOO |
05/17/2016 |
Certified |
06/01/2016 |
|
1 |
OCX |
Amending Position Limits for Certain Security Futures Products Pursuant to Commission Regulation 41.25(a)(3) - Effective November 24, 2015 |
ABX, AMAT, ITUB, NOK, NUGT, S |
11/23/2015 |
Certified |
12/08/2015 |
|
1 |
OCX |
Amending Position Limits for Certain Security Futures Products Pursuant to Commission Regulation 41.25(a)(3) - Effective October 26, 2015 |
CHK, FCX, SUNE |
10/23/2015 |
Certified |
11/06/2015 |
|
1 |
OCX |
Amending Position Limits for Certain Security Futures Products Pursuant to Commission Regulation 41.25(a)(3) - Effective September 4, 2015 |
AA, AMAT, CHK, FTR, FXI, NFLX, NOK, NUGT, S |
09/03/2015 |
Certified |
09/18/2015 |
|
1 |
CBOT |
Amending the Listing Schedule of U.S. Treasury Note Futures and Companion Standard and Flex Options Contracts |
See filing |
09/21/2015 |
Certified |
10/05/2015 |
|
1 |
OCX |
Amending the Physical Delivery Settlement Cycle of Monthly OCX.NoDivRisk Products |
All Monthly OCX.NoDivRisk Futures Contracts |
12/01/2015 |
Certified |
12/15/2015 |
|
1 |
OCX |
Amending the Physical Delivery Settlement Cycle of Monthly OCX.NoDivRisk Products |
OCX.NoDivRisk Monthly Products |
07/21/2015 |
Certified |
08/04/2015 |
|
1 |
COMEX |
Amendment adopting Position limits for Gold VIX option |
Position limits for Gold VIX option |
01/19/2011 |
Certified |
07/27/2011 |
|
1 |
KEX |
Amendment changing many Kalshi Position Limits to Position Accountability Levels. |
|
11/14/2024 |
10 Day Review |
11/14/2024 |
|
1 |
COMEX |
Amendment clarifying langauge regarding the unit of trading for Comex Short-term Gold Option. |
COMEX Short-term Gold Option |
10/11/2012 |
Certified |
10/31/2012 |
|
1 |
NADEX |
Amendment fo exchange hours; amend underlying futures contract cycle for binary payout. |
Gold, Silver, Crude Oil and Germany 30 |
11/13/2008 |
Certified |
11/13/2008 |
|
1 |
ICE US |
Amendment NCR for NYSE Fang Index Future |
NYSE Fang Index Future |
12/20/2017 |
Notified |
12/20/2017 |
|
1 |
NYMEX |
Amendment of the floating price rules for eighteen petroleum futures contracts by the addition of the term "non-common pricing" to the rules. |
Eighteen petroleum futures contracts |
10/29/2010 |
Certified |
10/29/2010 |
|
1 |
CBOT |
Amendment to add weekly options for Soybean oil and Soybean Meal futures contracts. |
Soybean Oil and Soybean Meal options on futures |
08/29/2011 |
Certified |
09/13/2011 |
|
1 |
CBOT |
Amendment to adopt variable price limits for grain and oil seed futures and remove price limits for options thereon. |
Grains and oil seed futures |
03/04/2014 |
Approved |
04/18/2014 |
|
1 |
ICE US |
Amendment to Canola Futures Rules, which allows merchant to post a letter of credit to satisfy indemnification obligations |
Canola Futures |
07/06/2022 |
Certified |
07/20/2022 |
|
1 |
KEX |
Amendment to clarify Expiration/Last Trading Dates. |
|
11/12/2024 |
10 Day Review |
11/12/2024 |
|
3 |
KEX |
Amendment to clarify Last Trading/Expiration Dates. |
|
11/12/2024 |
10 Day Review |
11/12/2024 |
|
3 |
KEX |
Amendment to clarify Last Trading/Expiration Dates. |
|
11/12/2024 |
10 Day Review |
11/12/2024 |
|
3 |
ICE US |
Amendment to Coffee Storage Requirements |
Coffee "C" Futures |
06/26/2018 |
Certified |
07/11/2018 |
|
1 |
CANTOR |
Amendment to Contract Rule IX-3300 to add clarifications. |
Daily Aggregate Snowfall Index Swaps Contract |
09/26/2019 |
Certified |
09/28/2019 |
|
1 |
CANTOR |
Amendment to Contract Rule IX-3301 to add clarifications. |
Daily Aggregate Rainfall Index Swaps Contract |
09/26/2019 |
Certified |
09/28/2019 |
|
1 |
CANTOR |
Amendment to Contract Rule IX-3302(e) to adjust the lowest conversion factor values. |
High Extreme Daily Temperature Index Swaps Contract |
10/07/2019 |
Certified |
10/16/2019 |
|
1 |
CANTOR |
Amendment to Contract Rule IX-3303(e) to adjust the lowest conversion factor values. |
Low Extreme Daily Temperature Index Swaps Contract |
10/07/2019 |
Certified |
10/16/2019 |
|
1 |
KEX |
Amendment to CONTROL contract reducing minimum order size from 5,000 contracts to 1 contract. |
|
10/11/2024 |
Certified |
10/28/2024 |
|
3 |
NADEX |
Amendment to daily and weekly payout criteria. |
Certain Binary Contracts. |
03/06/2008 |
Certified |
03/06/2008 |
|
1 |
COMEX |
Amendment to decrease spot month positioin limit for 4 Copper futures contracts |
Copper futures |
03/04/2014 |
Certified |
03/19/2014 |
|
1 |
ICE US |
Amendment to Delivery Day for Bitcoin Monthly (USD) Futures Contract |
Bitcoin Monthly (USD) Futures Contract |
09/22/2021 |
Certified |
10/06/2021 |
|
1 |
ICE US |
Amendment to enforce prohibition on the re-grading of cocoa that has failed certification. |
Cocoa |
12/10/2015 |
Certified |
12/24/2015 |
|
1 |
ICE US |
Amendment to Exchange Reportable Position Levels for FCOJ-A Futures and Option on Futures Contracts |
|
06/06/2024 |
Certified |
06/21/2024 |
|
1 |
ICE US |
Amendment to Exchange Reportable Position Levels for FCOJ-A Futures and Option on Futures Contracts |
|
05/31/2024 |
Approval Pending (45) |
05/31/2024 |
|
1 |
ICE US |
Amendment to Exchange Reportable Position Levels for Option on PJM Western Hub Day-Ahead Peak Daily Fixed Price Future Contracts |
|
05/31/2024 |
Certified |
06/14/2024 |
|
1 |
SMFE |
Amendment to Exchange Rules 30003.D., 31003.D. and 32003.D. |
Small Stocks 75 Index Futures Contracts, Small Precious Metals Index Futures Contracts and Small Dollar Index Futures Contracts. |
06/29/2020 |
Certified |
07/14/2020 |
|
4 |