| CME |
Revisions to Live Cattle rules to expand daily price limits in the expiring month contract during the final two (2) trading days. |
Live Cattle |
07/17/2014 |
Approved |
08/02/2014 |
|
2 |
| CME |
Revisions to most CME Agricultural product chapters to meet compliance with Core Prinicple 7 Availability of General Information. |
Most CME Ag futures, options, OTC swaps |
11/01/2012 |
Certified |
12/10/2012 |
|
1 |
| CME |
Revisions to position limits and reportable levels, non-reviewable trading ranges and offsetting rules for different sized futures positions |
INR/USD standard and E-micro futures |
12/17/2012 |
Certified |
07/29/2014 |
|
1 |
| NYMEX |
Revisions to Three NYMEX Physically Delivered Futures Product Chapters (260,506, 1108) |
Two crude oil futures and one coal futures |
04/29/2013 |
Certified |
05/14/2013 |
|
3 |
| ICE US |
Rule 11.00(f) will permit nomination of non-geared vessels for delivery in certain ports; Rule 11.08 and Resolution 3 deleted as obsolete regarding import of sugar for human consumption. |
Sugar No. 11r |
10/24/2014 |
Certified |
11/07/2014 |
|
1 |
| ICE US |
Rule 24.A.3 is being amended to provide that the Exchange will not list any Daily Futures Contract with a Delivery Date that falls on a New York bank holiday. |
BakktTM Bitcoin (USD) Daily Futures Contracts |
10/18/2019 |
Certified |
11/01/2019 |
|
1 |
| NYMEX |
Rule 40.6(d) Notification. New York Mercantile Exchange, Inc. ("NYMEX") Weekly Notification of Rule Amendments (Reduction of Minimum Price Fluctuation of Five Petroleum Futures and Five Petroleum Option Contracts) |
10 petroleum futures and option contracts |
01/28/2013 |
Certified |
01/28/2013 |
|
1 |
| NYMEX |
Rule 40.6(d) NYMEX Weekly Notification of Amendments |
Petroleum Products |
06/28/2012 |
Certified |
06/28/2012 |
|
2 |
| ICE US |
Rule 6.16- Bakkt Bitcoin Contracts Position Limits Revision |
Bakkt Bitcoin Daily Futures, Bakkt Bitcoin Monthly Futures |
01/17/2020 |
Certified |
02/03/2020 |
|
1 |
| OCX |
Rule 905 and 902 Specifications Supplement |
OCX Self Cert. |
06/24/2009 |
Certified |
06/24/2009 |
|
1 |
| NFX |
Rule amendments regarding the listing of and trading symbols for the Exchange's financially settled U.S. DV01 Treasury Futures contracts. |
Chapter 2002, U.S. 2-YR DV01 Treasury FuturesChapter 2005, U.S. 5-YR DV01 Treasury FuturesChapter 2010, U.S. 10-YR DV01 Treasury FuturesChapter 2030, U.S. 30-YR DV01 Treasury Futures |
10/11/2018 |
Certified |
10/25/2018 |
|
3 |
| NADEX |
Rule amendments to allow for 2-hour intraday EUR/JPY Binary contracts |
EUR/JPY Binary |
03/21/2014 |
Certified |
04/04/2014 |
|
1 |
| NADEX |
Rule amendments to allow for Intraday Binary contracts |
Japan 225 Binary contracts |
01/24/2014 |
Certified |
02/10/2014 |
|
1 |
| NADEX |
Rule amendments to allow for the listing of weekly futures contracts |
SFPs |
12/10/2013 |
Certified |
12/24/2013 |
|
1 |
| NYMEX |
Rule Amendments to Henry Hub Natural Gas Futures and Henry Hub Natural Gas Last Day Physically-Delivered Futures |
HH Natural Gas Futures (NG), HH Last Day Phy (MNG) |
02/02/2012 |
Certified |
03/05/2012 |
|
1 |
| MGE |
Rule amendments to position limits for the HRSW Contract |
HRSW Contract |
04/12/2021 |
Approved |
05/21/2021 |
|
2 |
| MGE |
Rule certification submission to amend MGEX Regulation 5402.00. |
Apple Juice Concentrate futures contract. |
12/10/2014 |
Certified |
12/12/2014 |
|
1 |
| CFE |
Rule Certification that, among other things, changes the last trading day for the CBOE Volatility Index (VIX) futures contract from the final settlement date to the business day prior to the final settlement date. |
CBOE Volatility Index (VIX) futures. |
09/15/2014 |
Certified |
09/29/2014 |
|
1 |
| NFX |
Rule certification to commence the process of de-listing the futures and options on futures contracts listed in the attached Exhibit A. Kindly note that contracts were de-listed on November 14th, 2019. |
For full list of Futures and Options on Futures Contract Being De-Listed from NFX, please see enclosed Exhibit A. |
11/19/2019 |
Certified |
11/19/2019 |
|
4 |
| NYMEX |
Rule change decreasing spot month speculative limit from 1,500 contracts to 1,000 contracts. |
Mont Belvieu Spot Ethylene In-Well (PCW) Futures |
06/13/2011 |
Certified |
06/15/2011 |
|
1 |
| CBOT |
Rule change notifying of annual modification of locational differentials pursuant to established formulas. |
soybean meal and soybean oil |
09/01/2010 |
Certified |
09/01/2010 |
|
1 |
| CBOT |
Rule Numbers - CBOT Rules 22A01.D, 22A01.E and 22A01.I. CBOT is amending CBOT Chapter 22A. (Standard Options on 30-Day Federal Funds Futures) |
30-Day Federal Funds |
06/01/2009 |
Certified |
06/01/2009 |
|
1 |
| CCFE |
Rule Numbers - Chapters 20, 24 and 25. Adds trigger levels and lowers minimum block trade size for IFEX Event Linked Futures U.S. Tropical Wind Events futures, IFEX Event Linked Futures Florida Tropical Wind Event futures and IFEX Event Linked Futures |
IFEX Event Linket Tropical Wind Events |
08/07/2009 |
Certified |
08/07/2009 |
|
1 |
| OCX |
Rule Numbers - Supplement number 744 to Rule 905. Name Change from iShares Lehman 20+ Year Treasury Bond Fund to iShares Barclays 20+ Year Treasury bond Fund. |
OCX Rule Self Cert. |
04/21/2009 |
Certified |
04/21/2009 |
|
1 |
| ICE US |
Rule provides exchange with some discretion in determining the listing cycle for Natural Gas and Power futures contracts. |
Natural Gas and Electricity Daily Contracts |
06/06/2013 |
Certified |
06/21/2013 |
|
1 |
| LEDGERX |
Rulebook updates |
USD/BTC Options, Day-Ahead USD/BTC Swaps, USD/BTC Weekly Options, Day-Ahead USD/BTC Options, BTC Block Height Options, Day-Ahead USD/BTC Futures, Weekly USD/BTC Futures, Monthly USD/BTC Futures, USD/ETH Deci Futures |
04/08/2022 |
Certified |
04/08/2022 |
|
2 |
| NYMEX |
Rules amended to reflect DCM name change for products referencing the ICE Futures U.S. settlement prices. |
NYMEX Coffee, Cocoa, Sugar, Orange Juice, Cotton |
11/06/2007 |
Certified |
11/06/2007 |
|
1 |
| CFE |
Rules, terms and conditions for new product. |
CBOE/CBOT 10-Year U.S. Treasury Note Volatility Index futures contract |
10/08/2014 |
Certified |
10/23/2014 |
|
1 |
| NFX |
Rules, terms and conditions for NFX Options on NFX Brent 1st Line Financial Futures (the "Brent 1st Line Options") and the NFX WTI 1st Line Financial Futures (the "WTI 1st Line Options"), (collectively the "1st Line Options"). |
NFX Options on NFX Brent 1st Line Financial Futures (IOQ)NFX Options on NFX WTI 1st Line Financial Futures (TIQ) |
10/06/2016 |
Withdrawn |
10/07/2016 |
|
6 |
| NYMEX |
S&P Global Platts to Merge The Steel Index (TSI) 62% and Platts IODEX Price Series Methodology Changes Affecting Four (4) NYMEX Iron Ore Futures and Options Contracts. |
See filing. |
08/03/2017 |
Certified |
08/17/2017 |
|
1 |
| NYMEX |
Second Extension of the Temporary Suspension of Trading and Clearing of Three (3) EUA Futures and Option Contracts |
See filing. |
06/13/2019 |
Certified |
06/27/2019 |
|
1 |
| CDE |
Self Certification of Extension to Volume Discount Program |
n/a |
01/11/2018 |
Withdrawn |
01/11/2018 |
|
2 |
| LEDGERX |
Self-certification of compliance manual revision. |
All products |
10/03/2022 |
Certified |
10/18/2022 |
|
3 |
| NYMEX |
self-certification to Grade and Quality Specifications for NY Harbor ULSD Heating Oil |
NY Harbor ULSD Heating Oil Ch 150 cd HO |
04/12/2013 |
Certified |
07/29/2014 |
|
1 |
| NODAL |
self-certifying amendments to the Nodal Exchange Rulebook Appendix A - Contract Specifications pursuant to Commission Regulation 40.6(a). |
Henry Hub Natural Gas Contracts |
08/29/2019 |
Certified |
09/13/2019 |
|
2 |
| CME |
Set 2007 normalizing constant to 5769.679 |
Goldman Sachs Commodity Index |
01/08/2007 |
Certified |
01/08/2007 |
|
1 |
| NYMEX |
Sets new initial listing date of March 30. |
Colombian Peso |
03/19/2008 |
Certified |
03/19/2008 |
|
1 |
| NFX |
Shorten the listing cycle to three months, amend the trading hours, change the last trading day, reduce the contract size, change the final settlement price to the FED's Noon Buying rate. |
Currencies |
04/26/2007 |
Certified |
07/27/2007 |
|
0 |
| CME |
Simplifies live-graded delivery process by removing the average delivery unit weight requirement while retaining a range of acceptable individual animal weights ; conforms live-graded and carcass-graded weight discounts & other delivery provisions. |
Live Cattle |
09/12/2007 |
Certified |
11/08/2007 |
|
1 |
| NYMEX |
Special Price Fluctuation Limits |
WTI Energy Product Complex |
12/27/2011 |
Certified |
01/12/2012 |
|
1 |
| NYMEX |
Special Price Fluctuation Limits |
WTI assoc product complex |
01/17/2012 |
Certified |
02/01/2012 |
|
1 |
| NYMEX |
Special Price Fluctuation Limits rule |
Four petroleum products |
12/28/2011 |
Certified |
01/13/2012 |
|
1 |
| NYMEX |
Special price fluctutation limits |
Natural Gas |
08/27/2010 |
Certified |
01/24/2011 |
|
1 |
| CFE |
Specifies that if the third Friday of the month is a CBOE holiday, then the final settlement date is the day that is 30 days prior to the business day immediately preceding that Friday. |
VIX, DJIA Volatility Index |
07/02/2007 |
Certified |
07/17/2007 |
|
1 |
| ICE US |
Specifies that premiums shall be quoted in cents per pound rather than dollars per ton. |
Robusta Coffee options |
09/17/2007 |
Certified |
04/25/2008 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| GREENX |
Specifies that RGGI CO2 allowances acceptable for delivery have a vintage usable for compliance in teh calendar year of expiration or a prior control period. |
RGGI Futures |
06/03/2011 |
Certified |
08/12/2011 |
|
1 |
| CME |
Specifies that trading in the Russell 2000 futures contract would halt for two minutes if trading in the E-mini Russell 2000 futures contract is halted for two minutes when limit offered at a speed bump price limit. |
Russell 2000 |
01/15/2008 |
Certified |
02/14/2008 |
|
1 |
| ICE US |
Specifies the underlying contract for serial months. |
Russell stock indexes. |
06/11/2009 |
Certified |
06/11/2009 |
|
1 |
| NYMEX |
Specifies the use of "Non-common pricing" for determining the difference between the reference prices which determines the final settlement price. |
Energy swaps |
02/17/2009 |
Certified |
02/27/2009 |
|
2 |
| NYLIFFE |
Specifies time of day by which delivery intentions must be submitted, and waives delivery fees for a limited time period. |
Metals |
05/06/2009 |
Certified |
05/06/2009 |
|
1 |
