Product Terms and Conditions Rules - Designated Contract Markets

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Organization Filing Description Products Affected Receipt Date Status Date Remarks Documents
OCX Delisting of 2 SSFs VIIX1D, VXX1D 01/28/2019 Certified 01/28/2019 1
OCX Delisting of 2 SSFs MDXG1D, SIGM1D 12/19/2018 Certified 12/19/2018 1
OCX Delisting of 2 SSF products including corresponding weekly futures products. RowUnderlying SymbolUnderlying Security NameFutures Symbol1BTU* Peabody Energy CorporationBTU1D2SD SandRidge Energy Inc. SD1C* Weekly Peabody Energy Corporation ("BTU") futures will also be delisted. 09/21/2015 Certified 09/21/2015 1
OCX Delisting of 2 SSF products RowUnderlying SymbolUnderlying Security NameFutures Symbol1NGDNew Gold Inc.NGD1C2NGDNew Gold Inc.NGD1D 08/06/2015 Certified 08/06/2015 1
OCX Delisting of 2 SSF products RowUnderlying SymbolUnderlying Security NameFutures Symbol1KGCKinross Gold Corp.KGC1C2KGCKinross Gold Corp.KGC1D 07/20/2015 Certified 07/20/2015 1
OCX Delisting of 2 SFPs SFPs 02/08/2011 Certified 02/08/2011 1
OCX Delisting of 2 SFPs Two SFPs 02/23/2011 Certified 02/23/2011 1
NYMEX Delisting of 2 Crude Oil Contracts 2 Crude Oil Contracts 04/13/2012 Certified 04/17/2012 1
OCX Delisting of 19 SSF products EGF1C, EIX1C, ELD1C, ELNK1C, EMB1C, EMC1C, EMN1C, EMR1C, ENDP1C, ENI1C, ENLC1C, EOC1C, EOG1C, EPAM1C, EPI1C, EQM1C, EQR1C, RPRX1C, RPRX1D, 11/02/2015 Certified 11/02/2015 1
OCX Delisting of 150 SFPs SFPs 07/02/2010 Certified 07/02/2010 1
OCX Delisting of 15 SSFs C1C, CA1C, CAG1C, CAH1C, CALL1C, CAM1C, CAR1C, CAT1C, CB1C, CBG1C, CBS1C, CBSH1C, CCI1C, CCL1C, CCO1C 10/15/2015 Certified 10/15/2015 1
OCX Delisting of 15 SSFs CMI1C, CNP1C, CNSL1C, COF1C, COH1C, COLM1C, COP1C, COST1C, CPB1C, CREE1C, CRM1C, CRUS1C, CS1C, CSCO1C, CSG1C 10/21/2015 Certified 10/21/2015 1
OCX Delisting of 15 SSF products AMT1C,AMZN1C,ANTM1C,AON1C,APD1C,APH1C,APO1C,APOL1C,APU1C,ARG1C,ARMH1C,ASA1C,ATVI1C,HME1D,RLOC1D 10/05/2015 Certified 10/05/2015 1
OCX Delisting of 15 SSF products BBT1C, BBVA1C, BBY1C, BC1C, BCS1C, BDX1C, BFB1C, BIG1C, BIIB1C, BJRI1C, BK1C, BKS1C, BLMN1C, CYN1D, HUM1C 10/08/2015 Certified 10/08/2015 1
OCX Delisting of 15 SSF products BLX1C,BMY1C,BOND1C,BP1C,BPL1C,BRCD1C,BRCM1C,BRKB1C,BSAC1C,BSBR1C,BSX1C,BWA1C,BX1C,BXP1C,BYD1C 10/12/2015 Certified 10/12/2015 1
OCX Delisting of 15 SSF products HNP1C, HOG1C, HON1C, HOT1C, HP1C, HPQ1C, HR1C, HRL1C, HSBC1C, HST1C, HSY1C, HTZ1C, HUN1C, HYD1C, HYS1C 10/13/2015 Certified 10/13/2015 1
OCX Delisting of 15 SSF products CSX1C, CTL1C, CTRP1C, CTSH1C, CTXS1C, CUDA1C, CVI1C, CVS1C, CVX1C, CX1C, CXP1C, CY1C, CYH1C, EXH1D, HCBK1D 10/22/2015 Certified 10/22/2015 1
OCX Delisting of 12 narrow-based security index futures 12 narrow-based security index futures 12/23/2009 Certified 12/28/2009 1
ICE US Delisting of 12 currency futures contracts 1. Large Euro-US Dollar 2. Large Euro-British pound sterling 3. Large Euro-Canadian Dollar 4. Large Euro-Japanese yen 5. Large Euro-Swedish krona 6. Large Euro-Swiss franc 7. Large Pounds sterling-US dollar 8. Large US Dollar-Canadian dollar 9. Large 04/08/2019 Certified 04/08/2019 1
OCX Delisting of 10 SSFs CHTR2D, TWC2C, TWC2D, DUST2D, HOT2D, JDST2D, UA2C, SNDK2C, SNDK2D, WRK2D 05/20/2016 Certified 05/20/2016 1
OCX Delisting of 10 SSF products Underlying Symb/Futures SymbA/A1CAA/AA1CAAL/AAL1CAB/AB1CABBV/ABBV1CABC/ABC1CABEV/ABEV1CABT/ABT1CABX/ABX1CAUY/AUY1D 09/28/2015 Certified 09/28/2015 1
OCX Delisting of 10 SSF products AVB1CAXLL1CAXP1CBA1CBAC1CBAM1CBAX1CBBBY1CBBD1CBBRY1C 10/06/2015 Certified 10/06/2015 1
OCX Delisting of 10 SFPs SFPs 04/08/2014 Certified 04/22/2014 1
NYMEX Delisting of 10 ERCOT electricty futures electricity futures 11/05/2010 Certified 11/05/2010 1
CME Delisting of 1-Month and 3-Month Euro/U.S. Dollar ("EUR/USD") Realized Volatility Futures Contracts See filing. 02/03/2020 Certified 02/03/2020 2
OCX Delisting of 1 SSFs WIN1D 03/05/2019 Certified 03/05/2019 1
OCX Delisting of 1 SSF. SUNE1D 06/21/2016 Certified 06/21/2016 1
OCX Delisting of 1 SSF product RowUnderlying SymbolUnderlying Security NameFutures Symbol1EROCEagle Rock Energy Partners, L.P.EROC1D 07/21/2015 Certified 07/21/2015 1
OCX Delisting of 1 SSF product RowUnderlying SymbolUnderlying Security NameFutures Symbol1HOVHovnanian Enterprises, Inc. - Cl. AHOV1C 07/27/2015 Certified 07/27/2015 1
OCX Delisting of 1 SSF product RowUnderlying SymbolUnderlying Security NameFutures Symbol1EXXIEnergy XXI Bermuda LtdEXXI1D 07/17/2015 Certified 07/17/2015 1
OCX Delisting of 1 SSF "OUBS1D" UBS AG 01/15/2015 Certified 01/15/2015 1
OCX Delisting of 1 SSF EOCC1D 01/03/2019 Certified 01/03/2019 1
OCX Delisting of 1 SSF ASX1D 04/18/2018 Certified 04/18/2018 1
OCX Delisting of 1 SSF VXZ1D 01/11/2019 Certified 01/11/2019 1
OCX Delisting of 1 SSF VVC1D 01/31/2019 Certified 01/31/2019 1
OCX Delisting of 1 SSF ZU1D 10/01/2015 Certified 10/01/2015 1
OCX Delisting of 1 SSF SNI1D 03/06/2018 Certified 03/06/2018 1
OCX Delisting of 1 SSF LMCK2D 04/19/2016 Certified 04/19/2016 1
OCX Delisting of 1 SSF CBSH1D 11/20/2018 Certified 11/20/2018 1
OCX Delisting of 1 SSF AKS1D 01/20/2016 Certified 01/20/2016 1
OCX Delisting of 1 SSF APF1D 09/07/2018 Certified 09/07/2018 1
OCX Delisting of 1 SSF MR1C 03/08/2016 Certified 03/08/2016 1
OCX Delisting of 1 SSF RowUnderlying SymbolUnderlying Security NameFutures Symbol1CIG CEMIG SA - ADR CIG1C 09/08/2015 Certified 09/08/2015 1
OCX Delisting of 1 SSF TRI1D 11/26/2018 Certified 11/26/2018 1
OCX Delisting of 1 SSF ATHN1D 02/11/2019 Certified 02/11/2019 1
OCX Delisting of 1 SSF FBR1D 09/12/2018 Certified 09/12/2018 1
OCX Delisting of 1 SSF SHLD1D 10/23/2018 Certified 10/23/2018 1
OCX Delisting of 1 SSF VGR1D 09/13/2018 Certified 09/13/2018 1
OCX Delisting of 1 SSF SN1D 02/20/2019 Certified 02/20/2019 1
OCX Delisting of 1 SSF NXPI1D 03/23/2018 Certified 03/23/2018 1