OCX |
Amending Position Limits for Certain Security Futures Products |
AMLPSONOTLRYUSOUVXY |
10/05/2018 |
Certified |
10/22/2018 |
|
1 |
OCX |
Amending Position Limits for Certain Security Futures Products |
BABA, CZR, GE, ITUB, IWM, USO, VZ, XLU |
11/08/2018 |
Certified |
11/26/2018 |
|
1 |
OCX |
Amending Position Limits for Certain Security Futures Products |
CMCSA, CSCO, GDXJ, RF, RIG, S, SIRI, TEVA, VZ, WLL |
11/09/2017 |
Certified |
11/27/2017 |
|
1 |
OCX |
Amending Position Limits for Certain Security Futures Products |
AMCR,BMY,GDXJ,HYG,IWM,RIG,TWTR |
09/09/2019 |
Certified |
09/23/2019 |
|
1 |
OCX |
Amending Position Limits for Certain Security Futures Products |
BBD, FOX, FOXA, GG, NBR, KO, RIG, SWN, XLU |
04/08/2019 |
Certified |
04/22/2019 |
|
3 |
OCX |
Amending Position Limits for Certain Security Futures Products |
CSCO, KR, RIG, S, TEVA, UVXY, VZ, WLL, X |
12/13/2017 |
Certified |
12/28/2017 |
|
1 |
OCX |
Amending Position Limits for Certain Security Futures Products |
AKSIWMJPMNOKVZWFCXLEXLPXLU |
09/06/2018 |
Certified |
09/20/2018 |
|
1 |
OCX |
Amending Position Limits for Certain Security Futures Products |
AMLP, BABA, CTL, KO, LYFT, NLY, NVDA, PINS, S |
06/12/2019 |
Certified |
06/26/2019 |
|
1 |
OCX |
Amending Position Limits for Certain Security Futures Products |
BABA, C, CSCO, ECA, EFA, FTR, FXI, JCP, JNUG, PG, RF, RIG, S, SWN |
01/06/2017 |
Certified |
01/10/2017 |
|
1 |
OCX |
Amending Position Limits for Certain Security Futures Products |
CZRFCXGOLDHYGNVDAPCGQCOMSONOSQTLRY |
02/11/2019 |
Certified |
02/26/2019 |
|
1 |
OCX |
Amending Position Limits for Certain Security Futures Products |
FCX, JNUG, PBR, UVXY, VRX, VXX, VZ, XLE |
10/12/2017 |
Certified |
10/26/2017 |
|
1 |
OCX |
Amending Position Limits for Certain Security Futures Products |
ABX, VRX, XLE |
07/07/2017 |
Certified |
07/21/2017 |
|
1 |
OCX |
Amending Position Limits for Certain Security Futures Products |
AMLP, CRNC, CZR, FCX, HYG, IAU, QCOM, S, SLV, TEVA, VALE, WFC |
11/14/2019 |
Certified |
11/29/2019 |
|
1 |
OCX |
Amending Position Limits For Certain Security Futures Products |
AMLP, BABA, EFA, ESV, FXI, NOK, NVDA, SQ, SWN, TWTR, VRX, WFC, XLU, XOP |
03/19/2018 |
Certified |
04/02/2018 |
|
1 |
OCX |
Amending Position Limits for Certain Security Futures Products |
ABEV, PBR, JPM, SQ, XLE, EWZ |
06/19/2018 |
Certified |
07/03/2018 |
|
1 |
OCX |
Amending Position Limits for Certain Security Futures Products |
AKS, C, CMCSA, EWZ, FB, FXI, KEY, MRO, NVDA, RAD, SWN, VRX, VWO, VZ, WLL, XLE |
03/09/2017 |
Certified |
03/23/2017 |
|
1 |
OCX |
Amending Position Limits for Certain Security Futures Products |
FXI, JPM, PFE, TEVA |
05/09/2018 |
Certified |
05/23/2018 |
|
1 |
OCX |
Amending Position Limits for Certain Security Futures Products |
GE, HYG, ITUB, JCP, SIRI, VWO, WFC, WH, XLK, XLP |
12/06/2018 |
Certified |
12/20/2018 |
|
1 |
OCX |
Amending Position Limits for Certain Security Futures Products |
AMCR, AMLP, C, CTL, FCX, HYG, IWM, NLY, PCG, S, TEVA |
08/08/2019 |
Certified |
08/22/2019 |
|
1 |
OCX |
Amending Position Limits for Certain Security Futures Products |
KMI, S, SWN, WFT, XLP |
08/08/2018 |
Certified |
08/22/2018 |
|
1 |
OCX |
Amending Position Limits for Certain Security Futures Products |
CZR, FCX, HYG, IAU, IWM, SLV, VALE |
10/14/2019 |
Certified |
10/28/2019 |
|
1 |
OCX |
Amending Position Limits for Certain Security Futures Products |
FB, KMI, NVDA |
04/10/2018 |
Certified |
04/24/2018 |
|
1 |
OCX |
Amending Position Limits for Certain Security Futures Products |
AMLP, BABA, ECA, KMI, NBR, NOK, SWN, XLI, XOP |
03/11/2019 |
Certified |
03/25/2019 |
|
1 |
OCX |
Amending Position Limits for Certain Security Futures Products |
BBD, FB, FOX, FOXA, IAU, KMI, ORCL, VEA, VWO, VZ, XLE, XLP |
07/08/2019 |
Certified |
07/22/2019 |
|
1 |
OCX |
Amending Position Limits for Certain Security Futures Products |
BABA, CSCO, NVDA, ORCL, PBR, S, WFT |
02/14/2018 |
Certified |
03/01/2018 |
|
1 |
OCX |
Amending Position Limits for Certain Security Futures Products |
BABA, BMY, CMCSA, ITUB, JPM, LYFT, PBR, PINS, SQ, TWTR, XLI, XLK, XLU |
05/08/2019 |
Certified |
05/22/2019 |
|
1 |
OCX |
Amending Position Limit For Certain Security Futures Products |
ABEV, CSCO, KR, PBR, USO, WFT, XOP |
01/09/2018 |
Certified |
01/24/2018 |
|
1 |
OCX |
Amending OCX Rule 905 (Form of Specifications Supplement) and Issuing NTM 2015-23 (Four Decimal Pricing for Spread Transactions) |
All Single Stock Futures |
07/01/2015 |
Certified |
07/16/2015 |
|
1 |
NYMEX |
Amending non-reviewable range for 8 CAISO Power contracts on Globex |
8 CAISO Power contracts |
10/21/2013 |
Certified |
11/05/2013 |
|
2 |
NODAL |
amending Appendix A - Contract Specifications for the Texas Compliance Renewable Energy Certificate from CRS Listed Facilities Vintage 2021- 2033 Front Half and Back Half Options due to changes in the Texas Renewable Energy Program |
|
09/21/2023 |
Certified |
10/05/2023 |
|
2 |
NYMEX |
Amended spot month position limits for soft commodities |
Cocoa, Coffee, Sugar, Cotton |
02/01/2011 |
Certified |
11/15/2012 |
|
1 |
TRUEEX |
Amended product terms and conditions for Overnight Index Swaps for the fixed and floating day count conventions eligible for trading. |
Overnight Index Swaps |
09/21/2016 |
Certified |
10/05/2016 |
|
1 |
NYMEX |
Amended listing schedule. |
Thirteen Refined Futures Contract |
11/15/2012 |
Certified |
11/30/2012 |
|
1 |
ICE US |
Amended launch date. |
Robusta coffee futures & options |
09/25/2007 |
Certified |
09/25/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
KCBT |
Amended last trading day and expiration day for 1/2009, 1/2010 & 1/2011. |
Wheat options |
10/09/2008 |
Certified |
10/09/2008 |
|
1 |
CME |
Amended delivery facilities for butter. |
Butter |
07/20/2010 |
Certified |
07/20/2010 |
|
1 |
CBOT |
Amend trading specifications of DJ-UBS CI and DJ-UBS Select Roll CI |
DJ-UBS Commodity Index and DJ-UBS Roll Select CI |
02/28/2014 |
Certified |
03/18/2014 |
|
1 |
NADEX |
Amend trading hours for July 4 holiday |
Various |
06/13/2014 |
Certified |
06/28/2014 |
|
1 |
NADEX |
Amend trading hours for Germany 30 and FTSE 100 Binary and VPH contracts |
Equity Index Binaries and VPHs |
01/09/2014 |
Certified |
01/27/2014 |
|
1 |
ELX |
Amend trading hours for Eurodollar futures |
Eurodollar futures |
01/15/2014 |
Certified |
01/31/2014 |
|
1 |
NYMEX |
Amend titles and floating price rules for MISO Cinergy electricity contracts |
electricity |
09/23/2011 |
Certified |
10/17/2011 |
|
1 |
COMEX |
Amend the window to file for a position limit exeption to 5 days from 1 day. |
All |
12/09/2013 |
Certified |
12/24/2013 |
|
1 |
CBOT |
Amend the window to file for a position limit exemption to 5 days from 1 day. |
All |
12/09/2013 |
Certified |
12/24/2013 |
|
1 |
CME |
Amend the window to file for a position limit exemption to 5 days from 1 day. |
All |
12/09/2013 |
Certified |
12/24/2013 |
|
1 |
NYMEX |
Amend the window to file for a position limit exemption to 5 days from 1 day. |
All |
12/09/2013 |
Certified |
12/24/2013 |
|
1 |
CCFE |
Amend the last day of trading/expiration day to allow for additional early expiration conditions. |
IFEX Event-Linked Contracts |
02/10/2009 |
Certified |
03/25/2009 |
|
1 |
KCBT |
Amend the daily settlement price for the lead month to be the weighted average of outright trades, bids, offers, and spread trades, bid and offers. The daily settlement prices for other months are based on spread relationship with the lead month. |
Wheat |
08/15/2008 |
Approved |
08/29/2008 |
|
1 |
NADEX |
Amend strike width from 0.5 to 0.6 for the US SmallCap 2000 20-Min Binary contracts expiring 11:40am - 2:20pm ET Mon - Fri. |
US SmallCap 2000 Intraday 20-Minute Binary Contract |
08/18/2017 |
Certified |
09/01/2017 |
|
1 |
CCFE |
Amend strike pricing listing procedures. Delete obsolete speculative position limits. |
Sulfu Financial Instrument option |
08/12/2009 |
Certified |
08/12/2009 |
|
1 |
CCFE |
Amend strike prices. |
Sulfur financial instrument. |
06/04/2007 |
Certified |
06/04/2007 |
|
1 |