NYMEX |
Amendments to align the accountability levels, expiration accountability levels, reportable levels, and aggregation allocations of the COMEX miNY Gold, miNY Silver, and COMEX Asian Gold futures contracts. |
COMEX miNY Gold, miNY Silver, and COMEX Asian Gold |
04/16/2009 |
Certified |
04/16/2009 |
|
1 |
NYMEX |
Lower position limits for two PJM Western Hub electricity futures |
PJM Western Hub electricity futures |
04/16/2009 |
Certified |
05/18/2009 |
|
1 |
OCX |
Reduce contract size and make conforming amendment to speculative position limit. |
ETF SFPs |
04/20/2009 |
Certified |
03/01/2010 |
|
1 |
COMEX |
Change to list of delivery facilities. |
Copper |
04/21/2009 |
Certified |
04/21/2009 |
|
1 |
COMEX |
Changes identifying information of an approved assayer. |
Gold, Silver |
04/21/2009 |
Certified |
04/21/2009 |
|
1 |
NYMEX |
Changes identifying information of an approved assayer. |
Platinum, Palladium |
04/21/2009 |
Certified |
04/21/2009 |
|
1 |
COMEX |
Change of location for an existing assayer. |
Gold, Silver, Copper |
04/21/2009 |
Certified |
04/21/2009 |
|
1 |
COMEX |
Change to list of approved warehouses. |
Aluminum |
04/21/2009 |
Certified |
04/21/2009 |
|
1 |
CME |
CME Rules 45103.A, 50102.G, 50103A, 435, 435A; CBOT Rule 38101; CME/CBOT Submission 09-073 |
CME and CBOT Rule Self Cert. |
04/21/2009 |
Certified |
04/21/2009 |
|
1 |
CBOT |
CME Rules 45103.A, 50102.G, 50103A, 435, 435A; CBOT Rule 38101; CME/CBOT Submission 09-073 |
CME and CBOT Rule Self Cert. |
04/21/2009 |
Certified |
04/21/2009 |
|
1 |
CME |
CME Chapter 452, CME is amending CME Chapter 452, Three-Month Eurodollar Futures |
Three-Month Eurodollar |
04/21/2009 |
Certified |
04/21/2009 |
|
1 |
OCX |
Rule Numbers - Supplement number 744 to Rule 905. Name Change from iShares Lehman 20+ Year Treasury Bond Fund to iShares Barclays 20+ Year Treasury bond Fund. |
OCX Rule Self Cert. |
04/21/2009 |
Certified |
04/21/2009 |
|
1 |
CME |
Employ EQCAT, Inc. as the calculation agent. |
Carvill Huricane contracts |
04/22/2009 |
Certified |
05/14/2009 |
|
1 |
NYMEX |
Establishes position limits, accountability levels, and reporting levels for 44 NYMEX index and swing swap futures contracts |
Natural Gas Index and Swing Swap futures |
04/23/2009 |
Certified |
04/23/2009 |
|
2 |
NADEX |
Amend payout caps and floors and minimumt ticks, and provide for overlapping contracts called "Narrow Spreads." |
Currencies, metals, energy, stock indexes |
04/23/2009 |
Certified |
06/03/2009 |
|
1 |
NYMEX |
All listed contract months with open interest beginning with October 2009 will be cash settled on August 31, 2009, using an Exchange survey. Thereafter, the Exchange will delist the AECO/NIT basis swap futures contract. |
AECO/NIT Basis Swap |
04/24/2009 |
Certified |
04/24/2009 |
|
1 |
NYMEX |
Establishes position limits, position accountability levels, and reporting levels for real-time CAISO electricity contracts |
CAISO real-time electricity futures |
04/24/2009 |
Certified |
05/07/2009 |
|
2 |
CBOT |
Delists the futures contract. |
South American Soybean |
04/27/2009 |
Certified |
04/27/2009 |
|
1 |
NYMEX |
Reduce position limits and accountability levels for CAISO calendar-day contracts. |
CAISO calendar-day electricity futures |
04/28/2009 |
Certified |
05/07/2009 |
|
1 |
CCFE |
Chapters 30 and 31. Amends contract specifications |
CCFE Rule Self Cert. |
04/30/2009 |
Certified |
04/30/2009 |
|
1 |
CBOT |
Conforming amendments to reflect delisting of South American Soybean futures contract. |
South American Soybean |
05/01/2009 |
Certified |
05/01/2009 |
|
1 |
CBOT |
CBOT is delisting the following contracts for December 2009 delivery: 5-Year Interest Rate Swap futures, 7-Year Interst Rate Swap futures, 10-Year Interest Rate Swap futures and 30-Year Interest Rate Swap futures. |
Interest Rate Swap futures. |
05/01/2009 |
Certified |
05/01/2009 |
|
1 |
CBOT |
Delisting |
Interest Rate Swap options |
05/01/2009 |
Certified |
05/01/2009 |
|
1 |
CCFE |
Require all market participants to have an account with electronic registries in which delivery may occur. Specify that RECs conform to the Green-e Energy National Standard. |
Voluntary Renewable Energy Certificates |
05/06/2009 |
Certified |
12/08/2011 |
|
1 |
NYLIFFE |
Specifies time of day by which delivery intentions must be submitted, and waives delivery fees for a limited time period. |
Metals |
05/06/2009 |
Certified |
05/06/2009 |
|
1 |
NYMEX |
Establishes position limits, accountability levels, and reporting levels for the PJM Western Hub 50 MW Peak Calendar-Month Real-Time LMP Swap Futures |
PJM Western Hub Electricity futures |
05/11/2009 |
Certified |
05/11/2009 |
|
2 |
NYMEX |
Changes the conversion factor. |
Alberta Natural Gas Swing Swap |
05/11/2009 |
Certified |
12/03/2012 |
|
2 |
COMEX |
An amendment to NYMEX Rule 813.B(B) to explicitly include certain contracts in the daily settlement prices rule for COMEX Division contracts. |
E-mini Gold and Silver futures contracts. |
05/11/2009 |
Certified |
05/11/2009 |
|
1 |
NADEX |
Amend quoting convention for caps and floors, payout criteria, and the minimum tick. |
Variable Payout Hedgelets |
05/14/2009 |
Certified |
06/09/2009 |
|
1 |
OCX |
Delisting of one SSF, which has no open interest. |
ARTCIC |
05/14/2009 |
Certified |
05/14/2009 |
|
1 |
NYMEX |
Amendments provide modifications to the contract language for the Brent CFD (Platts) vs. Brent Front Month (Platts) Swap futures contract and the Brent CFD (Platts) Swap futures contract. |
Brent CFD (Platts) vs. Brent Front Month (Platts) |
05/15/2009 |
Certified |
05/15/2009 |
|
1 |
CBOT |
Expanded listing cycle for futures contract months. |
Wheat, Corn, Soybean, Soybean Oil and Soybean Meal |
05/15/2009 |
Certified |
05/15/2009 |
|
1 |
CBOT |
Change fixed interest rate to 4% from 6%. Make various non-substantive amendments |
Interest Rate Swaps |
05/21/2009 |
Certified |
07/29/2009 |
|
1 |
CBOT |
Change in regular firm's clearing agent regarding ethanol transactions. |
Denatured Ethanol |
05/21/2009 |
Certified |
05/21/2009 |
|
1 |
NYMEX |
Increase all month/any one month accountability levels and spot month position limits. |
Electricity |
05/22/2009 |
Certified |
05/22/2009 |
|
1 |
NYMEX |
Clarifying amendments, strike prices |
Brent options |
05/27/2009 |
Certified |
05/27/2009 |
|
1 |
CBOT |
Addition of four approved regularity facilities for the delivery of Ethanol. |
Ethanol |
05/27/2009 |
Certified |
05/27/2009 |
|
1 |
OCX |
Change "Type of Undelying Security" to common stock or ADR, as appropriate, from sector. |
Security Futures |
05/28/2009 |
Certified |
06/17/2009 |
|
1 |
NYMEX |
Establishes position limits, accountability levels, and reporting levels for the NYMEX PECO Zone day-ahead peak and off-peak hour electricity futures contracts. |
Electricity |
05/29/2009 |
Certified |
06/08/2009 |
|
2 |
CBOT |
CBOT Chapter 7 - Interpretations & Special Notices relating to Chapter 7. |
Ethanol |
06/01/2009 |
Certified |
06/01/2009 |
|
1 |
CBOT |
Rule Numbers - CBOT Rules 22A01.D, 22A01.E and 22A01.I. CBOT is amending CBOT Chapter 22A. (Standard Options on 30-Day Federal Funds Futures) |
30-Day Federal Funds |
06/01/2009 |
Certified |
06/01/2009 |
|
1 |
NYMEX |
Replaces position accountability provisions with position limits in the expiration month for certain cash-settled Natural Gas "look-alike" contracts. |
Natural Gas |
06/03/2009 |
Certified |
07/29/2009 |
|
2 |
CBOT |
Early listing of July 2010 option contract month. |
Soybean Board Crush Spread |
06/05/2009 |
Certified |
06/05/2009 |
|
1 |
OCX |
Withdrawal of new contract certification |
ProShares UltraShort Dow 30 |
06/09/2009 |
Certified |
06/09/2009 |
|
1 |
OCX |
Correct listing date. |
ProShares UltraShort Dow |
06/10/2009 |
Certified |
06/10/2009 |
|
1 |
NYMEX |
Modifies the aggregation procedure for purposes of determining compliance with speculative position limit and position accountability provisions. |
Natural Gas Basis Swaps and Pipe Options |
06/11/2009 |
Certified |
06/11/2009 |
|
1 |
ICE US |
Specifies the underlying contract for serial months. |
Russell stock indexes. |
06/11/2009 |
Certified |
06/11/2009 |
|
1 |
ICE US |
The amendments remove obsolete licensing requirements for cotton weighers and samplers. |
Cotton |
06/11/2009 |
Certified |
07/27/2009 |
|
1 |
ICE US |
The amendments establish insurance, net worth and licensing criteria for Exchange-licensed cotton warehouse operators. |
Cotton |
06/11/2009 |
Approved |
07/27/2009 |
|
1 |
CBOT |
CBOT is removing references to AIG. |
Dow Jones AIG Excess Return Commodity Index |
06/16/2009 |
Certified |
06/16/2009 |
|
1 |