| OCX |
Withdrawal of three security futures products |
Allianz SE; Columbia Bancorp; UCBH Holdings, Inc. |
01/27/2010 |
Certified |
02/03/2010 |
|
1 |
| CME |
Expands listing cycles for MSCI Emerging Markets and MSCI EAFE index futures. |
MSCI Emerging Markets and MSCI EAFE index futures |
02/01/2010 |
Certified |
02/03/2010 |
|
1 |
| COMEX |
Provides for the listing of additional strike prices at higher increments. |
Gold |
02/02/2010 |
Certified |
02/03/2010 |
|
1 |
| ICE US |
Decreases the minimum tick to 0.05 index points (or $5.00 per contract) from the current 0.10 index points (or $10.00 per contract) to the Russell 2000 Mini Index Options contracts. |
Russell 2000 Mini Index Options |
02/02/2010 |
Certified |
02/25/2010 |
|
1 |
| CME |
Addition of approved slaughter plant for the CME live cattle futures contract |
Live Cattle |
02/02/2010 |
Certified |
02/02/2010 |
|
1 |
| NYMEX |
Extends listing cycle. |
Singapore Fuel Oil 180 cst (Platts) Calendar Swap |
02/04/2010 |
Certified |
02/04/2010 |
|
2 |
| ICE US |
The amendments create waste criteria (definition, measurement methodology, quantity standards and discounts for excess) for the cocoa futures contract. |
Cocoa |
02/04/2010 |
Certified |
08/25/2010 |
|
2 |
| NYMEX |
Clarifies the listing procedure as single day rather than weekly. |
Brent CFD |
02/05/2010 |
Certified |
02/05/2010 |
|
1 |
| NYMEX |
Decreases position limits and accountability levels for NYISO off-peak electricity contracts. Amends aggregation rules. |
NYISO electricity |
02/05/2010 |
Certified |
02/05/2010 |
|
1 |
| CCFE |
Modifies strike prices for Options on Regional Greenhouse Gas Initiative futures contracts |
RGGI options strike price modification |
02/15/2010 |
Certified |
02/15/2010 |
|
1 |
| CFE |
Delisting of CFE's CBOE Russell 2000 Volatility Index futures contract and deletion of the contract specifiaction rule chapter for this futures contract. |
CBOE Russell 2000 Volatility Index futures |
02/17/2010 |
Certified |
02/17/2010 |
|
1 |
| NYMEX |
Deletion of current rules in Chapter 7 ("Metals Rules - NYMEX Division and COMEXDivision") and elimination of references to Aluminum futures and options in Chapter7A. |
All Metals contracts traded on NYMEX and COMEX |
02/18/2010 |
Certified |
03/02/2010 |
|
1 |
| NYMEX |
Lists additional contract months. |
miNY Gold, miNY Silver |
02/18/2010 |
Certified |
02/18/2010 |
|
1 |
| COMEX |
Deletion of Chapter 7 and elimination of references to Aluminum futures and options in Chapter 7A. |
Metals |
02/18/2010 |
Certified |
03/02/2010 |
|
1 |
| CBOT |
Change to list of approved delivery facilities. |
Oats, Ethanol |
02/19/2010 |
Certified |
02/19/2010 |
|
2 |
| CME |
Elimination of legacy references to CME Rule 584 which was previously deleted. |
Currency options, interst rate options |
02/19/2010 |
Certified |
02/19/2010 |
|
1 |
| CME |
Amends the rules regarding final settlement to require that both the National Hurricane Center and the Hydrometeorological Prediction Center stop issuing advisories before final settlement can occur. |
CHI and cat-in-box futures and binary options |
02/23/2010 |
Certified |
02/24/2010 |
|
2 |
| CBOT |
CBOT notification of revised last delivery date for 2-Year, 3-Year and 5-Year US Treasury Note futures for March 2010 Delivery |
2-Year, 3-Year and 5-Year US Treasury Note future |
02/24/2010 |
Certified |
02/24/2010 |
|
1 |
| NYMEX |
Listing additional contract month. |
Henry Hub Natural Gas Financial Calendar Spread |
02/25/2010 |
Certified |
02/25/2010 |
|
1 |
| ELX |
ELX notification of revised last delivery date for 2-Year and 5-Year US Treasury Note futures for March 2010 delivery. |
2-Year and 5-Year US Treasury Note futures |
02/25/2010 |
Certified |
02/25/2010 |
|
1 |
| NYMEX |
Amendment to the listing date on Globex for four vintages year-specific Regional Greenhouse Gas Initiative CO2 allowance futures contracts |
listing date on Globes for vintage specific RGGI |
02/25/2010 |
Certified |
02/25/2010 |
|
1 |
| CME |
Additional faciliites for butter and nonfat dry milk |
Butter, nonfat dry milk |
03/02/2010 |
Certified |
03/02/2010 |
|
1 |
| NYMEX |
Corrects typographical errors in earlier filing regarding reportable position levels and aggregation procedure. |
Dated Brent (Platts) Daily Swap |
03/02/2010 |
Certified |
03/02/2010 |
|
1 |
| NADEX |
Amends payout criteria for binary options |
Binaries on several underlyings |
03/04/2010 |
Certified |
03/09/2010 |
|
1 |
| NYMEX |
Delists contract months with no open interest. |
1.5 Fuel Oil Brgs Rdm, 1.5 Fuel Oil Brgs Rdm BALM |
03/05/2010 |
Certified |
03/05/2010 |
|
1 |
| NADEX |
Amends underlying futures cycle start and end dates |
Germany 30 and FTSE 100 binary and variable contra |
03/08/2010 |
Certified |
03/12/2010 |
|
1 |
| CME |
Approved warehouse facilities for frozen pork bellies. |
Frozen Pork Bellies |
03/10/2010 |
Certified |
03/10/2010 |
|
1 |
| MIAX |
Removal of restrictions for the delivery of GM Wheat. |
Wheat |
03/10/2010 |
Certified |
04/08/2010 |
|
1 |
| OCX |
Withdrawal of one security futures product |
Cadbury PLC - ADR |
03/10/2010 |
Certified |
03/15/2010 |
|
1 |
| OCX |
Withdrawal of one security futures product |
Harvest Energy Trust |
03/10/2010 |
Certified |
03/15/2010 |
|
1 |
| NADEX |
Deletes duplicate Gold Intraday Binary contract, amends strike width for Gold, Natural Gas, Copper, and US Tech 100 Binaries, and amends rounding values for Gold, Copper, US Tech 100 Natural Gas, Soybean, Corn and Wholesale Gas Binaries. |
Various Binary Contracts |
03/15/2010 |
Certified |
03/15/2010 |
|
1 |
| NADEX |
Amends caps, floors, number of contracts listed, rounding values, reporting levels and position limtis for various variable payout contracts. |
Various variable payout contracts |
03/15/2010 |
Certified |
05/18/2010 |
|
1 |
| NYMEX |
Expans Number of Listed Contract Months |
Energy Swaps |
03/17/2010 |
Certified |
03/17/2010 |
|
1 |
| OCX |
Amends position limits and position accountability levels for security futures products. |
Security Futures Products |
03/22/2010 |
Certified |
03/22/2010 |
|
1 |
| NYMEX |
Change in the aggregation allocations for the RGGI CO2 allowance vintage 2010 futures |
Chapter 5 table |
03/24/2010 |
Certified |
03/24/2010 |
|
1 |
| NYMEX |
Increases the spot month speculative position limit and individual month and all months combined accountability levels. |
Midwest ISO Cinergy Hub Electricity |
03/25/2010 |
Certified |
03/25/2010 |
|
1 |
| OCX |
Withdrawal of one security futures product. |
AXA - ADR |
03/25/2010 |
Certified |
03/30/2010 |
|
1 |
| CBOT |
Letter of Credits for Delivery Facilities. |
Grains and Ethanol |
04/01/2010 |
Certified |
04/01/2010 |
|
1 |
| CME |
Delists CME$Index |
Delisting. |
04/02/2010 |
Certified |
04/02/2010 |
|
1 |
| CME |
CME Position Limit, Position Accountability and Reportable Level Table in the Interpretations & Special Notices Section of Chapter 5 of the CME Rulebook. |
Remove reference to CME$Index Pos. Account. levels |
04/07/2010 |
Certified |
04/07/2010 |
|
1 |
| OCX |
Withdrawal of one security futures product. |
Harleysville National Corporation |
04/09/2010 |
Certified |
04/16/2010 |
|
1 |
| CME |
Minor changes to the position limit, position accountability and reportable level table. Changes reference to the Carvill Hurricane Index to note that it is now the CME Hurricane Index. |
All CME products |
04/12/2010 |
Certified |
04/12/2010 |
|
0 |
| ICE US |
Deletes the regular-sized Russell 1000, 2000, and 3000 Index futures contracts and changes the name of the Russell Mini Index futures and options contracts by shifting the word "Mini" from before the word "Index" to after the word "Index". |
Russell 1000, 2000, 3000 Index & respective Minis |
04/13/2010 |
Certified |
04/13/2010 |
|
2 |
| CBOT |
Early Listing of December 2011 Soybean Board Crush Options |
Soybean Board Crush Options |
04/14/2010 |
Certified |
04/14/2010 |
|
1 |
| COMEX |
Extend the time frame for a licensed facility to assess the commodity and issue awarrant from "one business day" to "three business days". |
Metals |
04/14/2010 |
Certified |
04/21/2010 |
|
0 |
| NYMEX |
Listing of additional contract months |
Henry Hub Natural Gas Calendar Spread Option |
04/14/2010 |
Certified |
04/14/2010 |
|
1 |
| NFX |
Rename the IDEX USD Interst Rate Swap Futures the IDEX USD 3 Month Interest Rate Swap Futures and rename the IDEX USD Forward Start Interest Rate Swap Futures the IDEX USD 3 Month Forward Start Interest Rate Swap Futures |
IDEX USD IR Swap and IDEX USD Forward Start IR Swa |
04/16/2010 |
Certified |
04/16/2010 |
|
1 |
| CME |
Delayed Listing of October 2011 Live Cattle Futures |
Live Cattle Futures |
04/19/2010 |
Certified |
04/19/2010 |
|
1 |
| NYMEX |
Notification of Amendments to Certain Natural Gas, Crude Oil and Refined Products |
Natural Gas, Crude Oil and Refined Products |
04/20/2010 |
Certified |
04/20/2010 |
|
0 |
| NYMEX |
Establish the postiion limits, accountability levels, and reporting levels for 8 petroleum swap contracts |
Refined Petroleum Products |
04/21/2010 |
Certified |
04/21/2010 |
|
1 |
