| NYMEX |
Expansion of Listing Schedule of the Iron Ore 62% Fe, CFR China (TSI) Average Price Option Contract |
See filing. |
11/16/2016 |
Certified |
12/01/2016 |
|
1 |
| NADEX |
Nadex added additional strike levels and amended strike widths during the week of November 7, 2016 due to volatility in the underlying markets. |
Silver, Gold, AUD/JPY, AUD/USD, USD/JPY, EUR/USD, GBP/USD, Japan 225, China 50, US SmallCap 2000, US 500, US Tech 100, Wall Street 30, |
11/15/2016 |
Notified |
11/15/2016 |
|
1 |
| CME |
40.4(b)(5) Request for Non-Material Agricultural Rule Change Regarding Amendments to Live Cattle Futures Contract and Related Delivery Rules in CME Chapter 7 ("Delivery Facilities and Procedures") |
See filing. |
11/14/2016 |
Certified |
11/29/2016 |
|
2 |
| ICE US |
Clarifying Amendment to Last Trading Day and final payment dates for 17 power futures contracts |
CAISO Malin Day-Ahead Peak Daily Fixed Price Future, CAISO NP-15 Fifteen Minute Marker Peak Daily Fixed Price Future, CAISO NP-15 Fifteen Minute Marker Off-Peak Daily Fixed Price Future, CAISO SP-15 Fifteen Minute Marker Peak Daily Fixed Price Future..etc |
11/11/2016 |
Certified |
11/28/2016 |
|
1 |
| NYMEX |
Application of Rule 589. ("Special Price Fluctuation Limits") and Amendments to Gold/Silver Ratio Futures, Gold/PlatinumSpread Futures, and Platinum/Palladium Spread Futures. |
See filing. |
11/10/2016 |
Certified |
11/28/2016 |
|
1 |
| COMEX |
Application of Rule 589. ("Special Price Fluctuation Limits") and Amendments to Gold/Silver Ratio Futures, Gold/Platinum Spread Futures, and Platinum/Palladium Spread Futures. |
See filing. |
11/10/2016 |
Certified |
11/28/2016 |
|
1 |
| CBOT |
Weekly Notification of Amendments Related to Product Terms and Conditions - Week of October 31, 2016 |
See filing. |
11/10/2016 |
Notified |
11/10/2016 |
|
2 |
| ICE US |
The Exchange is re-certifying certain Energy Futures Contracts. |
Energy Futures Contracts |
11/10/2016 |
Certified |
11/28/2016 |
|
1 |
| CME |
Weekly Notification of Amendments Related to Product Terms and Conditions (Week of October 31, 2016) |
See filing. |
11/10/2016 |
Notified |
11/10/2016 |
|
2 |
| NADEX |
EMERGENCY ACTION: Nadex halted trading in its US 500 and US Tech 100 contracts for trade date November 9, 2016 due to the lock limit down in the underlying markets upon which these contracts are based. |
US Tech 100 Daily Variable Payout; US Tech 100 Daily Binary; US Tech 100 Weekly Binary; US 500 Daily Variable Payout; US 500 Daily Binary; US 500 Weekly Binary |
11/09/2016 |
Certified |
11/25/2016 |
|
2 |
| ICE US |
Effective December 2, 2016, the Exchange is changing the multiplier for all Russell Index Futures and Option Contracts. |
Russell Index Futures and Option Copntracts |
11/08/2016 |
Certified |
11/23/2016 |
|
1 |
| OCX |
Amending Position Limits for Certain Security Futures Products Pursuant to Commission Regulation 41.25(a)(3) |
AA, C, EWZ, FB, FXI, KEY, RIG, UVXY, WFT, XLE |
11/07/2016 |
Certified |
11/22/2016 |
|
1 |
| CME |
Notice of Emergency Action - Temporary Modifications to CME and CBOT Rule 589. ("Special Price Fluctuation Limits") for CME and CBOT Interest Rate Futures Products in Connection with the General Election to be Held on November 8, 2016 |
See filing. |
11/07/2016 |
Certified |
11/22/2016 |
|
2 |
| CBOT |
Notice of Emergency Action - Temporary Modifications to CME and CBOT Rule 589. ("Special Price Fluctuation Limits") for CME and CBOT Interest Rate Futures Products in Connection with the General Election to be Held on November 8, 2016 |
See filing. |
11/07/2016 |
Certified |
11/22/2016 |
|
2 |
| NADEX |
Nadex added discretionary strike levels in its Daily Gold, Silver, US Tech 100, US 500, US SmallCap 2000, Wall Street 30 Binary contracts throughout the week of October 31, 2016 due to volatility in the underlying markets. |
Daily Gold, Silver, US Tech 100, US 500, US SmallCap 2000, Wall Street 30 Binary contracts |
11/04/2016 |
Notified |
11/04/2016 |
|
1 |
| NYMEX |
Amendments to Electricity and Emissions Option Contracts |
See filing. |
11/03/2016 |
Certified |
11/18/2016 |
|
3 |
| CBOT |
Amendments to Black Sea Wheat Futures Listing Schedule |
Black Sea Wheat Futures. |
11/03/2016 |
Certified |
11/18/2016 |
|
1 |
| NADEX |
Nadex Amends its Product Listing Hours for the week of November 21, 2016 to accommodate the 2016 Thanksgiving Holiday and conform to the underlying markets upon which Nadex contracts are based. |
All |
11/03/2016 |
Certified |
11/18/2016 |
|
1 |
| COMEX |
Weekly Notification of Amendments Related to Product Terms and Conditions (Week of October 24, 2016) |
See filing. |
11/01/2016 |
Notified |
11/01/2016 |
|
2 |
| CBOT |
Weekly Notification of Amendments Related to Product Terms and Conditions - Week of October 24, 2016 |
See filing. |
11/01/2016 |
Notified |
11/01/2016 |
|
1 |
| CME |
Weekly Notification of Amendments Related to Product Terms and Conditions (Week of October 24, 2016) |
See filing. |
11/01/2016 |
Notified |
11/01/2016 |
|
2 |
| NADEX |
Due to volatility in the underlying markets, Nadex added discretionary strike levels in its Daily US Tech 100 and Intraday Gold (12PM) Binary contracts on October 24, 2016. |
Daily US Tech 100 Bibary contracts; Intraday Gold (12PM) Binary contracts |
10/28/2016 |
Notified |
10/28/2016 |
|
1 |
| NYMEX |
Amendments to NYMEX Coal, Natural Gas, and NYMEX and COMEX Metals Option Contracts |
See filing. |
10/27/2016 |
Certified |
11/10/2016 |
|
3 |
| COMEX |
Amendments to NYMEX Coal, Natural Gas, and NYMEX and COMEX Metals Option Contracts |
See filing. |
10/27/2016 |
Certified |
11/10/2016 |
|
3 |
| NYMEX |
Amendments to NYMEX/COMEX Rule 300.20 ("Strike Price Listing Procedures") |
See filing. |
10/27/2016 |
Certified |
11/10/2016 |
|
2 |
| COMEX |
Amendments to NYMEX/COMEX Rule 300.20 ("Strike Price Listing Procedures") |
See filing. |
10/27/2016 |
Certified |
11/10/2016 |
|
2 |
| NYMEX |
Amendments to Position Limit, Position Accountability and Reportable Level Table located in the Interpretations and Special Notices Section of Chapter 5 of the NYMEX Rulebook |
See filing. |
10/27/2016 |
Certified |
11/10/2016 |
|
2 |
| COMEX |
Amendments to Position Limit, Position Accountability and Reportable Level Table located in the Interpretations and Special Notices Section of Chapter 5 of the COMEX Rulebook |
See filing. |
10/27/2016 |
Certified |
11/10/2016 |
|
2 |
| ICE US |
The Exchange is re-certifying the Russell 2000r Value Index Mini Futures Contract. |
Russell 2000r Value Index Mini Futures Contract |
10/25/2016 |
Certified |
11/08/2016 |
|
1 |
| CME |
Amendments to Live Cattle Futures Contract - removal of Norfolk NE delivery location. |
See filing. |
10/25/2016 |
Certified |
11/08/2016 |
|
1 |
| NADEX |
NAdex added discretionary strike levels in its Daily US Tech 100 Binary contracts on October 18 due to volatility in the underlying markets. |
Daily US Tech 100 Binary contracts |
10/21/2016 |
Notified |
10/21/2016 |
|
1 |
| CBOT |
Weekly Notification of Amendments Related to Product Terms and Conditions - Week of October 10, 2016 |
See filing. |
10/20/2016 |
Notified |
10/20/2016 |
|
1 |
| CME |
Listing of the February 2018 Contract Month of the Live Cattle Futures and Options Contracts. |
Live Cattle Futures, Live Cattle TAS Futures, Live Cattle Options, and Live Cattle Calendar Spread Options. |
10/19/2016 |
Certified |
11/02/2016 |
|
1 |
| ICE US |
Weekly Notification of Rule Changes - correction of typographical error relating to Rule 18.B.272 - correcting the contract's Pricing Data making it consistent with similar peak power contracts. |
Power Contracts |
10/18/2016 |
Notified |
10/18/2016 |
|
1 |
| CBOT |
Amendments to Minimum Fluctuation Rule of Twelve (12) Treasury Options Contracts. |
See filing. |
10/17/2016 |
Certified |
10/31/2016 |
|
2 |
| NADEX |
Nadex adds discretionary strike levels in its US Indices Binary contracts during the week of October 10, 2016. Nadex also amended the strike width for its 20 Minute US Indices contracts and its Bitcoin contract. |
Daily US Tech 100, US 500, US SmallCap 2000, Wall Street 30, and Bitcoin Binary contracts |
10/14/2016 |
Notified |
10/14/2016 |
|
1 |
| COMEX |
Weekly Notification of Amendments Related to Product Terms and Conditions (Week of October 3, 2016) |
See filing. |
10/12/2016 |
Notified |
10/12/2016 |
|
1 |
| NADEX |
Nadex added discretionary strike levels during the week of October 3, due to volatility in the underlying markets. Nadex also amended the strike width on certain currency, US Indices, and Bitcoin contracts. |
Daily Gold, Silver, GBP/JPY, GBP/USD, US SmallCap 2000, US Tech 100, Wall Street 30, US 500, Bitcoin Binary contracts; Intraday Gold, Silver, GBP/USD Binary contracts; 20-Minute US Tech 100, US 500, US SmallCap 2000, and Wall Street 30 Binary contract |
10/11/2016 |
Notified |
10/11/2016 |
|
1 |
| COMEX |
Expansion of Listing Schedule of the Aluminum A380 Alloy (Platts) Futures Contract |
See filing. |
10/10/2016 |
Certified |
10/24/2016 |
|
1 |
| ICE US |
The Exchange is re-certifying the Energy Futures Contracts - NGPL STX Index Future ("NXI") and Henry Penultimate 3-Month Calendar Spread Future ("HMI"). |
Energy Futures Contracts |
10/07/2016 |
Certified |
10/24/2016 |
|
1 |
| NADEX |
EMERGENCY ACTION -Due to volatility in the underlying GBP/USD market, the bid/ask spread used to determine the midpoint for the data set used in settlement calculation was widened from the normal 10pip max for 5-Min GBP/USD Binaries 7:15-7:35pm on Oct. 7 |
5-Minute Intraday GBP/USD Binary contract |
10/07/2016 |
Certified |
10/24/2016 |
|
2 |
| OCX |
Amending Position Limits for Certain Security Futures Products Pursuant to Commission Regulation 41.25(a)(3) |
ABEV, BABA, ECA, GDXJ, ITUB, MRO, RAD, SWN, UVXY, VXX, WFC |
10/06/2016 |
Certified |
10/21/2016 |
|
1 |
| NFX |
Rules, terms and conditions for NFX Options on NFX Brent 1st Line Financial Futures (the "Brent 1st Line Options") and the NFX WTI 1st Line Financial Futures (the "WTI 1st Line Options"), (collectively the "1st Line Options"). |
NFX Options on NFX Brent 1st Line Financial Futures (IOQ)NFX Options on NFX WTI 1st Line Financial Futures (TIQ) |
10/06/2016 |
Withdrawn |
10/07/2016 |
|
6 |
| NFX |
Submit rules, terms and conditions for NFX Options on NFX Brent 1st Line Financial Futures. |
NFX Options on NFX Brent 1st Line Financial Futures (IOQ) |
10/06/2016 |
Withdrawn |
10/07/2016 |
|
6 |
| NFX |
Submit rules, terms and conditions for the NFX WTI 1st Line Financial Futures |
NFX Options on NFX WTI 1st Line Financial Futures (TIQ) |
10/06/2016 |
Withdrawn |
10/07/2016 |
|
6 |
| ICE US |
The Exchange is amending Rule 18.04 to correct a provision in the rule that conflicts with the terms and conditions of certain Physical Environmental Options Contracts. |
Physical Environmental Options Contracts |
10/04/2016 |
Certified |
10/19/2016 |
|
1 |
| NYMEX |
Weekly Notification of Amendments Related to Product Terms and Conditions (Week of September 26, 2016) |
See filing. |
10/03/2016 |
Notified |
10/03/2016 |
|
1 |
| COMEX |
Weekly Notification of Amendments Related to Product Terms and Conditions (Week of September 26, 2016) |
See filing. |
10/03/2016 |
Notified |
10/03/2016 |
|
1 |
| MGE |
Weekly Notification - Offsets and Reporting Reminder |
Hard Red Spring Wheat Index, Hard Red Winter Wheat Index, Soft Red Winter Wheat Index, National Corn Index and National Soybean Index futures and optionsOctober 2016. |
09/30/2016 |
Notified |
09/30/2016 |
|
1 |
| ICE US |
The Exchange is increasing the spot month position limits and the single and all month accountability levels for certain physical environmental futures and option contracts. |
Physical Environmental |
09/30/2016 |
Certified |
10/17/2016 |
|
4 |
