| OCX |
Withdraw one SFP |
SFP |
08/14/2012 |
Certified |
08/14/2012 |
|
1 |
| OCX |
Delisting of 19 SSF products |
EGF1C, EIX1C, ELD1C, ELNK1C, EMB1C, EMC1C, EMN1C, EMR1C, ENDP1C, ENI1C, ENLC1C, EOC1C, EOG1C, EPAM1C, EPI1C, EQM1C, EQR1C, RPRX1C, RPRX1D, |
11/02/2015 |
Certified |
11/02/2015 |
|
1 |
| OCX |
Delist 4 SFPs |
SFPs |
01/24/2014 |
Certified |
01/24/2014 |
|
1 |
| OCX |
Amending Position Limits for Certain Security Futures Products |
BABA, BMY, CMCSA, ITUB, JPM, LYFT, PBR, PINS, SQ, TWTR, XLI, XLK, XLU |
05/08/2019 |
Certified |
05/22/2019 |
|
1 |
| OCX |
Increase speculative position limit to 22,500 from 13,500 100-share contracts during the last five trading days. Positions based on the same underllyling security must be agregated. |
ETF SFPs |
06/03/2008 |
Certified |
06/30/2008 |
|
1 |
| OCX |
Withdraw and delist 4 SFPs |
SFPs |
04/02/2012 |
Certified |
04/02/2012 |
|
1 |
| OCX |
Reduce position limit for Prudential Public Limited Company ADR SFP. Clarify which equity underlies each Loews Corp. SFP. Upadate company names. |
SFPs |
04/18/2008 |
Certified |
04/24/2008 |
|
1 |
| OCX |
Delisting of 2 SSF products |
RowUnderlying SymbolUnderlying Security NameFutures Symbol1KGCKinross Gold Corp.KGC1C2KGCKinross Gold Corp.KGC1D |
07/20/2015 |
Certified |
07/20/2015 |
|
1 |
| OCX |
OneChicago, LLC ("OneChicago") hereby delists its certification filing regarding security ticker "VE" contracts. |
Veolia Environment:Underlying SymbolUnderlying Security NameFutures SymbolVE Veolia Environment VE1CVE Veolia Environment VE1D |
12/23/2014 |
Certified |
12/23/2014 |
|
1 |
| OCX |
Increase speculative position limit, or adopt position accountability rule in place of speculative position limit, for various security futures products. |
85 Security Futures Products |
10/07/2009 |
Certified |
12/28/2009 |
|
2 |
| OCX |
Withdrawal of one SSF |
Eagle Rock Energy Partners |
05/24/2010 |
Certified |
05/26/2010 |
|
1 |
| OCX |
Delisting only an adjusted class of the contract caused by a corporate event. |
Temple-Inland Inc. (TIN/TIN2C) |
01/15/2008 |
Certified |
01/15/2008 |
|
1 |
| OCX |
Delisting of 1 SSF |
LKM1D |
12/24/2018 |
Certified |
12/24/2018 |
|
1 |
| OCX |
Delisting. |
Indevus Pharmaceuticals |
06/04/2008 |
Certified |
06/04/2008 |
|
1 |
| OCX |
Delisting of 20 SSF products |
ERY1C, ES1C, ESRX1C, ESV1C, ETN1C, ETR1C, EVEP1C, EW1C, EWA1C, EWG1C, EWI1C, EWJ1C, EWK1C, EWM1C, EWP1C, EWY1C, EWZ1C, EXC1C, EXLP1D, MAC1C, |
11/03/2015 |
Certified |
11/03/2015 |
|
1 |
| OCX |
Delisting of 1 SSF |
VALP1D |
02/22/2016 |
Certified |
02/22/2016 |
|
1 |
| OCX |
Delisting of AHGP1D |
AHGP1D |
05/31/2018 |
Certified |
05/31/2018 |
|
1 |
| OCX |
Withdrawal. |
IEI, IXN, IXP & IYT |
06/04/2008 |
Certified |
06/04/2008 |
|
1 |
| OCX |
Amends rule 905 to allow block and EFP trading in four decimal places |
All SFPs |
07/13/2011 |
Certified |
07/13/2011 |
|
1 |
| OCX |
Withdrawal of one SSF |
Hanmi Financial Corporation |
05/26/2010 |
Certified |
05/27/2010 |
|
1 |
| OCX |
Amending the Physical Delivery Settlement Cycle of Monthly OCX.NoDivRisk Products |
OCX.NoDivRisk Monthly Products |
07/21/2015 |
Certified |
08/04/2015 |
|
1 |
| OCX |
Delisting of 60 SSFs |
AMCN1D, CIE1D, CIG1D, LUX1D, MFIN1D, NMM1D, PDLI1D, PDLI1M-5M, PDLI1T-5T, PDLI1W-5W, PDLI1H-5H, PDLI1F-5F, RAD1D, SDRL1D, SDRL1M-5M, SDRL1T-5T, SDRL1W-5W, SDRL1H-5H, SDRL1F-5F, TOO1D |
06/16/2017 |
Certified |
06/16/2017 |
|
1 |
| OCX |
Delist 3 SFPs |
SFPs |
12/26/2013 |
Certified |
12/26/2013 |
|
1 |
| SMFE |
Removal of Crypto.com dba |
|
06/16/2023 |
Notified |
06/16/2023 |
|
1 |
| SMFE |
Position Limits and Position Accountability Levels for Options on Futures, once self-certified for trading on the Exchange. |
None at this time |
11/19/2021 |
Certified |
12/06/2021 |
|
1 |
| SMFE |
Extension of Incentive Program |
Extension of Incentive Program |
08/02/2021 |
Certified |
08/16/2021 |
|
3 |
| SMFE |
Weekly Notification |
Weekly Notification |
08/06/2021 |
Notified |
08/06/2021 |
|
1 |
| SMFE |
Delisting of S2Y Future |
|
08/16/2024 |
Notified |
08/16/2024 |
|
1 |
| SMFE |
Amendments to Exchange Rule 904 |
Chapters 34, 35 and 36 |
10/26/2021 |
Certified |
11/09/2021 |
|
1 |
| SMFE |
Amendments to Exchange Rules 30003.E., 31003.E. and 32003.E., all titled "Position Limits, Exemptions, Accountability Levels and Reportable Levels" for certain Exchange Contracts. |
Small Stocks 75 Index Futures Contracts, Small Precious Metals Index Futures Contracts and Small Dollar Index Futures Contracts |
06/25/2020 |
Certified |
07/10/2020 |
|
2 |
| SMFE |
The purpose of the Rule Change is to set forth the time and date by which the buyer of an Option may exercise the Option by giving notice of the exercise by 5:00:00PM CT to the Options Clearing Corporation, prior to the day of the Option's Expiration. |
Small Precious Metals Index Options on Futures Contracts |
02/14/2022 |
Certified |
03/01/2022 |
|
1 |
| SMFE |
40.6(d) |
Rule Book |
07/02/2021 |
Notified |
07/02/2021 |
|
1 |
| SMFE |
Amendment to Exchange Rules 30003.D., 31003.D. and 32003.D. |
Small Stocks 75 Index Futures Contracts, Small Precious Metals Index Futures Contracts and Small Dollar Index Futures Contracts. |
06/29/2020 |
Certified |
07/14/2020 |
|
4 |
| SMFE |
Amendments to the Methodology for the Small Exchange US Dollar Index |
Small US Dollar Index Futures Contract |
06/03/2022 |
Certified |
06/17/2022 |
|
4 |
| TRENDEX |
Modifies reportable position levels from 25 contracts to 100 contracts |
Opening Weekend Motion Picture Revenues |
05/26/2010 |
Approved |
06/28/2010 |
|
1 |
| TRENDEX |
Adds rule 908 for an additional reporting requirement for individuals with 1,000 or more contracts and with knowledge of marketing budgets, number of screens and release dates. Processed with new contract approval filing. |
Motion Picture Revenue futures and binary options |
06/03/2010 |
Approved |
06/28/2010 |
|
1 |
| TRUEEX |
Establishment of Position Accountability Levels for Interest Rate Swaps |
Interest Rate Swaps |
08/09/2013 |
Certified |
08/24/2013 |
|
1 |
| TRUEEX |
addition of 9 and 12 year tenor to MAC swaps |
Interest Rate Swaps - Market Agreed Coupon (MAC) |
08/22/2016 |
Certified |
09/06/2016 |
|
1 |
| TRUEEX |
Notice to delist Interest Rate Swap Contracts from the trueEX DCM |
Fixed Floating Interest Rate Swap Contracts, Market Agreed Coupon ("MAC") Interest Rate Swap ContactsDelisting effective at close of business effective Friday July 19, 2019. |
07/18/2019 |
Certified |
07/18/2019 |
|
1 |
| TRUEEX |
Establishes position accountability |
Swaps |
08/09/2013 |
Certified |
07/29/2014 |
|
1 |
| TRUEEX |
Amended product terms and conditions for Overnight Index Swaps for the fixed and floating day count conventions eligible for trading. |
Overnight Index Swaps |
09/21/2016 |
Certified |
10/05/2016 |
|
1 |
| TRUEEX |
clarifying amendments to Rule 1002 - MAC Interest Rate Swaps |
MAC Interest Rate Swaps |
12/19/2014 |
Notified |
12/19/2014 |
|
3 |
| TRUEEX |
Made Available to Trade Submission of Certain Interest Rate Swaps. TRUEEX #2013-14 |
Certain Interest Rate Swaps |
10/22/2013 |
Certified |
01/22/2014 |
|
3 |
| TRUEEX |
Clarifies roll/end date convention for IRS contracts |
Interest Rate Swaps |
02/20/2014 |
Certified |
03/07/2014 |
|
1 |
| USFE |
Clarifies settlement criteria, specifies that the last trading day is the day when the event occurs, a declaration of non-occurrence is made or the last day of the trading period, adds to the list of prohibited traders persons with inside info. |
Merger event contracts |
04/18/2007 |
Certified |
05/03/2007 |
|
0 |
| USFE |
Delist for trading. |
Russell 1000 & 2000 |
06/22/2007 |
Certified |
06/22/2007 |
|
1 |
| USFE |
Delist for trading its corporate merger binary event futures and options contracts. |
Silver and Weatherbid Indexes |
02/22/2008 |
Certified |
02/22/2008 |
|
1 |
| USFE |
Dellisting Contracts |
Delivery months |
01/12/2009 |
Certified |
01/12/2009 |
|
1 |
