OCX |
Withdrawal of new contract certification |
ProShares UltraShort Dow 30 |
06/09/2009 |
Certified |
06/09/2009 |
|
1 |
OCX |
Delist 6 SFPs |
SFPx |
09/26/2012 |
Certified |
09/26/2012 |
|
1 |
OCX |
Delisting of 1 SSF |
ATHN1D |
02/11/2019 |
Certified |
02/11/2019 |
|
1 |
OCX |
Delisting of 50 SFPs |
SFPs |
06/30/2014 |
Certified |
06/30/2014 |
|
1 |
OCX |
Delisting of 15 SSF products |
BBT1C, BBVA1C, BBY1C, BC1C, BCS1C, BDX1C, BFB1C, BIG1C, BIIB1C, BJRI1C, BK1C, BKS1C, BLMN1C, CYN1D, HUM1C |
10/08/2015 |
Certified |
10/08/2015 |
|
1 |
OCX |
Amending Position Limits for Certain Security Futures Products Pursuant to Commission Regulation 41.25(a)(3) - Effective November 24, 2015 |
ABX, AMAT, ITUB, NOK, NUGT, S |
11/23/2015 |
Certified |
12/08/2015 |
|
1 |
OCX |
Delisting of TLRD single stock futures |
TLRD1D |
08/03/2020 |
Certified |
08/03/2020 |
|
1 |
OCX |
Correct listing date. |
ProShares UltraShort Dow |
06/10/2009 |
Certified |
06/10/2009 |
|
1 |
OCX |
Delist 24 SFPs |
SFPx |
01/03/2013 |
Certified |
01/03/2013 |
|
1 |
OCX |
Delist 2 SFPs |
SFPs |
05/01/2013 |
Certified |
05/01/2013 |
|
1 |
OCX |
Product withdrawal |
Temecula Valley Bancorp |
08/05/2009 |
Certified |
08/06/2009 |
|
1 |
OCX |
Provides for listing of dividend-adjusted security futures. |
Security futures |
09/08/2010 |
Certified |
09/08/2010 |
|
1 |
OCX |
Delisting of 32 SSF products |
LNCO1C, LNCO1D, LNCO1F, LNCO1H, LNCO1M, LNCO1T, LNCO1W, LNCO2F, LNCO2H, LNCO2M, LNCO2T, LNCO2W, LNCO3F, LNCO3H, LNCO3M, LNCO3T, LNCO3W, LNCO4F, LNCO4H, LNCO4M, LNCO4T, LNCO4W, LNCO5F, LNCO5H, LNCO5M, LNCO5T, LNCO5W, CYT1D, PCP1D, SID1D, SFG1D, TZA1C, |
11/23/2015 |
Certified |
11/23/2015 |
|
1 |
OCX |
Delisting of DPK1D |
DPK1D |
12/14/2017 |
Certified |
12/14/2017 |
|
1 |
OCX |
Product withdrawal |
Advanta, Colonial BancGroup, Corus, Medis Tech |
08/20/2009 |
Certified |
08/21/2009 |
|
1 |
OCX |
Withdrawal of one security futures product. |
AXA - ADR |
03/25/2010 |
Certified |
03/30/2010 |
|
1 |
OCX |
Delisting of DFODQ single stock futures |
DFOD1D |
11/13/2019 |
Certified |
11/13/2019 |
|
1 |
OCX |
Product withdrawal |
Community Bancorp |
08/25/2009 |
Certified |
08/25/2009 |
|
1 |
OCX |
Delist 2 SFPs |
SFPs |
05/06/2013 |
Certified |
05/06/2013 |
|
1 |
OCX |
Delisting of 1 SSF |
FBR1D |
09/12/2018 |
Certified |
09/12/2018 |
|
1 |
OCX |
Delisting of NE single stock futures |
NE1D |
08/04/2020 |
Certified |
08/04/2020 |
|
1 |
OCX |
Amend position limits to reflect number of shares underlying the ADR. |
ADR SFPs |
02/14/2008 |
Certified |
03/13/2008 |
|
1 |
OCX |
This submission contains the delisting of 2 SSF products, there is no open interest in these products. |
Silvercorp Metals Inc. |
09/24/2014 |
Certified |
09/24/2014 |
|
1 |
OCX |
This submission contains the delisting of 2 SSF products, there is no open interest in these products. |
NII Holdings, Inc. |
09/24/2014 |
Certified |
09/24/2014 |
|
1 |
OCX |
Amending Position Limits for Certain Security Futures Products |
ABX, VRX, XLE |
07/07/2017 |
Certified |
07/21/2017 |
|
1 |
OCX |
Amending Position Limits for Certain Security Futures Products |
AMLP, CRNC, CZR, FCX, HYG, IAU, QCOM, S, SLV, TEVA, VALE, WFC |
11/14/2019 |
Certified |
11/29/2019 |
|
1 |
OCX |
Amend position limit levels to be equivalent to 13,500 (100-share) contracts. |
ADR SFPs |
11/29/2007 |
Certified |
12/20/2007 |
|
2 |
OCX |
Delisting one (1) SSF |
UPL1D, UPL1M, UPL2M, UPL1T, UPL1W, UPL1H, UPL1F, UPL5F |
05/02/2016 |
Certified |
05/02/2016 |
|
2 |
OCX |
delisting. |
Univision Communications Inc. |
03/29/2007 |
Certified |
03/29/2007 |
|
0 |
OCX |
Delisting of 2 SSFs |
CNQ2C, CNQ2D |
06/02/2016 |
Certified |
06/02/2016 |
|
1 |
OCX |
Amending Position Limits for Certain Security Futures Products Pursuant to Commission Regulation 41.25(a)(3) |
FB, FXI, PG, VZ |
04/11/2017 |
Certified |
04/25/2017 |
|
1 |
OCX |
Delist 31 SFPs |
SFPs |
11/06/2012 |
Certified |
11/06/2012 |
|
1 |
OCX |
Delisting of 15 SSF products |
BLX1C,BMY1C,BOND1C,BP1C,BPL1C,BRCD1C,BRCM1C,BRKB1C,BSAC1C,BSBR1C,BSX1C,BWA1C,BX1C,BXP1C,BYD1C |
10/12/2015 |
Certified |
10/12/2015 |
|
1 |
OCX |
Amending Position Limits For Certain Security Futures Products |
AMLP, BABA, EFA, ESV, FXI, NOK, NVDA, SQ, SWN, TWTR, VRX, WFC, XLU, XOP |
03/19/2018 |
Certified |
04/02/2018 |
|
1 |
OCX |
Delisting of 5 SSFs. |
SSFs |
12/08/2008 |
Certified |
12/08/2008 |
|
1 |
OCX |
Delisting 29 SFPs |
SFPx |
11/07/2012 |
Certified |
11/07/2012 |
|
1 |
OCX |
Delisting of 1 SSF |
SHLD1D |
10/23/2018 |
Certified |
10/23/2018 |
|
1 |
OCX |
Delisting |
Eight Adjusted Contracts |
08/12/2008 |
Certified |
08/12/2008 |
|
1 |
OCX |
Delisting. |
SSF |
12/10/2008 |
Certified |
12/10/2008 |
|
1 |
OCX |
Delist one SFP |
Phoenix Companies SFP |
01/07/2013 |
Certified |
01/07/2013 |
|
1 |
OCX |
Delisting of 15 SSF products |
HNP1C, HOG1C, HON1C, HOT1C, HP1C, HPQ1C, HR1C, HRL1C, HSBC1C, HST1C, HSY1C, HTZ1C, HUN1C, HYD1C, HYS1C |
10/13/2015 |
Certified |
10/13/2015 |
|
1 |
OCX |
Delisting on INSY single stock futures |
INSY1D, INSY1M, INSY1T, INSY1W, INSY1H, INSY2T, INSY2W, INSY2H, INSY2F, INSY3M, INSY3H, INSY3F, INSY4M, INSY4T, INSY4W, INSY5M, INSY5T, INSY5W, INSY5H, INSY5F |
06/18/2019 |
Certified |
06/18/2019 |
|
1 |
OCX |
Updating Position Limits for Certain Security Futures Products |
All |
01/17/2020 |
Certified |
02/03/2020 |
|
1 |
OCX |
Delisting of 5 SSFs |
BXLT2D, CCE2D, FSYS2D, SBSI2D and WCN2D |
06/07/2016 |
Certified |
06/07/2016 |
|
1 |
OCX |
Delisting of SJNK single stock futures |
SJNK1D |
08/02/2019 |
Certified |
08/02/2019 |
|
1 |
OCX |
Amending Position Limits for Certain Security Futures Products |
ABEV, PBR, JPM, SQ, XLE, EWZ |
06/19/2018 |
Certified |
07/03/2018 |
|
1 |
OCX |
Delisting of SFPs |
SFPs |
05/29/2014 |
Certified |
05/29/2014 |
|
1 |
OCX |
Reduce contract size and make conforming amendment to speculative position limit. |
ETF SFPs |
04/20/2009 |
Certified |
03/01/2010 |
|
1 |
OCX |
Delisting of 1 SSF "OUBS1D" |
UBS AG |
01/15/2015 |
Certified |
01/15/2015 |
|
1 |
OCX |
Amending Position Limits for Certain Security Futures Products Pursuant to Commission Regulation 41.25(a)(3) |
ABEV, ABX, DUST, ECA, ETE, JPM, MS, NUGT, RF, XLU |
09/08/2016 |
Certified |
09/22/2016 |
|
1 |