Product Terms and Conditions Rules - Designated Contract Markets

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Organization Filing Description Products Affected Receipt Date Status Date Remarks Documents
OCX Withdrawal of new contract certification ProShares UltraShort Dow 30 06/09/2009 Certified 06/09/2009 1
OCX Delist 6 SFPs SFPx 09/26/2012 Certified 09/26/2012 1
OCX Delisting of 1 SSF ATHN1D 02/11/2019 Certified 02/11/2019 1
OCX Delisting of 50 SFPs SFPs 06/30/2014 Certified 06/30/2014 1
OCX Delisting of 15 SSF products BBT1C, BBVA1C, BBY1C, BC1C, BCS1C, BDX1C, BFB1C, BIG1C, BIIB1C, BJRI1C, BK1C, BKS1C, BLMN1C, CYN1D, HUM1C 10/08/2015 Certified 10/08/2015 1
OCX Amending Position Limits for Certain Security Futures Products Pursuant to Commission Regulation 41.25(a)(3) - Effective November 24, 2015 ABX, AMAT, ITUB, NOK, NUGT, S 11/23/2015 Certified 12/08/2015 1
OCX Delisting of TLRD single stock futures TLRD1D 08/03/2020 Certified 08/03/2020 1
OCX Correct listing date. ProShares UltraShort Dow 06/10/2009 Certified 06/10/2009 1
OCX Delist 24 SFPs SFPx 01/03/2013 Certified 01/03/2013 1
OCX Delist 2 SFPs SFPs 05/01/2013 Certified 05/01/2013 1
OCX Product withdrawal Temecula Valley Bancorp 08/05/2009 Certified 08/06/2009 1
OCX Provides for listing of dividend-adjusted security futures. Security futures 09/08/2010 Certified 09/08/2010 1
OCX Delisting of 32 SSF products LNCO1C, LNCO1D, LNCO1F, LNCO1H, LNCO1M, LNCO1T, LNCO1W, LNCO2F, LNCO2H, LNCO2M, LNCO2T, LNCO2W, LNCO3F, LNCO3H, LNCO3M, LNCO3T, LNCO3W, LNCO4F, LNCO4H, LNCO4M, LNCO4T, LNCO4W, LNCO5F, LNCO5H, LNCO5M, LNCO5T, LNCO5W, CYT1D, PCP1D, SID1D, SFG1D, TZA1C, 11/23/2015 Certified 11/23/2015 1
OCX Delisting of DPK1D DPK1D 12/14/2017 Certified 12/14/2017 1
OCX Product withdrawal Advanta, Colonial BancGroup, Corus, Medis Tech 08/20/2009 Certified 08/21/2009 1
OCX Withdrawal of one security futures product. AXA - ADR 03/25/2010 Certified 03/30/2010 1
OCX Delisting of DFODQ single stock futures DFOD1D 11/13/2019 Certified 11/13/2019 1
OCX Product withdrawal Community Bancorp 08/25/2009 Certified 08/25/2009 1
OCX Delist 2 SFPs SFPs 05/06/2013 Certified 05/06/2013 1
OCX Delisting of 1 SSF FBR1D 09/12/2018 Certified 09/12/2018 1
OCX Delisting of NE single stock futures NE1D 08/04/2020 Certified 08/04/2020 1
OCX Amend position limits to reflect number of shares underlying the ADR. ADR SFPs 02/14/2008 Certified 03/13/2008 1
OCX This submission contains the delisting of 2 SSF products, there is no open interest in these products. Silvercorp Metals Inc. 09/24/2014 Certified 09/24/2014 1
OCX This submission contains the delisting of 2 SSF products, there is no open interest in these products. NII Holdings, Inc. 09/24/2014 Certified 09/24/2014 1
OCX Amending Position Limits for Certain Security Futures Products ABX, VRX, XLE 07/07/2017 Certified 07/21/2017 1
OCX Amending Position Limits for Certain Security Futures Products AMLP, CRNC, CZR, FCX, HYG, IAU, QCOM, S, SLV, TEVA, VALE, WFC 11/14/2019 Certified 11/29/2019 1
OCX Amend position limit levels to be equivalent to 13,500 (100-share) contracts. ADR SFPs 11/29/2007 Certified 12/20/2007 2
OCX Delisting one (1) SSF UPL1D, UPL1M, UPL2M, UPL1T, UPL1W, UPL1H, UPL1F, UPL5F 05/02/2016 Certified 05/02/2016 2
OCX delisting. Univision Communications Inc. 03/29/2007 Certified 03/29/2007 0
OCX Delisting of 2 SSFs CNQ2C, CNQ2D 06/02/2016 Certified 06/02/2016 1
OCX Amending Position Limits for Certain Security Futures Products Pursuant to Commission Regulation 41.25(a)(3) FB, FXI, PG, VZ 04/11/2017 Certified 04/25/2017 1
OCX Delist 31 SFPs SFPs 11/06/2012 Certified 11/06/2012 1
OCX Delisting of 15 SSF products BLX1C,BMY1C,BOND1C,BP1C,BPL1C,BRCD1C,BRCM1C,BRKB1C,BSAC1C,BSBR1C,BSX1C,BWA1C,BX1C,BXP1C,BYD1C 10/12/2015 Certified 10/12/2015 1
OCX Amending Position Limits For Certain Security Futures Products AMLP, BABA, EFA, ESV, FXI, NOK, NVDA, SQ, SWN, TWTR, VRX, WFC, XLU, XOP 03/19/2018 Certified 04/02/2018 1
OCX Delisting of 5 SSFs. SSFs 12/08/2008 Certified 12/08/2008 1
OCX Delisting 29 SFPs SFPx 11/07/2012 Certified 11/07/2012 1
OCX Delisting of 1 SSF SHLD1D 10/23/2018 Certified 10/23/2018 1
OCX Delisting Eight Adjusted Contracts 08/12/2008 Certified 08/12/2008 1
OCX Delisting. SSF 12/10/2008 Certified 12/10/2008 1
OCX Delist one SFP Phoenix Companies SFP 01/07/2013 Certified 01/07/2013 1
OCX Delisting of 15 SSF products HNP1C, HOG1C, HON1C, HOT1C, HP1C, HPQ1C, HR1C, HRL1C, HSBC1C, HST1C, HSY1C, HTZ1C, HUN1C, HYD1C, HYS1C 10/13/2015 Certified 10/13/2015 1
OCX Delisting on INSY single stock futures INSY1D, INSY1M, INSY1T, INSY1W, INSY1H, INSY2T, INSY2W, INSY2H, INSY2F, INSY3M, INSY3H, INSY3F, INSY4M, INSY4T, INSY4W, INSY5M, INSY5T, INSY5W, INSY5H, INSY5F 06/18/2019 Certified 06/18/2019 1
OCX Updating Position Limits for Certain Security Futures Products All 01/17/2020 Certified 02/03/2020 1
OCX Delisting of 5 SSFs BXLT2D, CCE2D, FSYS2D, SBSI2D and WCN2D 06/07/2016 Certified 06/07/2016 1
OCX Delisting of SJNK single stock futures SJNK1D 08/02/2019 Certified 08/02/2019 1
OCX Amending Position Limits for Certain Security Futures Products ABEV, PBR, JPM, SQ, XLE, EWZ 06/19/2018 Certified 07/03/2018 1
OCX Delisting of SFPs SFPs 05/29/2014 Certified 05/29/2014 1
OCX Reduce contract size and make conforming amendment to speculative position limit. ETF SFPs 04/20/2009 Certified 03/01/2010 1
OCX Delisting of 1 SSF "OUBS1D" UBS AG 01/15/2015 Certified 01/15/2015 1
OCX Amending Position Limits for Certain Security Futures Products Pursuant to Commission Regulation 41.25(a)(3) ABEV, ABX, DUST, ECA, ETE, JPM, MS, NUGT, RF, XLU 09/08/2016 Certified 09/22/2016 1