Product Terms and Conditions Rules - Designated Contract Markets

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Organization Filing Description Products Affected Receipt Date Status Date Remarks Documents
OCX Amending Position Limits for Certain Security Futures Products GE, HYG, ITUB, JCP, SIRI, VWO, WFC, WH, XLK, XLP 12/06/2018 Certified 12/20/2018 1
OCX Delisting of 27 SSFs CLF1D, CLF1F, CLF1H, CLF1M, CLF1T, CLF1W, CLF2F, CLF2H, CLF2M, CLF2T, CLF2W, CLF3F, CLF3H, CLF3M, CLF3T, CLF3W, CLF4F, CLF4H, CLF4M, CLF4T, CLF4W, CLF5F, CLF5H, CLF5M, CLF5T, CLF5W, UIL1D 12/16/2015 Certified 12/16/2015 1
OCX Delisting of 1 SSF BRCM1D 01/29/2016 Certified 01/29/2016 1
OCX Amending Position Limits for Certain Security Futures Products AMCR, AMLP, C, CTL, FCX, HYG, IWM, NLY, PCG, S, TEVA 08/08/2019 Certified 08/22/2019 1
OCX Delisting. Gerdau SA-SPON ADR 12/11/2007 Certified 12/11/2007 1
OCX Delisting one SFP Frontier Gold Inc. SSF 04/05/2011 Certified 04/05/2011 1
OCX Amending Position Limits for Certain Security Futures Products Pursuant to Commission Regulation 41.25(a)(3) ABEV, C, CSCO, EWJ, EWZ, FB, FXI, JNUG, JPM, SWN, XLE, XLU 12/08/2016 Certified 12/22/2016 1
OCX Amending Position Limits for Certain Security Futures Products KMI, S, SWN, WFT, XLP 08/08/2018 Certified 08/22/2018 1
OCX Delisting of 1 SSF RowUnderlying SymbolUnderlying Security NameFutures Symbol1DRYS DryShips Inc. DRYS1D 09/15/2015 Certified 09/15/2015 1
OCX Delisting of 26 SSFs BSCF1D, BSCF1F, BSCF1H, BSCF1M, BSCF1T, BSCF1W, BSCF2F, BSCF2H, BSCF2M, BSCF2T, BSCF2W, BSCF3F, BSCF3H, BSCF3M, BSCF3T, BSCF3W, BSCF4F, BSCF4H, BSCF4M, BSCF4T, BSCF4W, BSCF5F, BSCF5H, BSCF5M, BSCF5T, BSCF5W 12/17/2015 Certified 12/17/2015 1
OCX Delisting of 1 SSF EZU1D 02/01/2016 Certified 02/01/2016 1
OCX Delisting of CPL single stock futures CPL1D 01/28/2020 Certified 01/28/2020 1
OCX Delisting of AGN single stock futures AGN2D, AGN2K, AGN2L, AGN2I 05/19/2020 Certified 05/19/2020 1
OCX Delisting of VAL single stock futures VAL1DVAL1M VAL1T VAL1W VAL1H VAL1FVAL2M VAL2T VAL2W VAL2H VAL2FVAL3M VAL3T VAL3W VAL3H VAL3FVAL4M VAL4T VAL4W VAL4H VAL4FVAL5M VAL5T VAL5W VAL5H VAL5F 08/20/2020 Certified 08/20/2020 1
OCX Delist two SFPs SFPs 11/19/2012 Certified 11/19/2012 1
OCX Delist 2 SFPs SFPs 11/19/2013 Certified 11/19/2013 1
OCX Delisting of JCPN single stock futures JCPN1M, JCPN1T, JCPN1W, JCPN1H, JCPN1F, JCPN2M, JCPN2T, JCPN2W, JCPN2H, JCPN2F, JCPN3M, JCPN3T, JCPN3W, JCPN3H, JCPN3F, JCPN4M, JCPN4T, JCPN4W, JCPN4H, JCPN4F, JCPN5M, JCPN5T, JCPN5W, JCPN5H, JCPN5F 05/20/2020 Certified 05/20/2020 1
OCX Delisting or 1 SSF CYBX1D 10/19/2015 Certified 10/19/2015 2
OCX Amending Position Limits for Certain Security Futures Products Pursuant to Commission Regulation 41.25(a)(3) - Effective March 21, 2016 S, VXX 03/18/2016 Certified 04/01/2016 1
OCX Withdrawal of 4 SSFs. AMIC, EMITF, FNBN, GABC 12/18/2008 Certified 12/18/2008 1
OCX Delisting of 20 SSF products CDE1C, CELG1C, CENX1C, CHK1C, CHKP1C, CHL1C, CHRW1C, CHT1C, CHTR1C, CHU1C, CI1C, CIE1C, CL1C, CLF1C, CLR1C, CLX1C, CMA1C, CMCX1C, CME1C, CMG1C, 10/19/2015 Certified 10/19/2015 1
OCX Amending Position Limits for Certain Security Futures Products Pursuant to Commission Regulation 41.25(a)(3) AA, C, EWZ, FB, FXI, KEY, RIG, UVXY, WFT, XLE 11/07/2016 Certified 11/22/2016 1
OCX Delisting 50 SFPs SFPs 07/20/2010 Certified 07/23/2010 1
OCX Delist one SFP SFP 03/18/2013 Certified 03/18/2013 1
OCX Delisting Equity Office Properties Trust 02/08/2007 Certified 02/08/2007 0
OCX Delisting of EPE single stock futures EPE1D, EPE1M, EPE1T, EPE1W, EPE1H, EPE1F, EPE2M, EPE2T, EPE2W, EPE2H, EPE2F, EPE3M, EPE3T, EPE3W, EPE3H, EPE3F, EPE4M, EPE4T, EPE4W, EPE4H, EPE4F, EPE5M, EPE5T, EPE5W, EPE5H, EPE5F 05/23/2019 Certified 05/23/2019 1
OCX OneChicago is delisting 4 SSFs RowUnderlying SymbolUnderlying Security NameFutures Symbol1KBKB Financial Group IncKB1C2KBKB Financial Group IncKB1D3KEPKorea Electric Power CorpKEP1C4LPLLG Philips LCD Co LtdLPL1D 07/08/2015 Certified 07/08/2015 1
OCX Delisting of LLL single stock futures LLL1D, LLL1I, LLL1J, LLL1K, LLL1L, LLL1M, LLL1T, LLL1W, LLL1H, LLL1F, LLL2M, LLL2T, LLL2W, LLL2H, LLL2F, LLL3M, LLL3T, LLL3W, LLL3H, LLL3F, LLL4M, LLL4T, LLL4W, LLL4H, LLL4F, LLL5M, LLL5T, LLL5W, LLL5H, LLL5F 06/28/2019 Certified 06/28/2019 1
OCX Delisting of 15 SSFs CMI1C, CNP1C, CNSL1C, COF1C, COH1C, COLM1C, COP1C, COST1C, CPB1C, CREE1C, CRM1C, CRUS1C, CS1C, CSCO1C, CSG1C 10/21/2015 Certified 10/21/2015 1
OCX Delisting of an adjusted contract which has no open interest. WHQ2C W-H Energy Services, Inc. 09/02/2008 Certified 09/02/2008 1
OCX Eliminate the $3.00 minimum share price from the maintenance listing standards. Security Futures Products 02/27/2009 Certified 03/10/2009 1
OCX Amending Position Limits for Certain Security Futures Products CZR, FCX, HYG, IAU, IWM, SLV, VALE 10/14/2019 Certified 10/28/2019 1
OCX Delisting of 3 SSFs FHN2C, FHN3C, PDLI2C 12/22/2008 Certified 12/22/2008 1
OCX Delisting one NBI Select Index XOES 03/07/2011 Certified 03/07/2011 1
OCX Delist 50 SFPq SFPs 06/05/2014 Certified 06/20/2014 1
OCX Delisting two SSFs RowUnderlying SymbolUnderlying Security NameFutures Symbol1IGT International Game TechnologyIGT1D2ACI Arch Coal, Inc. ACI1D 04/07/2015 Certified 04/07/2015 1
OCX Delisting of one (1) SSF MBLY1D 09/05/2017 Certified 09/05/2017 1
OCX Withdraw one SFP SFP 10/28/2011 Certified 10/28/2011 0
OCX OCX is delisting two SSF products RowUnderlying SymbolUnderlying Security NameFutures Symbol1CTCMCTC Media IncCTCM1C2CTCMCTC Media IncCTCM1D 07/09/2015 Certified 07/09/2015 1
OCX Delisting of 1 SSFs WIN1D 03/05/2019 Certified 03/05/2019 1
OCX Delisting 50 SFPs SFPs 07/26/2010 Certified 07/26/2010 1
OCX Delisting of 10 SFPs SFPs 04/08/2014 Certified 04/22/2014 1
OCX Increase the value of the minimum tick to be consistent with the tick size and contract size. ETF SFPs 12/19/2007 Certified 12/20/2007 1
OCX Amends the position limits or position accountability levels for thirty-one security futures products. 31 Security Futures Products 07/21/2010 Certified 07/21/2010 1
OCX Name change to SPDR Gold Shares from streetTracks Gold Trust. Gold ETF 05/22/2008 Certified 05/30/2008 1
OCX Delisting of one SSF which has no open interest. AIV2C Apartment Investment and Management Co. 10/24/2008 Certified 10/24/2008 1
OCX Delist 50 SFPs SFPs 06/10/2014 Certified 06/10/2014 1
OCX Delisting of 15 SSF products CSX1C, CTL1C, CTRP1C, CTSH1C, CTXS1C, CUDA1C, CVI1C, CVS1C, CVX1C, CX1C, CXP1C, CY1C, CYH1C, EXH1D, HCBK1D 10/22/2015 Certified 10/22/2015 1
OCX Withdrawal of one security futures product. BJ Services 04/29/2010 Certified 04/30/2010 1
OCX Withdraw one SFP SunPower Corporation - Cl. B 11/16/2011 Certified 11/16/2011 1