Product Terms and Conditions Rules - Designated Contract Markets

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Organization Filing Description Products Affected Receipt Date Status Date Remarks Documents
OCX Delisting of 1 SSF Underlying SymbolUnderlying Security NameFutures SymbolAMDAdvanced Micro Devices, Inc.AMD1C 07/10/2015 Certified 07/10/2015 1
OCX Delisting of SPWR single stock futures SPWR1D, SPWR1M, SPWR1T, SPWR1W, SPWR1H, SPWR1F, SPWR2M, SPWR2T, SPWR2W, SPWR2H, SPWR2F, SPWR3M, SPWR3T, SPWR3W, SPWR3H, SPWR3F, SPWR4M, SPWR4T, SPWR4W, SPWR4H, SPWR4F, SPWR5M, SPWR5T, SPWR5W, SPWR5H, SPWR5F 08/26/2020 Certified 08/26/2020 1
OCX This submission contains the delisting of 50 SSF products; there is no open interest in these products. Attached. 07/24/2014 Certified 07/24/2014 2
OCX Delisting of 30 SSF products GDP1D, GDP1F, GDP1H, GDP1M, GDP1T, GDP1W, GDP2F, GDP2H, GDP2M, GDP2T, GDP2W, GDP3F, GDP3H, GDP3M, GDP3T, GDP3W, GDP4F, GDP4H, GDP4M, GDP4T, GDP4W, GDP5F, GDP5H, GDP5M GDP5T, GDP5W, IAG1D, MEMP1C, MEMP1D, VVUS1D, 12/23/2015 Certified 12/23/2015 1
OCX Delist 28 SFPs SFPs 11/20/2012 Certified 11/20/2012 1
OCX Delisting of 2 SSF products including corresponding weekly futures products. RowUnderlying SymbolUnderlying Security NameFutures Symbol1BTU* Peabody Energy CorporationBTU1D2SD SandRidge Energy Inc. SD1C* Weekly Peabody Energy Corporation ("BTU") futures will also be delisted. 09/21/2015 Certified 09/21/2015 1
OCX Amending Position Limits for Certain Security Futures Products Pursuant to Commission Regulation 41.25(a)(3) BABA, CLF, ESV, PFE, SNAP, VXX, VZ, X 09/11/2017 Certified 09/25/2017 1
OCX Delisting of HQH and HQL single stock futures HQH1D, HQL1D 07/02/2019 Certified 07/02/2019 1
OCX Product withdrawal. Arrow Financial Corporation 09/14/2009 Certified 09/14/2009 1
OCX Delist 16 SFPs SFPs 02/05/2013 Certified 02/05/2013 1
OCX Delisting of 2 SSFs VIIX1D, VXX1D 01/28/2019 Certified 01/28/2019 1
OCX Delisting of CHK single stock futures CHK1D, CHK2D, CHK1I, CHK1J, CHK1K, CHK1L, CHK1M, CHK1T, CHK1W, CHK1H, CHK1F, CHK2M, CHK2T, CHK2W, CHK2H, CHK2F, CHK3M, CHK3T, CHK3W, CHK3H, CHK3F, CHK4M, CHK4T, CHK4W, CHK4H, CHK4F, CHK5M, CHK5T, CHK5W, CHK5H, CHK5F 06/29/2020 Certified 06/29/2020 1
OCX Delisting of one SSF, which has no open interest. BFB2C Brown-Forman Corporation 10/28/2008 Certified 10/28/2008 1
OCX Amending Position Limits for Certain Security Futures Products Pursuant to Commission Regulation 41.25(a)(3) - Effective April 10, 2015 AA, AAPL, BABA, BBRY, C, EMC, EWJ, EWZ, FCX, GDX, HAL, HPQ, JPM, MS, NOK, ORCL, PBR, PBRA, RAD, RF, S, TWTR, USO, UVXY, VALE, VXX, WFC, and XLE. 04/09/2015 Certified 04/23/2015 1
OCX Withdraw one SFP. One SFP 01/03/2012 Certified 01/03/2012 1
OCX Delisting of CBOT holdings due to merger. CBOT Holdings, Inc. 07/19/2007 Certified 07/19/2007 1
OCX Reduce speculative position limit to 13,500 from 27,000. Sanofi-Aventis, LG Display 09/14/2009 Certified 10/21/2009 1
OCX Withdraw two SFPs SFPs 01/04/2012 Certified 01/04/2012 1
OCX Amending Position Limits for Certain Security Futures Products Pursuant to Commission Regulation 41.25(a)(3) - Effective June 18, 2016 AMD, RIG, X, SWN, DUST, AMLP, ORCL, XOM 06/17/2016 Certified 07/01/2016 1
OCX Amending Position Limits for Certain Security Futures Products FB, KMI, NVDA 04/10/2018 Certified 04/24/2018 1
OCX Withdraw one SFP SFP 01/04/2012 Certified 01/04/2012 1
OCX Withdraw 34 SFPs SFPs 03/05/2012 Certified 03/05/2012 1
OCX Delisting of 2 SFPs SFPs 02/08/2011 Certified 02/08/2011 1
OCX Amending Position Limits for Certain Security Futures Products AMLP, BABA, ECA, KMI, NBR, NOK, SWN, XLI, XOP 03/11/2019 Certified 03/25/2019 1
OCX Delisting of 20 SSF products CZR1C, D1C, DAL1C, DB1C, DBA1C, DD1C, DDD1C, DE1C, DF1C, DFS1C, DIA1C, DIS1C, DISC1C, DK1C, DLPH1C, DLR1C, DNKN1C, DO1C, DOV1C, NRP1D, 10/27/2015 Certified 10/27/2015 1
OCX Delisting 50 SFPs SFPs 08/03/2010 Certified 08/03/2010 1
OCX Delist one SFP contract SFP 02/13/2013 Certified 02/13/2013 1
OCX Delisting of GBF1D GBF1D 12/22/2017 Certified 12/22/2017 1
OCX Delisting of TI single stock futures TI1D 07/08/2019 Certified 07/08/2019 1
OCX Delisting of IAC single stock futures IAC1D, IAC1M, IAC1T, IAC1W, IAC1H, IAC1F, IAC2M, IAC2T, IAC2W, IAC2H, IAC2F, IAC3M, IAC3T, IAC3W, IAC3H, IAC3F, IAC4M, IAC4T, IAC4W, IAC4H, IAC4F, IAC5M, IAC5T, IAC5W, IAC5H, IAC5F 06/30/2020 Certified 06/30/2020 1
OCX Delisting of 2 SFPs Two SFPs 02/23/2011 Certified 02/23/2011 1
OCX Delisting of 1 SSF USG1D 08/17/2018 Certified 08/17/2018 1
OCX Amending Position Limits for Certain Security Futures Products BBD, FB, FOX, FOXA, IAU, KMI, ORCL, VEA, VWO, VZ, XLE, XLP 07/08/2019 Certified 07/22/2019 1
OCX Delisting of four (4) SSF products RowUnderlying SymbolUnderlying Security NameFutures Symbol1KEPKorea Electric Power CorpKEP1D2KTKT CorporationKT1D3PKXPOSCOPKX1D4SKMSK Telecom Co LtdSKM1D 07/13/2015 Certified 07/13/2015 1
OCX Delisting of GNC single stock futures GNC1D, GNC1M, GNC1T, GNC1W, GNC1H, GNC1F, GNC2M, GNC2T, GNC2W, GNC2H, GNC2F, GNC3M, GNC3T, GNC3W, GNC3H, GNC3F, GNC4M, GNC4T, GNC4W, GNC4H, GNC4F, GNC5M, GNC5T, GNC5W, GNC5H, GNC5F 07/01/2020 Certified 07/01/2020 1
OCX Delist one SFP SFP 10/24/2013 Certified 10/24/2013 1
OCX Delisting of OXY single stock futures OXY1D, OXY1I, OXY1J, OXY1K, OXY1L, OXY1M, OXY1T, OXY1W, OXY1H, OXY1F, OXY2M, OXY2T, OXY2W, OXY2H, OXY2F, OXY3M, OXY3T, OXY3W, OXY3H, OXY3F, OXY4M, OXY4T, OXY4W, OXY4H, OXY4F, OXY5M, OXY5T, OXY5W, OXY5H, OXY5F 07/01/2020 Certified 07/01/2020 1
OCX Delisting of an adjusted contract which has no open interest. RBS2C The Royal Bank of Scotland Group Plc 09/12/2008 Certified 09/12/2008 1
OCX Resumption of listing three security futures products. Three Security Futures Products 08/05/2010 Certified 08/10/2010 1
OCX Delisting of 1 SSF. SUNE1D 06/21/2016 Certified 06/21/2016 1
OCX Delisting of 1 SSF KLXI1D 08/20/2018 Certified 08/20/2018 1
OCX Change in Contract Specification for Supplement #1 thru #1336. OCE Rule Self Cert. 06/22/2009 Certified 06/22/2009 1
OCX Withdraw one SFP Evergreen Solar, Inc. 08/23/2011 Certified 08/23/2011 0
OCX Withdraw 14 SFPs SFPs 03/23/2012 Certified 03/23/2012 1
OCX Rule 905 and 902 Specifications Supplement OCX Self Cert. 06/24/2009 Certified 06/24/2009 1
OCX Withdraw one SFP ALLIED IRISH BANKS-SPONS ADR - Div 08/25/2011 Certified 08/25/2011 1
OCX Delisting of APU single stock futures APU1D 08/21/2019 Certified 08/21/2019 1
OCX Delisting of 45 SFPs SFPs 08/09/2010 Certified 08/09/2010 1
OCX Delist two SFPs SFPs 10/05/2012 Certified 10/05/2012 1
OCX Amending Position Limits for Certain Security Futures Products Pursuant to Commission Regulation 41.25(a)(3) - Effective December 31, 2015 EWZ, VWO 12/30/2015 Certified 01/14/2016 1