OCX |
Delisting. |
ETF's |
05/22/2008 |
Certified |
05/22/2008 |
|
1 |
OCX |
Withdrawal of one security futures product. |
AMCORE Financial, Inc. |
04/30/2010 |
Certified |
05/06/2010 |
|
1 |
OCX |
Name change. |
iShares S&P N. American Technology Software Index |
05/22/2008 |
Certified |
05/22/2008 |
|
1 |
OCX |
Rule Numbers - Supplement number 744 to Rule 905. Name Change from iShares Lehman 20+ Year Treasury Bond Fund to iShares Barclays 20+ Year Treasury bond Fund. |
OCX Rule Self Cert. |
04/21/2009 |
Certified |
04/21/2009 |
|
1 |
OCX |
Withdraw one SFP |
A-Power Energy Generation Systems |
09/20/2011 |
Certified |
09/20/2011 |
|
1 |
OCX |
Delist one SFP |
SFP |
06/05/2013 |
Certified |
06/05/2013 |
|
1 |
OCX |
Delist 50 SFPs |
SFPs |
06/12/2014 |
Certified |
06/12/2014 |
|
1 |
OCX |
Delisting of two SSF products |
RowUnderlying SymbolUnderlying Security NameFutures Symbol1UNXLUni-Pixel IncUNXL1C2UNXLUni-Pixel IncUNXL1D |
07/14/2015 |
Certified |
07/14/2015 |
|
1 |
OCX |
Amending Position Limits for Certain Security Futures Products Pursuant to Commission Regulation 41.25(a)(3) - Effective May 18, 2016 |
ABX, AMLP, BBD, C, ECA, ETE, EWZ, FTR, JCP, JPM, MS, MT, NFLX, ORCL, RF, SWN, TWTR, VRX, VZ, WFT, WLL, XLU, XOM, XOP, YHOO |
05/17/2016 |
Certified |
06/01/2016 |
|
1 |
OCX |
Delisting of 1 SSF |
AWH1D |
08/02/2017 |
Certified |
08/02/2017 |
|
1 |
OCX |
Product delisting |
RowUnderlying SymbolUnderlying Security Name Futures Symbol1HLSS Home Loan Servicing Solutions LtdHLSS1C2HLSS Home Loan Servicing Solutions LtdHLSS1D |
04/14/2015 |
Certified |
04/14/2015 |
|
1 |
OCX |
Relisting of SFP - MELA Sciences Inc |
SFP - MELA Sciences Inc |
11/01/2010 |
Certified |
11/01/2010 |
|
0 |
OCX |
Relisting SFP |
SFP |
08/17/2010 |
Certified |
08/17/2010 |
|
1 |
OCX |
Withdraw one SFP |
CHINA NATURAL GAS, INC. |
09/23/2011 |
Certified |
09/23/2011 |
|
1 |
OCX |
Delisting of 20 SSF products |
DPK1C, DPS1C, DRN1C, DRV1C, DST1C, DSX1C, DTE1C, DUG1C, DUK1C, DVA1C, DVN1C, E1C, EBAY1C, EBIX1C, EC1C, ED1C, EDU1C, EDZ1C, EELV1C, EEM1C, |
10/29/2015 |
Certified |
10/29/2015 |
|
1 |
OCX |
Amending Position Limits for Certain Security Futures Products |
BABA, CSCO, NVDA, ORCL, PBR, S, WFT |
02/14/2018 |
Certified |
03/01/2018 |
|
1 |
OCX |
Corrects minimum tick value to $1.00 per contract from $10.00 per contract. |
Gold ETF |
01/04/2008 |
Certified |
05/30/2008 |
|
1 |
OCX |
Commence trading |
SPDR GOLD Shares ("GLD") |
05/30/2008 |
Certified |
05/30/2008 |
|
1 |
OCX |
Amending Position Limits for Certain Security Futures Products Pursuant to Commission Regulation 41.25(a)(3) |
FTR, FXI, GDXJ, JCP, JPM, S, UVXY, X |
08/03/2017 |
Certified |
08/17/2017 |
|
1 |
OCX |
Delisting of two SSF's;SWYSafeway Inc.SWY1CSWYSafeway Inc.SWY1D |
SWYSafeway Inc.SWY1CSWYSafeway Inc.SWY1D |
01/29/2015 |
Certified |
01/29/2015 |
|
1 |
OCX |
Delisting of 1 SSF |
SUNE1C |
05/18/2016 |
Certified |
05/18/2016 |
|
1 |
OCX |
Withdraw two SFPs |
SFPs |
10/27/2011 |
Certified |
10/27/2011 |
|
1 |
OCX |
Delisting 10 SFPs |
SFPs |
05/01/2014 |
Certified |
05/01/2014 |
|
1 |
OCX |
Amending Position Limits for Certain Security Futures Products Pursuant to Commission Regulation 41.25(a)(3) - Effective August 12, 2016 |
ABEV, AMD, BBD, DUST, ETE, KMI, NFLX, UVXY, VXX, VZ, WFC, WFT, XLE, XOP, YHOO |
08/11/2016 |
Certified |
08/25/2016 |
|
1 |
OCX |
Delisting of four SSFs. |
CFC2C, RBS2, WEN2C, XMSR2C |
11/11/2008 |
Certified |
11/11/2008 |
|
1 |
OCX |
Delisting of six NBIs, which have no open interest. |
Select Index R-Y |
12/24/2008 |
Certified |
12/24/2008 |
|
1 |
OCX |
Withdrawal of one security futures product. |
Max Capital Group Ltd. |
05/13/2010 |
Certified |
05/17/2010 |
|
1 |
OCX |
Delisting of EEB single stock futures |
EEB1D |
02/07/2020 |
Certified |
02/07/2020 |
|
1 |
OCX |
Changes position limit and position accoutability levels for products eligible for increased position limits or position accountability levels. |
68 security futures products |
01/20/2011 |
Certified |
01/20/2011 |
|
1 |
OCX |
Withdraw one SFP |
China GrenTech Corp Ltd-ADR |
04/13/2012 |
Certified |
04/13/2012 |
|
1 |
OCX |
Delisting of one SSF |
HNT1D |
03/28/2016 |
Certified |
03/28/2016 |
|
1 |
OCX |
Delisting 9 SFPs |
OCX Select Index contracts |
06/20/2011 |
Certified |
06/20/2011 |
|
1 |
OCX |
Delist one SFP |
SFP |
12/17/2013 |
Certified |
12/17/2013 |
|
1 |
OCX |
Decrease the speculative position limit level to 1.000 contracts from 1,350 contracts. |
Slect Index XOEI |
01/15/2009 |
Certified |
01/27/2009 |
|
1 |
OCX |
Withdraw one SFP |
China-Biotics, Inc. - Div |
07/06/2011 |
Certified |
07/06/2011 |
|
1 |
OCX |
Delisting of 1 SSF product |
RowUnderlying SymbolUnderlying Security NameFutures Symbol1EXXIEnergy XXI Bermuda LtdEXXI1D |
07/17/2015 |
Certified |
07/17/2015 |
|
1 |
OCX |
Amending the Physical Delivery Settlement Cycle of Monthly OCX.NoDivRisk Products |
All Monthly OCX.NoDivRisk Futures Contracts |
12/01/2015 |
Certified |
12/15/2015 |
|
1 |
OCX |
Amending Position Limits for Certain Security Futures Products Pursuant to Commission Regulation 41.25(a)(3) |
FB, GDXJ, KMI, RF, RIG, S, UVXY |
02/06/2017 |
Certified |
02/21/2017 |
|
1 |
OCX |
Withdraw one SFP |
One SFP |
01/18/2012 |
Certified |
01/18/2012 |
|
1 |
OCX |
Delisting of 1 SSF |
STE1D |
10/30/2015 |
Certified |
10/30/2015 |
|
1 |
OCX |
Delist 33 SFPs |
SFPs |
11/13/2012 |
Certified |
11/13/2012 |
|
1 |
OCX |
Amending Position Limits for Certain Security Futures Products Pursuant to Commission Regulation 41.25(a)(3) |
CLF, FXI, GM, JNUG, NUGT, TWTR, UVXY, VZ |
05/10/2017 |
Certified |
05/24/2017 |
|
1 |
OCX |
Amends maintenance standards for security futures products based on a single security to permit futures based on securities eligible under the maintenance standards for options traded on a national securities exchange |
None |
12/23/2009 |
Certified |
03/01/2010 |
|
1 |
OCX |
Delisting of 12 narrow-based security index futures |
12 narrow-based security index futures |
12/23/2009 |
Certified |
12/28/2009 |
|
1 |
OCX |
Delisting of 2 SSFs |
MDXG1D, SIGM1D |
12/19/2018 |
Certified |
12/19/2018 |
|
1 |
OCX |
Temporary delisting. |
First Data Corp./Telefonos de Mexico |
05/22/2007 |
Certified |
05/22/2007 |
|
0 |
OCX |
Delisting. |
Commerce Bancshares, Inc. |
11/13/2008 |
Certified |
11/13/2008 |
|
1 |
OCX |
Delisting |
Two SSFs, Hercules Incorporated, Circuit City |
11/14/2008 |
Certified |
11/14/2008 |
|
1 |
OCX |
Withdraw one SFP |
SFP |
08/14/2012 |
Certified |
08/14/2012 |
|
1 |
OCX |
Delisting of 19 SSF products |
EGF1C, EIX1C, ELD1C, ELNK1C, EMB1C, EMC1C, EMN1C, EMR1C, ENDP1C, ENI1C, ENLC1C, EOC1C, EOG1C, EPAM1C, EPI1C, EQM1C, EQR1C, RPRX1C, RPRX1D, |
11/02/2015 |
Certified |
11/02/2015 |
|
1 |