Product Terms and Conditions Rules - Designated Contract Markets

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Organization Filing Description Products Affected Receipt Date Status Date Remarks Documents
OCX Delisting. ETF's 05/22/2008 Certified 05/22/2008 1
OCX Withdrawal of one security futures product. AMCORE Financial, Inc. 04/30/2010 Certified 05/06/2010 1
OCX Name change. iShares S&P N. American Technology Software Index 05/22/2008 Certified 05/22/2008 1
OCX Rule Numbers - Supplement number 744 to Rule 905. Name Change from iShares Lehman 20+ Year Treasury Bond Fund to iShares Barclays 20+ Year Treasury bond Fund. OCX Rule Self Cert. 04/21/2009 Certified 04/21/2009 1
OCX Withdraw one SFP A-Power Energy Generation Systems 09/20/2011 Certified 09/20/2011 1
OCX Delist one SFP SFP 06/05/2013 Certified 06/05/2013 1
OCX Delist 50 SFPs SFPs 06/12/2014 Certified 06/12/2014 1
OCX Delisting of two SSF products RowUnderlying SymbolUnderlying Security NameFutures Symbol1UNXLUni-Pixel IncUNXL1C2UNXLUni-Pixel IncUNXL1D 07/14/2015 Certified 07/14/2015 1
OCX Amending Position Limits for Certain Security Futures Products Pursuant to Commission Regulation 41.25(a)(3) - Effective May 18, 2016 ABX, AMLP, BBD, C, ECA, ETE, EWZ, FTR, JCP, JPM, MS, MT, NFLX, ORCL, RF, SWN, TWTR, VRX, VZ, WFT, WLL, XLU, XOM, XOP, YHOO 05/17/2016 Certified 06/01/2016 1
OCX Delisting of 1 SSF AWH1D 08/02/2017 Certified 08/02/2017 1
OCX Product delisting RowUnderlying SymbolUnderlying Security Name Futures Symbol1HLSS Home Loan Servicing Solutions LtdHLSS1C2HLSS Home Loan Servicing Solutions LtdHLSS1D 04/14/2015 Certified 04/14/2015 1
OCX Relisting of SFP - MELA Sciences Inc SFP - MELA Sciences Inc 11/01/2010 Certified 11/01/2010 0
OCX Relisting SFP SFP 08/17/2010 Certified 08/17/2010 1
OCX Withdraw one SFP CHINA NATURAL GAS, INC. 09/23/2011 Certified 09/23/2011 1
OCX Delisting of 20 SSF products DPK1C, DPS1C, DRN1C, DRV1C, DST1C, DSX1C, DTE1C, DUG1C, DUK1C, DVA1C, DVN1C, E1C, EBAY1C, EBIX1C, EC1C, ED1C, EDU1C, EDZ1C, EELV1C, EEM1C, 10/29/2015 Certified 10/29/2015 1
OCX Amending Position Limits for Certain Security Futures Products BABA, CSCO, NVDA, ORCL, PBR, S, WFT 02/14/2018 Certified 03/01/2018 1
OCX Corrects minimum tick value to $1.00 per contract from $10.00 per contract. Gold ETF 01/04/2008 Certified 05/30/2008 1
OCX Commence trading SPDR GOLD Shares ("GLD") 05/30/2008 Certified 05/30/2008 1
OCX Amending Position Limits for Certain Security Futures Products Pursuant to Commission Regulation 41.25(a)(3) FTR, FXI, GDXJ, JCP, JPM, S, UVXY, X 08/03/2017 Certified 08/17/2017 1
OCX Delisting of two SSF's;SWYSafeway Inc.SWY1CSWYSafeway Inc.SWY1D SWYSafeway Inc.SWY1CSWYSafeway Inc.SWY1D 01/29/2015 Certified 01/29/2015 1
OCX Delisting of 1 SSF SUNE1C 05/18/2016 Certified 05/18/2016 1
OCX Withdraw two SFPs SFPs 10/27/2011 Certified 10/27/2011 1
OCX Delisting 10 SFPs SFPs 05/01/2014 Certified 05/01/2014 1
OCX Amending Position Limits for Certain Security Futures Products Pursuant to Commission Regulation 41.25(a)(3) - Effective August 12, 2016 ABEV, AMD, BBD, DUST, ETE, KMI, NFLX, UVXY, VXX, VZ, WFC, WFT, XLE, XOP, YHOO 08/11/2016 Certified 08/25/2016 1
OCX Delisting of four SSFs. CFC2C, RBS2, WEN2C, XMSR2C 11/11/2008 Certified 11/11/2008 1
OCX Delisting of six NBIs, which have no open interest. Select Index R-Y 12/24/2008 Certified 12/24/2008 1
OCX Withdrawal of one security futures product. Max Capital Group Ltd. 05/13/2010 Certified 05/17/2010 1
OCX Delisting of EEB single stock futures EEB1D 02/07/2020 Certified 02/07/2020 1
OCX Changes position limit and position accoutability levels for products eligible for increased position limits or position accountability levels. 68 security futures products 01/20/2011 Certified 01/20/2011 1
OCX Withdraw one SFP China GrenTech Corp Ltd-ADR 04/13/2012 Certified 04/13/2012 1
OCX Delisting of one SSF HNT1D 03/28/2016 Certified 03/28/2016 1
OCX Delisting 9 SFPs OCX Select Index contracts 06/20/2011 Certified 06/20/2011 1
OCX Delist one SFP SFP 12/17/2013 Certified 12/17/2013 1
OCX Decrease the speculative position limit level to 1.000 contracts from 1,350 contracts. Slect Index XOEI 01/15/2009 Certified 01/27/2009 1
OCX Withdraw one SFP China-Biotics, Inc. - Div 07/06/2011 Certified 07/06/2011 1
OCX Delisting of 1 SSF product RowUnderlying SymbolUnderlying Security NameFutures Symbol1EXXIEnergy XXI Bermuda LtdEXXI1D 07/17/2015 Certified 07/17/2015 1
OCX Amending the Physical Delivery Settlement Cycle of Monthly OCX.NoDivRisk Products All Monthly OCX.NoDivRisk Futures Contracts 12/01/2015 Certified 12/15/2015 1
OCX Amending Position Limits for Certain Security Futures Products Pursuant to Commission Regulation 41.25(a)(3) FB, GDXJ, KMI, RF, RIG, S, UVXY 02/06/2017 Certified 02/21/2017 1
OCX Withdraw one SFP One SFP 01/18/2012 Certified 01/18/2012 1
OCX Delisting of 1 SSF STE1D 10/30/2015 Certified 10/30/2015 1
OCX Delist 33 SFPs SFPs 11/13/2012 Certified 11/13/2012 1
OCX Amending Position Limits for Certain Security Futures Products Pursuant to Commission Regulation 41.25(a)(3) CLF, FXI, GM, JNUG, NUGT, TWTR, UVXY, VZ 05/10/2017 Certified 05/24/2017 1
OCX Amends maintenance standards for security futures products based on a single security to permit futures based on securities eligible under the maintenance standards for options traded on a national securities exchange None 12/23/2009 Certified 03/01/2010 1
OCX Delisting of 12 narrow-based security index futures 12 narrow-based security index futures 12/23/2009 Certified 12/28/2009 1
OCX Delisting of 2 SSFs MDXG1D, SIGM1D 12/19/2018 Certified 12/19/2018 1
OCX Temporary delisting. First Data Corp./Telefonos de Mexico 05/22/2007 Certified 05/22/2007 0
OCX Delisting. Commerce Bancshares, Inc. 11/13/2008 Certified 11/13/2008 1
OCX Delisting Two SSFs, Hercules Incorporated, Circuit City 11/14/2008 Certified 11/14/2008 1
OCX Withdraw one SFP SFP 08/14/2012 Certified 08/14/2012 1
OCX Delisting of 19 SSF products EGF1C, EIX1C, ELD1C, ELNK1C, EMB1C, EMC1C, EMN1C, EMR1C, ENDP1C, ENI1C, ENLC1C, EOC1C, EOG1C, EPAM1C, EPI1C, EQM1C, EQR1C, RPRX1C, RPRX1D, 11/02/2015 Certified 11/02/2015 1