Product Terms and Conditions Rules - Designated Contract Markets

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Organization Filing Description Products Affected Receipt Date Status Date Remarks Documents
OCX Delisting of 1 SSF USG1D 08/17/2018 Certified 08/17/2018 1
OCX Amending Position Limits for Certain Security Futures Products BBD, FB, FOX, FOXA, IAU, KMI, ORCL, VEA, VWO, VZ, XLE, XLP 07/08/2019 Certified 07/22/2019 1
OCX Delisting of four (4) SSF products RowUnderlying SymbolUnderlying Security NameFutures Symbol1KEPKorea Electric Power CorpKEP1D2KTKT CorporationKT1D3PKXPOSCOPKX1D4SKMSK Telecom Co LtdSKM1D 07/13/2015 Certified 07/13/2015 1
OCX Delisting of GNC single stock futures GNC1D, GNC1M, GNC1T, GNC1W, GNC1H, GNC1F, GNC2M, GNC2T, GNC2W, GNC2H, GNC2F, GNC3M, GNC3T, GNC3W, GNC3H, GNC3F, GNC4M, GNC4T, GNC4W, GNC4H, GNC4F, GNC5M, GNC5T, GNC5W, GNC5H, GNC5F 07/01/2020 Certified 07/01/2020 1
OCX Delist one SFP SFP 10/24/2013 Certified 10/24/2013 1
OCX Delisting of OXY single stock futures OXY1D, OXY1I, OXY1J, OXY1K, OXY1L, OXY1M, OXY1T, OXY1W, OXY1H, OXY1F, OXY2M, OXY2T, OXY2W, OXY2H, OXY2F, OXY3M, OXY3T, OXY3W, OXY3H, OXY3F, OXY4M, OXY4T, OXY4W, OXY4H, OXY4F, OXY5M, OXY5T, OXY5W, OXY5H, OXY5F 07/01/2020 Certified 07/01/2020 1
OCX Delisting of an adjusted contract which has no open interest. RBS2C The Royal Bank of Scotland Group Plc 09/12/2008 Certified 09/12/2008 1
OCX Resumption of listing three security futures products. Three Security Futures Products 08/05/2010 Certified 08/10/2010 1
OCX Delisting of 1 SSF. SUNE1D 06/21/2016 Certified 06/21/2016 1
OCX Delisting of 1 SSF KLXI1D 08/20/2018 Certified 08/20/2018 1
OCX Change in Contract Specification for Supplement #1 thru #1336. OCE Rule Self Cert. 06/22/2009 Certified 06/22/2009 1
OCX Withdraw one SFP Evergreen Solar, Inc. 08/23/2011 Certified 08/23/2011 0
OCX Withdraw 14 SFPs SFPs 03/23/2012 Certified 03/23/2012 1
OCX Rule 905 and 902 Specifications Supplement OCX Self Cert. 06/24/2009 Certified 06/24/2009 1
OCX Withdraw one SFP ALLIED IRISH BANKS-SPONS ADR - Div 08/25/2011 Certified 08/25/2011 1
OCX Delisting of APU single stock futures APU1D 08/21/2019 Certified 08/21/2019 1
OCX Delisting of 45 SFPs SFPs 08/09/2010 Certified 08/09/2010 1
OCX Delist two SFPs SFPs 10/05/2012 Certified 10/05/2012 1
OCX Amending Position Limits for Certain Security Futures Products Pursuant to Commission Regulation 41.25(a)(3) - Effective December 31, 2015 EWZ, VWO 12/30/2015 Certified 01/14/2016 1
OCX Delisting. ETF's 05/22/2008 Certified 05/22/2008 1
OCX Withdrawal of one security futures product. AMCORE Financial, Inc. 04/30/2010 Certified 05/06/2010 1
OCX Name change. iShares S&P N. American Technology Software Index 05/22/2008 Certified 05/22/2008 1
OCX Rule Numbers - Supplement number 744 to Rule 905. Name Change from iShares Lehman 20+ Year Treasury Bond Fund to iShares Barclays 20+ Year Treasury bond Fund. OCX Rule Self Cert. 04/21/2009 Certified 04/21/2009 1
OCX Withdraw one SFP A-Power Energy Generation Systems 09/20/2011 Certified 09/20/2011 1
OCX Delist one SFP SFP 06/05/2013 Certified 06/05/2013 1
OCX Delist 50 SFPs SFPs 06/12/2014 Certified 06/12/2014 1
OCX Delisting of two SSF products RowUnderlying SymbolUnderlying Security NameFutures Symbol1UNXLUni-Pixel IncUNXL1C2UNXLUni-Pixel IncUNXL1D 07/14/2015 Certified 07/14/2015 1
OCX Amending Position Limits for Certain Security Futures Products Pursuant to Commission Regulation 41.25(a)(3) - Effective May 18, 2016 ABX, AMLP, BBD, C, ECA, ETE, EWZ, FTR, JCP, JPM, MS, MT, NFLX, ORCL, RF, SWN, TWTR, VRX, VZ, WFT, WLL, XLU, XOM, XOP, YHOO 05/17/2016 Certified 06/01/2016 1
OCX Delisting of 1 SSF AWH1D 08/02/2017 Certified 08/02/2017 1
OCX Product delisting RowUnderlying SymbolUnderlying Security Name Futures Symbol1HLSS Home Loan Servicing Solutions LtdHLSS1C2HLSS Home Loan Servicing Solutions LtdHLSS1D 04/14/2015 Certified 04/14/2015 1
OCX Relisting of SFP - MELA Sciences Inc SFP - MELA Sciences Inc 11/01/2010 Certified 11/01/2010 0
OCX Relisting SFP SFP 08/17/2010 Certified 08/17/2010 1
OCX Withdraw one SFP CHINA NATURAL GAS, INC. 09/23/2011 Certified 09/23/2011 1
OCX Delisting of 20 SSF products DPK1C, DPS1C, DRN1C, DRV1C, DST1C, DSX1C, DTE1C, DUG1C, DUK1C, DVA1C, DVN1C, E1C, EBAY1C, EBIX1C, EC1C, ED1C, EDU1C, EDZ1C, EELV1C, EEM1C, 10/29/2015 Certified 10/29/2015 1
OCX Amending Position Limits for Certain Security Futures Products BABA, CSCO, NVDA, ORCL, PBR, S, WFT 02/14/2018 Certified 03/01/2018 1
OCX Corrects minimum tick value to $1.00 per contract from $10.00 per contract. Gold ETF 01/04/2008 Certified 05/30/2008 1
OCX Commence trading SPDR GOLD Shares ("GLD") 05/30/2008 Certified 05/30/2008 1
OCX Amending Position Limits for Certain Security Futures Products Pursuant to Commission Regulation 41.25(a)(3) FTR, FXI, GDXJ, JCP, JPM, S, UVXY, X 08/03/2017 Certified 08/17/2017 1
OCX Delisting of two SSF's;SWYSafeway Inc.SWY1CSWYSafeway Inc.SWY1D SWYSafeway Inc.SWY1CSWYSafeway Inc.SWY1D 01/29/2015 Certified 01/29/2015 1
OCX Delisting of 1 SSF SUNE1C 05/18/2016 Certified 05/18/2016 1
OCX Withdraw two SFPs SFPs 10/27/2011 Certified 10/27/2011 1
OCX Delisting 10 SFPs SFPs 05/01/2014 Certified 05/01/2014 1
OCX Amending Position Limits for Certain Security Futures Products Pursuant to Commission Regulation 41.25(a)(3) - Effective August 12, 2016 ABEV, AMD, BBD, DUST, ETE, KMI, NFLX, UVXY, VXX, VZ, WFC, WFT, XLE, XOP, YHOO 08/11/2016 Certified 08/25/2016 1
OCX Delisting of four SSFs. CFC2C, RBS2, WEN2C, XMSR2C 11/11/2008 Certified 11/11/2008 1
OCX Delisting of six NBIs, which have no open interest. Select Index R-Y 12/24/2008 Certified 12/24/2008 1
OCX Withdrawal of one security futures product. Max Capital Group Ltd. 05/13/2010 Certified 05/17/2010 1
OCX Delisting of EEB single stock futures EEB1D 02/07/2020 Certified 02/07/2020 1
OCX Changes position limit and position accoutability levels for products eligible for increased position limits or position accountability levels. 68 security futures products 01/20/2011 Certified 01/20/2011 1
OCX Withdraw one SFP China GrenTech Corp Ltd-ADR 04/13/2012 Certified 04/13/2012 1
OCX Delisting of one SSF HNT1D 03/28/2016 Certified 03/28/2016 1