OCX |
Amending Position Limits for Certain Security Futures Products Pursuant to Commission Regulation 41.25(a)(3) - Effective April 10, 2015 |
AA, AAPL, BABA, BBRY, C, EMC, EWJ, EWZ, FCX, GDX, HAL, HPQ, JPM, MS, NOK, ORCL, PBR, PBRA, RAD, RF, S, TWTR, USO, UVXY, VALE, VXX, WFC, and XLE. |
04/09/2015 |
Certified |
04/23/2015 |
|
1 |
OCX |
Amending Position Limits for Certain Security Futures Products Pursuant to Commission Regulation 41.25(a)(3) - Effective September 4, 2015 |
AA, AMAT, CHK, FTR, FXI, NFLX, NOK, NUGT, S |
09/03/2015 |
Certified |
09/18/2015 |
|
1 |
OCX |
Amending Position Limits for Certain Security Futures Products Pursuant to Commission Regulation 41.25(a)(3) |
AA, C, EWZ, FB, FXI, KEY, RIG, UVXY, WFT, XLE |
11/07/2016 |
Certified |
11/22/2016 |
|
1 |
OCX |
Delisting of AABA single stock futures |
AABA1D, AABA1M, AABA1T, AABA1W, AABA1H, AABA1F, AABA2M, AABA2T, AABA2W, AABA2H, AABA2F, AABA3M, AABA3T, AABA3W, AABA3H, AABA3F, AABA4M, AABA4T, AABA4W, AABA4H, AABA4F, AABA5M, AABA5T, AABA5W, AABA5H, AABA5F |
10/01/2019 |
Certified |
10/01/2019 |
|
1 |
OCX |
Delisting of Traditional Single Stock Futures with No Open Interest |
AAPL1C,MDCO1C,PBR1C,SNA1C,UN1C,ABB1C,MDLZ1C,PCAR1C,SNI1C,UNG1C,AU1C,MDT1C,PCG1C,SNP1C,UNH1C,BCE1C,MELI1C,PCLN1C,SO1C,UNP1C,BIDU1C,MET1C,PDLI1C,SODA1C,UPRO1C,BMO1C,MFC1C,PDM1C,SOXX1C,UPS1C,BNS1C,MGM1C,PEG1C,SPG1C,URBN1C,CCJ1C,MHK1C,PEP1C,SPGI1C,URE1C |
04/06/2017 |
Certified |
04/06/2017 |
|
2 |
ICE US |
Amendments to Resolution No. 2 of Chapter 18 |
AB NIT (7a/5a) Index FutureAB NIT 5a Swing Future |
07/31/2018 |
Certified |
08/14/2018 |
|
1 |
ICE US |
Delisting of NGA futures |
AB NIT ICE-NGX Same Day 5a Fixed Price Future |
07/24/2019 |
Certified |
07/24/2019 |
|
1 |
OCX |
Amending Position Limits for Certain Security Futures Products Pursuant to Commission Regulation 41.25(a)(3) |
ABEV, ABX, DUST, ECA, ETE, JPM, MS, NUGT, RF, XLU |
09/08/2016 |
Certified |
09/22/2016 |
|
1 |
OCX |
Amending Position Limits for Certain Security Futures Products Pursuant to Commission Regulation 41.25(a)(3) |
ABEV, AKS, C, FXI, GM, JCP, JNUG, MT, UVXY, WFC, XLU |
06/09/2017 |
Certified |
06/23/2017 |
|
1 |
OCX |
Amending Position Limits for Certain Security Futures Products Pursuant to Commission Regulation 41.25(a)(3) - Effective August 12, 2016 |
ABEV, AMD, BBD, DUST, ETE, KMI, NFLX, UVXY, VXX, VZ, WFC, WFT, XLE, XOP, YHOO |
08/11/2016 |
Certified |
08/25/2016 |
|
1 |
OCX |
Amending Position Limits for Certain Security Futures Products Pursuant to Commission Regulation 41.25(a)(3) |
ABEV, BABA, ECA, GDXJ, ITUB, MRO, RAD, SWN, UVXY, VXX, WFC |
10/06/2016 |
Certified |
10/21/2016 |
|
1 |
OCX |
Amending Position Limits for Certain Security Futures Products Pursuant to Commission Regulation 41.25(a)(3) |
ABEV, C, CSCO, EWJ, EWZ, FB, FXI, JNUG, JPM, SWN, XLE, XLU |
12/08/2016 |
Certified |
12/22/2016 |
|
1 |
OCX |
Amending Position Limits for Certain Security Futures Products Pursuant to Commission Regulation 41.25(a)(3) - Effective April 18, 2016 |
ABEV, CHK, DUST, EFA, ETE, HPQ, KMI, MRO, NFLX, RAD, SIRI, SUNE, SWN, UVXY, VRX, WFC, WLL, XLE, XOP |
04/15/2016 |
Certified |
04/29/2016 |
|
1 |
OCX |
Amending Position Limit For Certain Security Futures Products |
ABEV, CSCO, KR, PBR, USO, WFT, XOP |
01/09/2018 |
Certified |
01/24/2018 |
|
1 |
OCX |
Amending Position Limits for Certain Security Futures Products |
ABEV, PBR, JPM, SQ, XLE, EWZ |
06/19/2018 |
Certified |
07/03/2018 |
|
1 |
OCX |
Amending Position Limits for Certain Security Futures Products Pursuant to Commission Regulation 41.25(a)(3) - Effective November 24, 2015 |
ABX, AMAT, ITUB, NOK, NUGT, S |
11/23/2015 |
Certified |
12/08/2015 |
|
1 |
OCX |
Amending Position Limits for Certain Security Futures Products Pursuant to Commission Regulation 41.25(a)(3) - Effective May 18, 2016 |
ABX, AMLP, BBD, C, ECA, ETE, EWZ, FTR, JCP, JPM, MS, MT, NFLX, ORCL, RF, SWN, TWTR, VRX, VZ, WFT, WLL, XLU, XOM, XOP, YHOO |
05/17/2016 |
Certified |
06/01/2016 |
|
1 |
OCX |
Amending Position Limits for Certain Security Futures Products |
ABX, VRX, XLE |
07/07/2017 |
Certified |
07/21/2017 |
|
1 |
NFX |
An amendment to Rulebook Appendix A to expand the permitted listing of Contract months in certain NFX energy Futures Contracts. |
ADBQ,MSBQ,MSEQ,ADDQ,AOBQ,AOEQ,NIBQ,PNBQ,PNEQ,NIDQ,NICQ,NIEQ,MCCQ,MCBQ,MCEQ,MCDQ,CPBQ, CPEQ |
12/14/2017 |
Certified |
12/29/2017 |
|
2 |
NYMEX |
Add CME GLOBEX as a trading venue for six electricity contracts. |
Add GLOBEX as trading venue for 6 electricity swap |
05/26/2010 |
Certified |
05/26/2010 |
|
1 |
ICE US |
Administrative changes to PJM Daily Load Futures |
Administrative changes to PJM Daily Load Futures |
11/29/2013 |
Certified |
11/29/2013 |
|
1 |
COMEX |
Amendments adopting delivery facilities, weighmasters, load-out rates, storage charges, aluminum brands and assayers for the new COMEX Aluminum contract. |
Adopt delivery facilities for COMEX Aluminum fut |
05/08/2014 |
Certified |
05/08/2014 |
|
1 |
NFX |
Adoption of Position Accountability acceptable practices in Commission Rule 151.11 |
Adopt Position Accountability Acceptable Practices |
01/19/2012 |
Certified |
02/03/2012 |
|
1 |
CME |
Adopting Single-Month Limit for GSCI and GSCI ER futures |
Adopting Single-Month Limit for GSCI and GSCI ER |
04/10/2013 |
Certified |
04/24/2013 |
|
1 |
MIAX |
Amendments to Hard Red Spring Wheat futures to adopt vomitoxin limits for delivery against the futures contract and increase storage charges for wheat in approved elevators. |
Adopting vomitoxin limits, increase storage charge |
12/13/2011 |
Certified |
12/28/2011 |
|
1 |
OCX |
Amend position limits to reflect number of shares underlying the ADR. |
ADR SFPs |
02/14/2008 |
Certified |
03/13/2008 |
|
1 |
OCX |
Amend position limit levels to be equivalent to 13,500 (100-share) contracts. |
ADR SFPs |
11/29/2007 |
Certified |
12/20/2007 |
|
2 |
OCX |
Amend speculative position limits for security futures based on ADRs to 13,500 ADRs rather than the equivalent of 13,500 100-share contracts in the underlying stock. |
ADR SFPs |
08/22/2008 |
Certified |
09/17/2008 |
|
1 |
OCX |
Withdraw one SSF |
Advanced Battery Technologies, Inc. |
11/30/2011 |
Certified |
11/30/2011 |
|
1 |
OCX |
Product withdrawal |
Advanta, Colonial BancGroup, Corus, Medis Tech |
08/20/2009 |
Certified |
08/21/2009 |
|
1 |
NYMEX |
Delisting of AECO/NIT Basis Swap Futures. |
AECO/NIT Basis Swap |
08/18/2009 |
Certified |
08/18/2009 |
|
1 |
NYMEX |
All listed contract months with open interest beginning with October 2009 will be cash settled on August 31, 2009, using an Exchange survey. Thereafter, the Exchange will delist the AECO/NIT basis swap futures contract. |
AECO/NIT Basis Swap |
04/24/2009 |
Certified |
04/24/2009 |
|
1 |
NYMEX |
Correction of settlement description. |
AEP and NI hub electricity contracts |
03/01/2012 |
Certified |
03/16/2012 |
|
1 |
NADEX |
Amends Exchange hours and contract specific listing hours for the week of June 29, 2015 to accommodate the 'leap second' which will be added at 07:59:60pm ET, and in observance of the 2015 Independence Day Holiday. |
Affects all products. |
05/22/2015 |
Certified |
06/08/2015 |
|
1 |
ICE US |
Adjustments to power contract limits and levels |
Affects most of the power contracts |
12/27/2013 |
Certified |
01/14/2014 |
|
1 |
OCX |
Delisting of AGN single stock futures |
AGN2D, AGN2K, AGN2L, AGN2I |
05/19/2020 |
Certified |
05/19/2020 |
|
1 |
ICE US |
Change to delivery facilities. |
Agricultural |
09/12/2007 |
Certified |
09/12/2007 |
|
1 |
CBOT |
Change to listing schedule. |
Agricultural Calendar Spread Options |
10/25/2013 |
Certified |
11/11/2013 |
|
1 |
MIAX |
Recertify the listing of dormant contracts. |
Agricultural Indices |
09/08/2011 |
Certified |
09/12/2011 |
|
1 |
CBOT |
Contract strike bands are now based on a quarterly reference price rather thana daily reference price & dynamic strike price listing. |
Agricultural Option |
08/05/2008 |
Certified |
08/05/2008 |
|
1 |
ICE US |
The Exchange is re-certifying Dominant Agricultural Options Contracts - US Corn, US Wheat, US Soybean, US Soybean Oil, US Soybean Meal and Cocoa Calendar Spread. |
Agricultural Options Contracts |
08/29/2016 |
Certified |
09/13/2016 |
|
1 |
ICE US |
The Exchange is re-certifying dormant weekly agricultural option contracts. |
Agricultural Options Contracts |
11/22/2017 |
Certified |
12/07/2017 |
|
1 |
ICE US |
The Exchange is re-certifying certain dormant Agricultural Options Contracts. |
Agricultural Options Contracts |
01/25/2019 |
Certified |
02/08/2019 |
|
1 |
ICE US |
The Exchange is re-certifying certain agricultural option contracts that have become dormant. |
Agricultural Options Contracts |
08/03/2017 |
Certified |
08/17/2017 |
|
1 |
ICE US |
The Exchange is re-certifying certain dormant Agricultural Options Contracts. |
Agricultural Options Contracts |
08/22/2018 |
Certified |
08/23/2018 |
|
1 |
MIAX |
Non-substantive changes to the procedures for calculating maximum price fluctuations and strike price listings to accomodate electronic trading protocols, and limiting the value of a cabinet trade to one dollar. |
Agricultural Products |
12/19/2008 |
Certified |
12/19/2008 |
|
1 |
CBOT |
Change to list of delivery facilities. |
Agricultural Products & Ethanol |
02/10/2009 |
Certified |
02/10/2009 |
|
1 |
CBOT |
Harmonizes language and structure of product chapters concerning positions limits and accountability. |
Agricultural, Financial |
02/05/2014 |
Certified |
02/21/2014 |
|
4 |
CBOT |
Change last trading day/expiration for Dec. 2010 agriculture and financial options to November 23, 2010 from Novembe 26, 2010. |
Agriculture and Treasury |
03/28/2007 |
Certified |
03/28/2007 |
|
1 |
CME |
Strike price listing procedure. |
Agriculture, Natural Resources, Commodity Index |
05/31/2011 |
Certified |
05/31/2011 |
|
1 |