OCX |
Delisting of AHGP1D |
AHGP1D |
05/31/2018 |
Certified |
05/31/2018 |
|
1 |
OCX |
Delisting of one SSF which has no open interest. |
AIV2C Apartment Investment and Management Co. |
10/24/2008 |
Certified |
10/24/2008 |
|
1 |
OCX |
Delisting of 33 SSFs |
AIXG1D, BTE1D, CLDX1D, CLNE1D, CNAT1D, CNV1D, CPLP1D, CYH2D, EGO1D, ENIA2D, EOCC2D, EVEP1D, FAX1D, HPY2D, JAH2D, MTW2D, MWW1D, NCT1C, NCT1D, NOG1D, OCN1C, OCN1D, OZM1D, PDS1D, PNK2D, SKUL1D, STB1C, STB1D, TRQ1C, USA1D, VHC1C, VHC1D, ZNGA1C, ZNGA1D |
05/10/2016 |
Certified |
05/10/2016 |
|
1 |
OCX |
Delisting of AKRX single stock futures |
AKRX1D |
06/01/2020 |
Certified |
06/01/2020 |
|
1 |
OCX |
Amending Position Limits for Certain Security Futures Products |
AKS, C, CMCSA, EWZ, FB, FXI, KEY, MRO, NVDA, RAD, SWN, VRX, VWO, VZ, WLL, XLE |
03/09/2017 |
Certified |
03/23/2017 |
|
1 |
OCX |
Delisting of 1 SSF |
AKS1D |
01/20/2016 |
Certified |
01/20/2016 |
|
1 |
OCX |
Amending Position Limits for Certain Security Futures Products |
AKSIWMJPMNOKVZWFCXLEXLPXLU |
09/06/2018 |
Certified |
09/20/2018 |
|
1 |
NYMEX |
Changes the conversion factor. |
Alberta Natural Gas Swing Swap |
05/11/2009 |
Certified |
12/03/2012 |
|
2 |
NYMEX |
Delisting of contract. |
Alberta Pipe Option |
04/14/2009 |
Certified |
04/14/2009 |
|
2 |
KEX |
Weekly notification of rule amendments relating to the week ending 8/28 |
ALBM, CASE, CHIHIGH, CO2, DONDA, FRM, GAS, HOME, HRECNC, HURCAT, HURSZ, INFRALW, JOBS, MTA, NHIGH, ONRRP, RAINNO, RAINNY, RAINSEA, SOFR, TAPER, TSA, TSAW, VAXX, and WKCASE |
11/02/2021 |
Notified |
11/02/2021 |
|
1 |
KEX |
Weekly change to the listing cycle and strike prices for the week ending 8.14.21 |
ALBM; CASE; CPI; DCEIL; DONDA; FRM; GAS; HURFL; JOBS; MTA; NHIGH; RAINNY; RECNC;TSA; TSAW; U3; and VAXX |
11/02/2021 |
Notified |
11/02/2021 |
|
1 |
KEX |
Weekly notification of rule amendments that were made during the week endingAugust 7, 2021 |
ALBM; CASE; CPI; DONDA; FED; FRM; GAS; JOBS; MTA; NHIGH; RAINNY; RECSS; TOKMED;TSA; and VAXX |
11/02/2021 |
Notified |
11/02/2021 |
|
1 |
CBOT |
Grants a temporary waiver of the requirement to annually file an updated application to exceed speculative position limits. |
All |
12/05/2011 |
Certified |
12/19/2011 |
|
1 |
OCX |
Amends contract specifications supplement (rule 905) to support trading and reporting of block and EFP transactions in four decimal places |
All |
07/26/2011 |
Certified |
08/09/2011 |
|
1 |
CME |
Additionall harmonization rules re position limits. Effective 9/14/09. |
All |
08/21/2009 |
Certified |
08/21/2009 |
|
2 |
CBOT |
Additionall harmonization rules re position limits. Effective 9/14/09. |
All |
08/21/2009 |
Certified |
08/21/2009 |
|
2 |
NYMEX |
Additionall harmonization rules re position limits. Effective 9/14/09. |
All |
08/21/2009 |
Certified |
08/21/2009 |
|
2 |
COMEX |
Additionall harmonization rules re position limits. Effective 9/14/09. |
All |
08/21/2009 |
Certified |
08/21/2009 |
|
2 |
COMEX |
Harmonizes CME, CBOT, NYMEX, COMEX rules re position limits, etc. |
All |
07/28/2009 |
Certified |
07/28/2009 |
|
1 |
CME |
CME Rulebook Changes Resulting from Rulebook Harmonization Project |
All |
10/26/2007 |
Certified |
01/30/2008 |
|
1 |
CBOT |
CBOT Rulebook Changes Resulting from Rulebook Harmonization Project. |
All |
10/26/2007 |
Certified |
01/30/2008 |
|
1 |
CBOT |
CBOT Rulebook Changes Resulting from Rulebook Harmonization Project--Supplemental Filing |
All |
10/31/2007 |
Certified |
01/30/2008 |
|
1 |
OCX |
Modify OneChicago Exchange Fees |
All |
01/15/2019 |
Certified |
01/31/2019 |
|
1 |
NADEX |
Amends listing hours for the week of Dec. 30, 2019 for the New Year holiday. Nadex announces 2020 Exchange holidays. |
All |
12/12/2019 |
Certified |
12/27/2019 |
|
1 |
NYMEX |
Clarifying amendments regarding aggregation of positions across contracts for purposes of compliance with speculative position limits and position accountability provisions. |
All |
01/14/2010 |
Certified |
01/14/2010 |
|
1 |
NYMEX |
Eliminates requirement that hedge notice must be filed prior to exceeding limits for positions in the expiring contract month during the last three trading days. Existing language regarding a 5-day look back would apply in such cases. |
All |
07/25/2008 |
Certified |
07/28/2009 |
|
1 |
CBOT |
Amend the window to file for a position limit exemption to 5 days from 1 day. |
All |
12/09/2013 |
Certified |
12/24/2013 |
|
1 |
CME |
Amend the window to file for a position limit exemption to 5 days from 1 day. |
All |
12/09/2013 |
Certified |
12/24/2013 |
|
1 |
COMEX |
Amend the window to file for a position limit exeption to 5 days from 1 day. |
All |
12/09/2013 |
Certified |
12/24/2013 |
|
1 |
NYMEX |
Amend the window to file for a position limit exemption to 5 days from 1 day. |
All |
12/09/2013 |
Certified |
12/24/2013 |
|
1 |
NADEX |
Correction of minor typographical errors in rule 5.20 for position limits |
All |
10/10/2012 |
Certified |
10/24/2012 |
|
1 |
NADEX |
Nadex amends its listing hours during the week of June 29, 2020 to accommodate the July 4th holiday. |
All |
06/12/2020 |
Certified |
06/26/2020 |
|
1 |
OCX |
Updating Position Limits for Certain Security Futures Products |
All |
01/17/2020 |
Certified |
02/03/2020 |
|
1 |
NYMEX |
Harmonizes the position limit, and position accountability provisions with those in the CME and CBOT rulebooks; clarifies Clearing Member's responsibility to ensure that holder of a position can make or take delivery if held to last trading day. |
All |
07/28/2009 |
Certified |
07/28/2009 |
|
1 |
CME |
Harmonizes position limit and position accountability provisions with CBOT and NYMEX provisions; clarifies obligation of Clearing Member to ensure that, prior to the last trading day, a holdier of a posiiton can make or take delivery of the commodity. |
All |
07/28/2009 |
Certified |
07/28/2009 |
|
1 |
CBOT |
Harmonizes position limit and position accountability provisions with CBOT and NYMEX provisions; clarifies obligation of Clearing Member to ensure that, prior to the last trading day, a holdier of a posiiton can make or take delivery of the commodity. |
All |
07/28/2009 |
Certified |
07/28/2009 |
|
1 |
GREENX |
Adds interpretive guidance for determining compliance with position limits and position accountability levels. Several other amendments reviewed by Market Review. |
All |
06/24/2011 |
Certified |
03/12/2013 |
|
1 |
NADEX |
Nadex amends contract listing hours during the week of February 15, 2021 for the 2021 Presidents' Day holiday. |
All |
01/27/2021 |
Certified |
02/10/2021 |
|
1 |
NADEX |
Nadex amends listing hours for the week of December 24, 2018 to accommodate 2018 Christmas Holiday. |
All |
12/07/2018 |
Certified |
12/21/2018 |
|
2 |
NADEX |
Nadex Amends its Product Listing Hours for the week of November 21, 2016 to accommodate the 2016 Thanksgiving Holiday and conform to the underlying markets upon which Nadex contracts are based. |
All |
11/03/2016 |
Certified |
11/18/2016 |
|
1 |
NADEX |
Amendments to holiday trading hours and announcement of 2014 exchange holidays |
All |
12/11/2013 |
Certified |
12/11/2013 |
|
1 |
CME |
Harmonization and revisions to Position Limits Table |
All |
03/15/2013 |
Certified |
03/30/2013 |
|
2 |
CBOT |
Harmonization and revisions to Position Limits Table |
All |
03/15/2013 |
Certified |
03/30/2013 |
|
2 |
COMEX |
Harmonization and revisions to Position Limit Table |
All |
03/15/2013 |
Certified |
03/30/2013 |
|
2 |
NYMEX |
Harmonization and revisions to Position Limits Table |
All |
03/15/2013 |
Certified |
03/30/2013 |
|
2 |
NADEX |
Nadex amends the listing hours for certain contracts for the week of December 26, 2016 to accommodate the Christmas 2016 holiday. |
All |
12/09/2016 |
Certified |
12/23/2016 |
|
1 |
NYLIFFE |
Adds a position accountability provision to its existing rule on position limits. |
All |
03/09/2011 |
Certified |
03/09/2011 |
|
1 |
NADEX |
Nadex announces 2023 holidays on which it may adjust its listing hours and/or not list various contracts. |
ALL |
12/14/2022 |
Certified |
12/29/2022 |
|
1 |
NADEX |
Nadex amends its listing hours to accommodate the 2019 New Year's Holiday, and announces its 2019 Exchange Holidays. |
All |
12/14/2018 |
Certified |
12/14/2018 |
|
2 |
KCBT |
Harmonizes rule provisions with other CME Group exchanges. |
All |
06/14/2013 |
Certified |
06/28/2013 |
|
2 |