Product Terms and Conditions Rules - Designated Contract Markets

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Organization Filing Description Products Affected Receipt Date Status Date Remarks Documents
OCX Delist 2 SFPs SFPs 11/19/2013 Certified 11/19/2013 1
OCX Delisting 50 SFPs SFPs 07/20/2010 Certified 07/23/2010 1
OCX Delist 50 SFPq SFPs 06/05/2014 Certified 06/20/2014 1
OCX Delisting 50 SFPs SFPs 07/26/2010 Certified 07/26/2010 1
OCX Delisting of 10 SFPs SFPs 04/08/2014 Certified 04/22/2014 1
OCX Delist 50 SFPs SFPs 06/10/2014 Certified 06/10/2014 1
OCX Delist 28 SFPs SFPs 11/20/2012 Certified 11/20/2012 1
OCX Delist 16 SFPs SFPs 02/05/2013 Certified 02/05/2013 1
OCX Withdraw two SFPs SFPs 01/04/2012 Certified 01/04/2012 1
OCX Withdraw 34 SFPs SFPs 03/05/2012 Certified 03/05/2012 1
OCX Delisting of 2 SFPs SFPs 02/08/2011 Certified 02/08/2011 1
OCX Delisting 50 SFPs SFPs 08/03/2010 Certified 08/03/2010 1
OCX Withdraw 14 SFPs SFPs 03/23/2012 Certified 03/23/2012 1
OCX Delisting of 45 SFPs SFPs 08/09/2010 Certified 08/09/2010 1
OCX Delist two SFPs SFPs 10/05/2012 Certified 10/05/2012 1
NADEX Rule amendments to allow for the listing of weekly futures contracts SFPs 12/10/2013 Certified 12/24/2013 1
OCX Delist 50 SFPs SFPs 06/12/2014 Certified 06/12/2014 1
OCX Withdraw two SFPs SFPs 10/27/2011 Certified 10/27/2011 1
OCX Delisting 10 SFPs SFPs 05/01/2014 Certified 05/01/2014 1
OCX Delist 33 SFPs SFPs 11/13/2012 Certified 11/13/2012 1
NADEX Delist SFPs SFPs 02/12/2014 Certified 02/12/2014 1
OCX Delist 4 SFPs SFPs 01/24/2014 Certified 01/24/2014 1
OCX Withdraw and delist 4 SFPs SFPs 04/02/2012 Certified 04/02/2012 1
OCX Reduce position limit for Prudential Public Limited Company ADR SFP. Clarify which equity underlies each Loews Corp. SFP. Upadate company names. SFPs 04/18/2008 Certified 04/24/2008 1
OCX Delist 3 SFPs SFPs 12/26/2013 Certified 12/26/2013 1
CME Chapter 710 was amended to delist SFPs on the NASDAQ 100 Tracking Stoc, the S&P Depository Receipts and the iShares Russell 2000. SFPs on 3 ETF 11/24/2010 Certified 11/24/2010 1
OCX Delist 6 SFPs SFPx 09/26/2012 Certified 09/26/2012 1
OCX Delist 24 SFPs SFPx 01/03/2013 Certified 01/03/2013 1
OCX Delisting 29 SFPs SFPx 11/07/2012 Certified 11/07/2012 1
OCX Withdraw three SFPs SFPx 12/19/2011 Certified 12/19/2011 0
CME Delist three SGI WISE stock index futures contracts SGI WISE stock index futures 03/03/2014 Certified 03/03/2014 1
OCX Delisting of 1 SSF SHLD1D 10/23/2018 Certified 10/23/2018 1
CME Notification of a delay in implementing changes in exercise prices Short- and Medium-Term Treasury Note options 11/07/2011 Certified 11/07/2011 1
CBOT Withdraw of October 5, 2011 submission Short- and Medium-Term Treasury Note options 10/05/2011 Certified 10/05/2011 1
CME Notification of change in initial strike prices for 2- and 5-year T Note options. Short- and Medium-Term Treasury Notes 10/04/2011 Certified 10/04/2011 1
CBOT Weekly Notification of Amendments Related to Product Terms and Conditions (Week of January 4, 2016) Short-Term U.S. Treasury Note Futures (2-Year) 01/13/2016 Notified 01/13/2016 2
CBOT Notification Regarding Decrease and Increase of the Position Limits for the Short-Term U.S. Treasury Note Futures (2-Year) and 3-Year U.S. Treasury Note Futures Contracts, Respectively Short-Term U.S. Treasury Note Futures (2-Year), 3-Year U.S. Treasury Note Futures. 09/11/2018 Certified 09/13/2018 3
COMEX Change to strike price listing procedure. Silver 05/20/2011 Certified 05/20/2011 1
NYLIFFE Amend deliverable grade for 5,000 oz silver, exclude "heavy bars." Silver 09/09/2010 Certified 09/15/2011 1
COMEX Change to list of approved refiners and brands. Silver 07/13/2011 Certified 07/13/2011 1
COMEX Clarifies listing schedule for trading months. Silver 11/17/2011 Certified 12/03/2011 1
COMEX Change to list of weighmasters. Silver 10/29/2010 Certified 10/29/2010 1
COMEX Provides for listing of additional non-cycle contract months. Silver 08/23/2012 Certified 09/07/2012 1
COMEX Addition of "KGHM HG" produced by KGHM Polska Miedz S.A. as an acceptable delivery brand. Silver 01/27/2009 Certified 01/27/2009 1
NADEX Emergency notification, closing Silver and Copper contracts for one day, cancelling certain open positions, and amending rulebook to reflect unexpected change in Reuter's scaling of decimal point Silver and Copper Binary and VPH contracts 05/29/2013 Certified 05/29/2013 1
CBOT Changes in lists of licensed depositories. silver and gold 03/29/2007 Certified 03/29/2007 1
USFE Delist for trading its corporate merger binary event futures and options contracts. Silver and Weatherbid Indexes 02/22/2008 Certified 02/22/2008 1
COMEX Weekly Notification of Rule Amendments (Week of June 30, 2014), two new silver brands good for delivery. Silver Futures 07/09/2014 Notified 07/09/2014 1
COMEX Notification Regarding the Increase in the Weight Tolerance in the Silver Futures Contract Silver Futures 09/23/2015 Certified 10/07/2015 1
COMEX Amendment to Supplement No. 2, "Licensed Depositories and Weighmasters for Silver" of the Silver futures contract adding a warehouse facility located at 4 Meco Circle, Wilmington, DE, owned and operated by Delaware Depository Service. Company. Silver Futures Contract 01/19/2010 Certified 01/19/2010 1