| NYLIFFE |
Delist U.S. Treasury Futures contracts |
U.S. Treasury Futures |
01/29/2014 |
Certified |
01/29/2014 |
|
1 |
| KEX |
Amendment to submission 2107-0201-5758-90 |
U3 (What will the unemployment rate be?) |
12/13/2021 |
Withdrawn |
12/16/2021 |
|
2 |
| OCX |
Delisting of 1 SSF "OUBS1D" |
UBS AG |
01/15/2015 |
Certified |
01/15/2015 |
|
1 |
| OCX |
Delisting of Traditional Single Stock Futures with No Open Interest |
UGI1CZSL1C |
04/06/2017 |
Certified |
04/06/2017 |
|
2 |
| ICE US |
Amendments update the name of the foreign exchange rate provider and clarify the time the rates are released by the provider. |
UK NBP Natural Gas Last Day Financial Futures (USD/MMBTU) ("UNF") and Dutch TTF Natural Gas Last Day Financial Futures (USD/MMBTU) ("TLD") |
12/07/2020 |
Notified |
12/07/2020 |
|
1 |
| ICE US |
Amendments to terms and conditions of two Exchange futures contracts |
UK NBP Natural Gas Last Day Financial Futures (USD/MMBtu)Dutch TTF Natural Gas Last Day Financial Futures (USD/MMBTU) |
08/13/2019 |
Certified |
08/27/2019 |
|
1 |
| NYMEX |
Notification of Addition to the List of Regular Delivery Facilities for the ULSD Futures Contract. |
ULSD |
03/26/2014 |
Certified |
03/26/2014 |
|
1 |
| OCX |
Delisting of 10 SSF products |
Underlying Symb/Futures SymbA/A1CAA/AA1CAAL/AAL1CAB/AB1CABBV/ABBV1CABC/ABC1CABEV/ABEV1CABT/ABT1CABX/ABX1CAUY/AUY1D |
09/28/2015 |
Certified |
09/28/2015 |
|
1 |
| OCX |
Delisting of 1 SSF |
Underlying SymbolUnderlying Security NameFutures SymbolAMDAdvanced Micro Devices, Inc.AMD1C |
07/10/2015 |
Certified |
07/10/2015 |
|
1 |
| OCX |
delisting. |
Univision Communications Inc. |
03/29/2007 |
Certified |
03/29/2007 |
|
0 |
| NYMEX |
Non-substantive clarification regarding grade for three unleaded gasoline contracts |
Unleaded Gasoline |
06/02/2010 |
Certified |
06/02/2010 |
|
1 |
| OCX |
Delisting one (1) SSF |
UPL1D, UPL1M, UPL2M, UPL1T, UPL1W, UPL1H, UPL1F, UPL5F |
05/02/2016 |
Certified |
05/02/2016 |
|
2 |
| NYMEX |
Extend the listing schedule. |
Uraniun |
06/28/2007 |
Certified |
06/28/2007 |
|
1 |
| NADEX |
EMERGENCY ACTION: In light of the CME's decision to close its US Indices markets on Dec. 5, 2018 for the National Day of Mourning, Nadex will likewise not offer its US Index contracts on this day, as the Nadex contracts are based upon the CME markets. |
US 500 Binary and Variable Payout Contracts; US SmallCap 2000 Binary and Variable Payout Contracts; US Tech 100 Binary and Variable Payout Contracts; Wall Street 30 Binary and Variable Payout Contracts |
12/03/2018 |
Certified |
12/17/2018 |
|
2 |
| NADEX |
Nadex Adds Discretionary Strikes in its Daily US Indices and Germany 30 Binaries, and in its Intraday 20-Minute US Indices Binaries; and Halts Certain Intraday 5-Minute Binary Contracts |
US 500 Binary Contract; US Tech 100 Binary Contract; US SmallCap 2000 Binary Contract, Wall Street 30 Binary Contract; Germany 30 Binary Contract; Currency Exchange EUR/USD, GBP/USD, USD/JPY, AUD/USD Binary contracts |
01/30/2015 |
Notified |
01/30/2015 |
|
1 |
| NADEX |
Nadex added additional strike levels on a discretionary basis in its Daily US Tech 100, Wall Street 30, US 500, and Daily US SmallCap 2000 Binary Contracts on 9/25/14 due to volitility in the underlying markets on that day. |
US 500 Binary Contracts, US SmallCap 2000 Binary Contracts, US Tech 100 Binary Contracts, Wall Street 30 Binary Contracts |
09/26/2014 |
Notified |
09/26/2014 |
|
1 |
| NADEX |
Nadex adds discretionary strikes and width amendments due to volatility in the underlying markets upon which the Nadex contracts are based for its US Indices Binary Contracts during the week of October 13, 2014. This submission also affects Nadex as a DCO |
US 500 Binary Contracts, US Tech 100 Binary Contracts, US SmallCap 2000 Binary Contracts, Wall Street 30 Binary Contracts |
10/17/2014 |
Notified |
10/17/2014 |
|
1 |
| NADEX |
Due to volatility in the underlying markets, Nadex added additional strike levels in its Daily US Tech 100, US 500, and US SmallCap 2000 Binary contracts on 9/9, and adjusted the strike width in its 20-Min US Indices for the week of 9/6 |
US 500 Binary Contracts; US SmallCap 2000 Binary Contracts, US Tech 100 Binary contracts, Wall Street 30 Binary contracts, Bitcoin Binary contracts, |
09/09/2016 |
Notified |
09/09/2016 |
|
1 |
| NADEX |
Nadex is including footnote to indicate that it may refer to its "Touch Bracket Contracts" as "Knockout Touch Bracket Contracts" or "Knockouts" from time to time. |
US 500, US SmallCap 2000, US Tech 100, Wall Street 30, EUR/USD, GBP/USD, USD/CHF, and USD/JPY Touch Bracket Contracts |
12/20/2019 |
Certified |
01/07/2020 |
|
1 |
| ICE US |
Weekly Notification - the Exchange amended Rule 15.23 which changed the strike price interval for options on US Dollar Index and amended the minimum price fluctuation for eleven currency pairs in Rule 16.02. |
US Dollar Index and Certain Currency Contracts |
02/21/2018 |
Notified |
02/21/2018 |
|
1 |
| CBOT |
Permit operational flexibility in the discharge of rule pertaining to deliveries on expiring futures contracts, and clarify terms regarding exchanges of information regarding potential deliverires |
US Dollar Interest Rate Swap futures |
08/22/2013 |
Certified |
09/07/2013 |
|
1 |
| ICE US |
Delisting futures contract |
US EIA Financial Weekly Index Future |
09/14/2018 |
Certified |
09/14/2018 |
|
1 |
| NADEX |
Nadex adds discretionary strike levels in its Weekly, Daily, 2-Hour Intraday, and 5-Minute Intraday contracts, and adjusts width due to the volatility in the underlying markets upon which the Nadex contracts are based during the week of June 20, 2016. |
US Indices, Germany 30, Bitcoin, Gold, Silver, Currencies |
06/28/2016 |
Notified |
06/28/2016 |
|
1 |
| NADEX |
Nadex amends underlying for US SmallCap 2000 to reflect change of E-mini Russell 2000 Index Futures move from ICE to CME. |
US SmallCap 2000 Binary and Variable Payout contracts |
06/22/2017 |
Certified |
07/07/2017 |
|
1 |
| NADEX |
Amend strike width from 0.5 to 0.6 for the US SmallCap 2000 20-Min Binary contracts expiring 11:40am - 2:20pm ET Mon - Fri. |
US SmallCap 2000 Intraday 20-Minute Binary Contract |
08/18/2017 |
Certified |
09/01/2017 |
|
1 |
| NADEX |
Nadex amended the strike width from 0.5 to 0.6 for the US SmallCap 2000 Intraday 20-Minute Binary contracts expiring between 11:40am and 2:20pm ET on trade date Aug. 18, 2017. |
US SmallCap 2000 Intraday 20-Minute Binary contracts |
08/18/2017 |
Notified |
08/18/2017 |
|
1 |
| NADEX |
Nadex amends strike width on certain Intraday 20-Minute Binary contracts from 0.5 to 0.6 from August 21 through September 1, 2017. |
US SmallCap 2000 Intraday 20-Minute Binary contracts |
09/01/2017 |
Notified |
09/01/2017 |
|
1 |
| NADEX |
NAdex adds additional strike levels, refrains from listing certain contracts, delays certain contracts, and widens the strike width on several of its currency, indices and commodities contracts. |
US SmallCap 2000, US 500, US Tech 100, Wall Street 30, Japan 225, Gold, Silver, AUD/JPY, EUR/GBP, EUR/JPY, EUR/USD, GBP/JPY, GBP/USD, USD/CAD, USD/CHF, USD/JPY |
07/01/2016 |
Notified |
07/01/2016 |
|
1 |
| NADEX |
Notification of additional strike prices to US Tech 100 and Wall St 30 Binary contracts |
US Tech 100 and Wall St. 30 Binary contracts |
05/04/2012 |
Certified |
05/04/2012 |
|
1 |
| NADEX |
Notification of discretionary strike prices |
US Tech 100 and Wall Street 30 Binary contracts |
08/16/2013 |
Certified |
08/16/2013 |
|
1 |
| NADEX |
Amends strike width in US Tech 100 Daily, 8.25-Hr Intraday, and 2-Hour Intraday Call Spread contracts. |
US Tech 100 Binary Contracts |
03/06/2020 |
Certified |
03/20/2020 |
|
1 |
| NADEX |
Nadex added additional strike levels on a discretionary basis in its Daily US Tech 100 Binary Contracts on 10/01 and 10/02/14 due to volitility in the underlying markets on those days. |
US Tech 100 Binary Contracts |
10/06/2014 |
Notified |
10/06/2014 |
|
1 |
| NADEX |
EMERGENCY ACTION: Nadex halted trading in its US 500 and US Tech 100 contracts for trade date November 9, 2016 due to the lock limit down in the underlying markets upon which these contracts are based. |
US Tech 100 Daily Variable Payout; US Tech 100 Daily Binary; US Tech 100 Weekly Binary; US 500 Daily Variable Payout; US 500 Daily Binary; US 500 Weekly Binary |
11/09/2016 |
Certified |
11/25/2016 |
|
2 |
| NADEX |
Amends strike widtch for US Tech 100 VPH contracts |
US Tech 100 VPH contract |
06/17/2010 |
Certified |
06/17/2010 |
|
1 |
| NADEX |
Corrects an error in the close time for 4:00PM US Tech 100, US 500 and Wall Street 30 Intraday Binary contracts. Adjusts strike levels for Weekly US Tech 100 and US 500 Binary contracts. |
US Tech 100, US 500 and Wall Street 30 Binaries. |
02/24/2011 |
Certified |
02/24/2011 |
|
1 |
| NADEX |
Nadex added additional strike levels on a discretionary basis in its Daily US Tech 100, US 500, US SmallCap 2000, and Wall St 30 Binary Contracts on 10/9/14 due to volatility in the underlying markets on that day. This submission also affects Nadex DCO. |
US Tech 100, US 500, US SmallCap 2000, Wall Street 30 Daily Binary Contracts |
10/10/2014 |
Notified |
10/10/2014 |
|
1 |
| NADEX |
Nadex adds discretionary strikes in its Germany 30, US Indices, Gold, Silver, and Bitcoin contracts during the week of January 11, 2016. |
US Tech 100, US 500, US SmallCap 2000, Wall Street 30, Germany 30, Gold, Silver, Bitcoin Binary contracts |
01/15/2016 |
Notified |
01/15/2016 |
|
1 |
| NADEX |
Nadex Adds Discretionary Strikes, Halts Certain Intraday 5-Minute Binary Contracts, Corrects a Typo in the Rules, and Resumes Listing AUD/JPY |
US Tech 100, US SmallCap 2000, Currency Exchange Daily USD/CHF Binary Contracts, Currency Exchange AUD/JPY Binary Contracts; Currency Exchange Intraday 5-Minute EUR/USD, GBP/USD, USD/JPY, and AUD/USD Binary contracts |
01/02/2015 |
Notified |
01/02/2015 |
|
1 |
| NADEX |
EMERGENCY SUBMISSION NOTIFICATION: Nadex halted trading in its US Indices Binary and Variable Payout contracts on the morning of August 24, 2015 due to the lock limit down in the corresponding underlying markets upon which the Nadex contracts are based. |
US Tech 100, US SmallCap 2000, US 500, and Wall Street 30 Binary and Variable Payout contracts |
08/24/2015 |
Certified |
09/08/2015 |
|
2 |
| NADEX |
Nadex listed additional strikes on a discretionary basis in its US Indices, Gold, and Bitcoin contracts for the week of 1/4/16. Certain Intraday FTSE 100 contracts were not listed on 1/4/16, and Bitcoin contracts will temporarily not list beginning 1/11 |
US Tech 100, US SmallCap 2000, US 500, Wall Street 30, Gold, Bitcoin, FTSE 100 Binary contracts, FTSE 100 Variable Payout contracts |
01/08/2016 |
Notified |
01/08/2016 |
|
1 |
| CME |
Expands listing cycle. |
US Weekly Weather |
09/29/2009 |
Certified |
09/29/2009 |
|
1 |
| CME |
Notification Regarding the Reduction of USD Denominated Ibovespa Futures Minimum Price Fluctuation and Basis Trade at Index Close ("BTIC") Eligibility |
USD Denominated Ibovespa Futures |
09/30/2014 |
Certified |
10/15/2014 |
|
1 |
| CME |
Amendments to Position Limits for the USD Denominated Ibovespa Index Futures Contract |
USD Denominated Ibovespa Index Futures |
04/15/2015 |
Certified |
04/29/2015 |
|
2 |
| CBOT |
Elaborate and strengthen contract terms regarding physical delivery procedures |
USD Interest Rate Swap futures |
05/03/2013 |
Certified |
05/17/2013 |
|
1 |
| CME |
Change in closing time and time period of settlement price calcuation |
USD-Denominated Ibovespa futures |
07/18/2013 |
Certified |
08/02/2013 |
|
1 |
| LEDGERX |
Rulebook updates |
USD/BTC Options, Day-Ahead USD/BTC Swaps, USD/BTC Weekly Options, Day-Ahead USD/BTC Options, BTC Block Height Options, Day-Ahead USD/BTC Futures, Weekly USD/BTC Futures, Monthly USD/BTC Futures, USD/ETH Deci Futures |
04/08/2022 |
Certified |
04/08/2022 |
|
2 |
| NADEX |
Change the underlying exchange rate to Canandian dollars per U.S. dollar, reduce the minimum tick to $0.25 from $0.50, provide for intraday contracts, and establish payout criteria |
USD/CAD Binary |
08/07/2008 |
Certified |
08/12/2008 |
|
1 |
| CME |
Increase speculative position limit for USD/Offshore Chinese Renminbi futures |
USD/CNH futures |
11/21/2013 |
Certified |
12/07/2013 |
|
1 |
| LEDGERX |
This is a duplicate filing to what was already filed on Friday, February 19, 2021. We are submitting this exact copy again to the Commission in support of LedgerX product terms and conditions so that it is routed correctly. |
USD/ETH Deci Futures, USD/ETH Deci Options, and all other LedgerX products referencing digital currency. |
02/23/2021 |
Certified |
03/09/2021 |
|
1 |
| NADEX |
EMERGENCY ACTION NOTICE: An additional Touch Bracket contract was listed in the USD/JPY market on trade date 1/4/19. Ledger adjustments were made to return the parties to their original positions. |
USD/JPY Touch Bracket |
01/04/2019 |
Certified |
04/19/2019 |
|
2 |
