| NADEX |
Nadex amends strike levels due to volatility, or lack of volatility as the case may be, in the underlying markets upon which the Nadex contracts are based. |
20-Minute, 2-Hour, Daily Wall St 30, US 500, US Tech100, US SmallCap 2000, Crude, Gold, and Germany 40 Binary contracts |
05/20/2022 |
Notified |
05/20/2022 |
|
1 |
| CME |
Migration of Open Interest from the Options on E-mini S&P 500 Index Futures - Quarterly PM (European-Style) Contract to the Weekly Options on E-mini S&P 500 Index Futures - Week 3 (European-Style) Contract |
See filing. |
12/13/2022 |
Certified |
12/28/2022 |
|
2 |
| NADEX |
Nadex will replace its current underlying foreign currency data feed with data provided by ICE Datar Connectivity and Feeds, Inc. |
All foreign currency binary, call spread, and touch bracket contracts will use the new data feed. |
01/12/2023 |
Certified |
01/27/2023 |
|
1 |
| NADEX |
This rule certification was previously submitted on 1/17/23 via the DCO portal and subsequently certified. Nadex is submitting today, 3/10/23, through the DCM portal for the purposes of completeness. |
BTC and ETH Cryptocurrency Touch Bracket Variable Payout Contracts |
03/10/2023 |
Certified |
03/24/2023 |
|
1 |
| KEX |
Weekly notification of rule amendments for week ending June 2, 2023. |
|
06/07/2023 |
Notified |
06/07/2023 |
|
1 |
| CBOT |
Early listing. |
soybean meal and soybean oil futures |
07/26/2007 |
Certified |
07/26/2007 |
|
1 |
| NYMEX |
Corrects earlier submission regarding reference to the denomination of a trading unit in the price limit provisions. |
Heating Oil, RBOB |
10/31/2008 |
Certified |
10/31/2008 |
|
2 |
| OCX |
Rule 905 and 902 Specifications Supplement |
OCX Self Cert. |
06/24/2009 |
Certified |
06/24/2009 |
|
1 |
| NFX |
Amendments to IDEX USD 1-Month IR Swap futures contract rules |
Amendments to IDEX USD 1-Month IR Swap futures |
05/06/2010 |
Certified |
05/06/2010 |
|
1 |
| NADEX |
Amends Japan 225 trading hours, expiration dates and listing cycles for December 23 and 24, 2010, and amends FTSE 100 trading hours and listing cycles for December 27 and 28, 2010. Various changes to contracts on December 31, 2010. |
Various foreign stock indexes, corn and soybeans |
12/16/2010 |
Certified |
12/16/2010 |
|
1 |
| OCX |
Withdraw one SFP |
ALLIED IRISH BANKS-SPONS ADR - Div |
08/25/2011 |
Certified |
08/25/2011 |
|
1 |
| NADEX |
Notification of additional strike price to Gold Binary contracts |
Gold Binary |
03/16/2012 |
Certified |
03/16/2012 |
|
1 |
| CME |
Revisions to most CME Agricultural product chapters to meet compliance with Core Prinicple 7 Availability of General Information. |
Most CME Ag futures, options, OTC swaps |
11/01/2012 |
Certified |
12/10/2012 |
|
1 |
| CBOT |
Termination of Force Majeure for Delivery Facility. |
Soybean Oil |
12/06/2012 |
Certified |
12/21/2012 |
|
1 |
| NYMEX |
Weekly Notification of Amendments Related to Product Terms and Conditions (Week of December 18, 2017) |
See filing. |
12/27/2017 |
Notified |
12/27/2017 |
|
2 |
| NYMEX |
Increase of Position Limits and Accountability Levels of Eight (8) European Natural Gas Futures Contracts and Amendments to Value Added Tax ("VAT") Rules of Four (4) Such Physically-Delivered Contracts |
See filing. |
08/21/2018 |
Certified |
09/05/2018 |
|
4 |
| OCX |
Delisting of APU single stock futures |
APU1D |
08/21/2019 |
Certified |
08/21/2019 |
|
1 |
| ICE US |
Amendments to Canola Futures Rules which provide for the use of electronic warrants and delivery certificates, and an electronic system for management of deliveries. |
Canola Futures |
04/01/2020 |
Certified |
04/15/2020 |
|
3 |
| CME |
Weekly Notification of Amendments Related to Product Terms and Conditions - Week of March 29, 2021 |
See filing. |
04/05/2021 |
Notified |
04/05/2021 |
|
2 |
| KEX |
Amendment to submission 2107-2301-2839-76 |
CORP (Will corporate taxes rise?) |
12/13/2021 |
Withdrawn |
12/16/2021 |
|
2 |
| KEX |
Weekly notification of rule amendments for week ending 5.14.22 |
The full names are in the filing, as there is insufficient space here to list them. So sorry for the inconvenience! |
05/20/2022 |
Notified |
05/20/2022 |
|
1 |
| CME |
Adoption of a Computational Conventions Rule to Clarify the Final Settlement Procedures for Three (3) Short Term Interest Rate Futures Contracts. |
See filing. |
01/12/2023 |
Certified |
01/27/2023 |
|
1 |
| COMEX |
Lowers spot-month speculative position limit to 400 contracts from 500 contracts. |
copper |
07/26/2007 |
Certified |
08/20/2007 |
|
1 |
| CBOT |
Apply end-of-the-month fair value settlement procedure. |
DJIA Products |
05/22/2008 |
Certified |
05/22/2008 |
|
1 |
| CME |
CME Rules 45103.A, 50102.G, 50103A, 435, 435A; CBOT Rule 38101; CME/CBOT Submission 09-073 |
CME and CBOT Rule Self Cert. |
04/21/2009 |
Certified |
04/21/2009 |
|
1 |
| CME |
Double the contract multiplier to $250 from $125 and conforming amendments to the trading units, price increments, and position limiits. |
S&P Sector Indexes |
06/26/2009 |
Certified |
07/14/2009 |
|
1 |
| NFX |
Amendments to IDEX USD 3-Month Forward Start IR Swap futures |
Amendments to IDEX USD 3-Month Forward Start IR Sw |
05/06/2010 |
Certified |
05/06/2010 |
|
1 |
| OCX |
Delisting of 45 SFPs |
SFPs |
08/09/2010 |
Certified |
08/09/2010 |
|
1 |
| ELX |
Changes the deliverable grade of U.S. Treasury Bond futures to exclude bonds with 25 or more years to maturity. |
U.S. Treasury Bond futures |
10/26/2010 |
Certified |
10/26/2010 |
|
1 |
| NADEX |
Amends listing and settlement dates for Germany 30 contracts for Thursday, December 30, 2010. Supercedes the December 16, 2010 filing. |
Germany 30 contracts |
12/20/2010 |
Certified |
12/20/2010 |
|
1 |
| OCX |
Delist two SFPs |
SFPs |
10/05/2012 |
Certified |
10/05/2012 |
|
1 |
| NADEX |
Rule amendments to allow for the listing of weekly futures contracts |
SFPs |
12/10/2013 |
Certified |
12/24/2013 |
|
1 |
| NADEX |
Nadex amends Expiration Value calculation process for its foreign currency products and adds 5-Minute Intraday Binary Contracts to its current listing of GBP/USD, EUR/USD, AUD/USD, and USD/JPY Binary Contracts. |
AUD/USD, EUR/USD, GBP/USD, USD/CAD, USD/CHF, USD/JPY, EUR/JPY, GBP/JPY Binary and Variable Payout Contracts, EUR/GBP and AUD/JPY Binary Contracts |
11/28/2014 |
Certified |
12/12/2014 |
|
2 |
| NYMEX |
Delisting of Three (3) Emission Contracts |
Emission Reduction Unit (ERU) Futures, Emission Reduction Unit (ERU) Option, and Emission Reduction Unit (ERU) Serial Option |
04/13/2015 |
Certified |
04/13/2015 |
|
2 |
| OCX |
Amending Position Limits for Certain Security Futures Products Pursuant to Commission Regulation 41.25(a)(3) - Effective December 31, 2015 |
EWZ, VWO |
12/30/2015 |
Certified |
01/14/2016 |
|
1 |
| CME |
Amendments to CME Rule 588.H. ("Globex Non-Reviewable Trading Ranges") and CME Rule 589. ("Special Price Fluctuation Limits") |
See filing. |
03/24/2016 |
Certified |
04/07/2016 |
|
3 |
| CME |
Notice of Emergency Action - Temporary Modifications to CME and CBOT Rule 589. ("Special Price Fluctuation Limits") for CME FX and CME and CBOT Interest Rate FuturesProducts in Connection with the June 23, 2016 "Brexit" Vote in the United Kingdom. |
See filing. |
06/22/2016 |
Certified |
07/07/2016 |
|
2 |
| CME |
40.4(b)(5) Request for Non-Material Agricultural Rule Change Regarding Amendments to Live Cattle Futures Contract and Related Delivery Rules in CME Chapter 7 ("Delivery Facilities and Procedures") |
See filing. |
11/14/2016 |
Certified |
11/29/2016 |
|
2 |
| COMEX |
Weekly Notification of Amendments Related to Product Terms and Conditions (Week of December 18, 2017) |
See filing. |
12/27/2017 |
Notified |
12/27/2017 |
|
2 |
| ICE US |
The Exchange is amending Rules 16.03 and 16.04 for the CLS settlement system in the delivery process for expiring Euro-Hungarian and U.S. dollar-Hungarian forint futures contracts. |
Currency Contracts |
01/31/2019 |
Certified |
02/14/2019 |
|
1 |
| CBOT |
Amendments to CBOT and NYMEX/COMEX Rule 589. ("Special Price Fluctuation Limits"), the Special Price Fluctuation Limits and Daily Price Limits Table and Application of Dynamic Price Fluctuation Limits to Various NYMEX Energy and NYMEX and COMEX Metals Con |
See filing |
03/13/2019 |
Certified |
03/27/2019 |
|
3 |
| NYMEX |
Amendments to the WTI Houston vs. WTI Trade Month Average Price Option and the WTI Houston vs. Brent Trade Month Average Price Option Contracts |
See filing. |
02/05/2020 |
Certified |
02/20/2020 |
|
3 |
| NYMEX |
Amendments to NYMEX Rule 300.20 ("Strike Price Listing and Exercise Procedures") Table to Amend the Contrary Instructions Time Period for Two (2) Electricity Option Contracts |
See filing. |
04/01/2020 |
Certified |
04/15/2020 |
|
3 |
| NYMEX |
Weekly Notification of Amendments Related to Product Terms and Conditions (Week of March 29, 2021) |
See filing. |
04/05/2021 |
Notified |
04/05/2021 |
|
2 |
| KEX |
Amendment to submission 2106-2823-4210-99 |
CPI (How much will CPI increase?) |
12/13/2021 |
Withdrawn |
12/16/2021 |
|
2 |
| COMEX |
Weekly Notification of Amendments Related to Product Terms and Conditions (Week of March 28, 2022) |
See filing. |
04/07/2022 |
Notified |
04/07/2022 |
|
1 |
| COMEX |
Weekly Notification of Amendments Related to Product Terms and Conditions (Week of July 18, 2022) |
See filng. |
07/26/2022 |
Notified |
07/26/2022 |
|
2 |
| CME |
Weekly Notification of Amendments Related to Product Terms and Conditions - Week of July 10, 2023 |
|
07/17/2023 |
Notified |
07/17/2023 |
|
1 |
| COMEX |
Weekly Notification of Amendments Related to Product Terms and Conditions (Week of August 21, 2023) |
|
08/28/2023 |
Notified |
08/28/2023 |
|
2 |
| OCX |
Delisting. |
ETF's |
05/22/2008 |
Certified |
05/22/2008 |
|
1 |
