| OCX |
Increase speculative position limit to 13,500 from 1,350 and decrease trading unit to 100 from 1,000. |
IBB, DUG, EEB |
09/18/2009 |
Certified |
10/21/2009 |
|
1 |
| CBOT |
Modifies the list of delivery facilities. |
Ethanol |
09/13/2010 |
Certified |
09/13/2010 |
|
1 |
| NYMEX |
Correct a typographical error in the expiration month limit for two natural gas swap futures |
Florida Gas Zone 2 Natural Gas Swap futures (2) |
01/20/2011 |
Certified |
02/01/2011 |
|
1 |
| NYMEX |
Delist contract. |
Ethylene (PCW) physical delivery |
05/25/2011 |
Certified |
05/25/2011 |
|
1 |
| NADEX |
Notification of additional discretionary strike prices |
Various NADEX contracts |
12/02/2011 |
Certified |
12/02/2011 |
|
1 |
| NYMEX |
Notification of Delisting Four Natural Gas Contracts |
Natural Gas Futures |
08/23/2013 |
Certified |
08/23/2013 |
|
1 |
| NYMEX |
Change limits and levels for Western Power Contracts |
Palo Verde and Mid-C |
01/02/2014 |
Certified |
01/17/2014 |
|
1 |
| OCX |
Delisting of 50 SFPs |
SFPs |
06/30/2014 |
Certified |
06/30/2014 |
|
1 |
| COMEX |
Weekly Notification of Product Terms and Conditions Amendments (Week of August 4, 2014) |
E-mini Silver Futures Contract |
08/15/2014 |
Notified |
08/15/2014 |
|
1 |
| CME |
Modification to the Listing Schedule for CME US and European Monthly and Seasonal HDD/CDD and CAT Futures and Options Listed on CME Globex and CME Trading Floor |
See filing. |
06/12/2015 |
Certified |
06/26/2015 |
|
1 |
| NADEX |
Nadex adds additional strike levels in its Daily US Indices Binary contracts due to volatility in the underlying markets on September 28, September 30, and October 2, 2015. |
Daily US SmallCap 2000 Binary Contracts; Daily US 500 Binary Contracts; Daily US Tech 100 Binary Contracts; Daily Wall Street 30 Binary Contracts |
10/02/2015 |
Notified |
10/02/2015 |
|
1 |
| CME |
Weekly Notification of Amendments Related to Product Terms and Conditions - Week of November 30, 2015 |
Spot Call Nonfat Dry Milk; Spot Call Butter |
12/11/2015 |
Notified |
12/11/2015 |
|
2 |
| NADEX |
EMERGENCY ACTION - Nadex halted Daily China 50 market on trade date May 25 due to an error rolling from the May to June underlying delivery month a day early. Trading halted to avoid participant confusion. No trades occurred in this market when halted. |
Daily China 50 Binary Contract |
05/26/2016 |
Certified |
06/10/2016 |
|
2 |
| NADEX |
Nadex adds additional strike levels in its Weekly Soybeans Binary contracts on Dec. 23, 2016 due to volatility in the underlying markets. Intraday Metals and Energies opened late on Dec. 23 at approximately 9:30am ET. |
Weekly Soybean Binary contracts; Crude Oil and Nat Gas Binary and Spread contracts; Gold, Silver, and Copper Binary and Spread contracts |
12/23/2016 |
Notified |
12/23/2016 |
|
1 |
| COMEX |
Weekly Notification of Amendments Related to Product Terms and Conditions (Week of February 13, 2017) |
See filing. |
02/22/2017 |
Notified |
02/22/2017 |
|
2 |
| CME |
Weekly Notification of Amendments Related to Product Terms and Conditions - Week of November 6, 2017 |
See filing. |
11/13/2017 |
Notified |
11/13/2017 |
|
2 |
| COMEX |
Adoption of New NYMEX/COMEX Chapter iv. ("Disclaimers") |
See filing. |
08/31/2018 |
Withdrawn |
09/06/2018 |
|
1 |
| CME |
Weekly Notification of Amendments Related to Product Terms and Conditions - Week of November 12, 2018 |
See filing. |
11/19/2018 |
Notified |
11/19/2018 |
|
1 |
| NYMEX |
Amendments to the Minimum Price Fluctuation of Three (3) Ethanol Futures and Option Contracts |
See filing. |
05/21/2019 |
Certified |
06/05/2019 |
|
1 |
| OCX |
Amending Position Limits for Certain Security Futures Products |
AMCR,BMY,GDXJ,HYG,IWM,RIG,TWTR |
09/09/2019 |
Certified |
09/23/2019 |
|
1 |
| NYMEX |
Delisting of Certain Previously-Listed Contract Months and Amendment to the Listing Schedule of the NY Harbor ULSD vs. Low Sulphur Gasoil (1,000 bbl) Futures Contract |
See filing. |
06/05/2020 |
Certified |
06/05/2020 |
|
1 |
| NYMEX |
Increase of the Minimum Price Fluctuation of the Chicago Ethanol (Platts) Futures for Trades Executed on CME Globex |
See filing. |
10/29/2020 |
Certified |
11/13/2020 |
|
1 |
| COMEX |
Weekly Notification of Amendments Related to Product Terms and Conditions (Week of November 8, 2021) |
See filing. |
11/15/2021 |
Notified |
11/15/2021 |
|
2 |
| CBOT |
Corrects inconsistencies in March 29, 2007 filing (CBOT-RP-07-0029). |
wheat |
04/23/2007 |
Approved |
05/14/2007 |
|
1 |
| NADEX |
Amend strike prices |
Wal-Mart & ExxonMobile EPS |
06/21/2007 |
Certified |
06/21/2007 |
|
1 |
| KCBT |
Inrease the daily price limit to $.60 from $.30 per bushel. The limit increases by 50% if two or more contract months in a crop year close limit bid or offer, and then reverts to $0.60 after no contract month closes at a limit for three consecutive days. |
Wheat |
02/08/2008 |
Approved |
02/08/2008 |
|
1 |
| CBOT |
Restores provisions regarding Warehouse Depository Receipts which were inadvertently omitted during the CME-Group Rulebook Harmonization project. |
Mini-sized Gold, Mini-sized Silver |
02/14/2008 |
Certified |
03/19/2008 |
|
1 |
| NYMEX |
Increase all month/any one month accountability levels and spot month position limits. |
Electricity |
05/22/2009 |
Certified |
05/22/2009 |
|
1 |
| NADEX |
Amends payout criteria for binary options |
Binaries on several underlyings |
03/04/2010 |
Certified |
03/09/2010 |
|
1 |
| OCX |
Change in position limits for 18 security futures products |
18 SFPs |
06/04/2010 |
Certified |
06/04/2010 |
|
1 |
| CBOT |
Provides supplemental materials to the July 18, 2011 and July 26, 2011 submission increasing position limits to Treasury futures. (Submitted under confidential treatment request) |
Treasury complex futures |
08/01/2011 |
Certified |
08/15/2011 |
|
1 |
| CME |
Delists Nonfarm Payroll Futures |
Nonfarm Payroll futures |
12/05/2011 |
Certified |
12/05/2011 |
|
1 |
| ICE US |
Amendments to position limit and aggregation rules for various contracts. |
FCOJ, Sugar 16, Cotton |
03/01/2013 |
Certified |
03/15/2013 |
|
2 |
| NADEX |
Ntoification of additional strike prices |
Corn and Soybean Binary |
08/23/2013 |
Certified |
08/23/2013 |
|
1 |
| OCX |
Delist 3 SFPs |
SFPs |
12/31/2013 |
Certified |
12/31/2013 |
|
1 |
| CBOT |
Weekly Notification of Amendments Related to Product Terms and Conditions - Week of November 23, 2015 |
Oats |
12/11/2015 |
Notified |
12/11/2015 |
|
1 |
| OCX |
Amending Position Limits for Certain Security Futures Products Pursuant to Commission Regulation 41.25(a)(3) - Effective July 19, 2016 |
HPQ, JCP, WFC, WFT |
07/18/2016 |
Certified |
08/01/2016 |
|
2 |
| NADEX |
EMERGENCY ACTION: Nadex took emergency action on 12/23/16 to settle the 8-Hr FTSE Spread which should not have been listed due to the absence of the underlying market. 1 trade occurred and a ledger adjustment will be made to refund the fees to each party. |
FTSE 100 Variable Payout Spread Contract; Germany 30 Variable Payout Spread Contract |
12/23/2016 |
Certified |
12/24/2016 |
|
2 |
| NYMEX |
Weekly Notification of Amendments Related to Product Terms and Conditions - Week of November 12, 2018 |
See filing. |
11/19/2018 |
Notified |
11/19/2018 |
|
2 |
| OCX |
Modify OneChicago Exchange Fees |
All |
01/15/2019 |
Certified |
01/31/2019 |
|
1 |
| COMEX |
Weekly Notification of Amendments Related to Product Terms and Conditions (Week of June 3, 2024) |
|
06/11/2024 |
Notified |
06/11/2024 |
|
2 |
| MGE |
Inrease the daily price limit to $.60 from $.30 per bushel. The limit increases by 50% if two or more contract months in a crop year close limit bid or offer, and then reverts to $0.60 after no contract month closes at a limit for three consecutive days. |
Wheat |
02/08/2008 |
Approved |
02/08/2008 |
|
1 |
| NYMEX |
Reflect new name of the EPA Allowance Tracking System to Allowance Management System (AMS) |
SO2 Emission Allowance |
07/17/2009 |
Certified |
07/17/2009 |
|
1 |
| COMEX |
Increases the spot month (expiration month) limit (NYMEX Rule 559) forCopper Futures from 750 contracts to 1,200 contracts. |
Copper futures contract |
01/07/2010 |
Certified |
05/06/2010 |
|
2 |
| CBOT |
Early Listing of December 2011 Soybean and Soybean Meal Contracts |
Soybeans, Soybean Meal |
06/07/2010 |
Certified |
06/07/2010 |
|
1 |
| GREENX |
Clarifies that for California Carbon Allowance (CCA) contracts that expire in 2012, allowances acceptable for delivery are those having a 2013 vintage. |
California Carbon Allowance |
08/05/2011 |
Certified |
08/19/2011 |
|
1 |
| ICE US |
Delist contract. |
Cash-Settled FCOJ |
02/28/2013 |
Certified |
02/28/2013 |
|
1 |
| CBOT |
Permit operational flexibility in the discharge of rule pertaining to deliveries on expiring futures contracts, and clarify terms regarding exchanges of information regarding potential deliverires |
US Dollar Interest Rate Swap futures |
08/22/2013 |
Certified |
09/07/2013 |
|
1 |
| ICE US |
Modifies licensing requirements for cocoa and coffee graders. |
Cocoa; Coffee |
09/30/2013 |
Certified |
07/29/2014 |
|
1 |
| CME |
Reduce the minimum increment of the final settlement price for three FX cross rates |
EUR/GBP, EUR/CHF and GBP/CHF cross rates |
03/27/2014 |
Certified |
04/10/2014 |
|
1 |
