Swap Execution Facilities (SEF) : 25985

Organization: DW SEF LLC

Status: Registered

Date: 2016-01-22 00:00:00

Remarks: DW SEF LLC applied for temporary registration as a SEF on July 8, 2013 in order to trade cash-settled interest rate swaps and credit default index swaps for which the CME, LCH. Clearnet Ltd and/or ICE Clear Credit will act as a DCO. DW SEF LLC received temporary SEF registration on September 6, 2013.

Associated Documents
DW SEF LLC SEF REGULATORY OVERSIGHT COMMITTEE CHARTER
DW SEF LLC SEF PARTICIPATION COMMITTEE CHARTER
DW SEF LLC SEF NOMINATING COMMITTEE CHARTER
DW SEF LLC Form SEF Application Cover Sheet
DW SEF LLC SWAP EXECUTION FACILITY RULES
DW SEF LLC Compliance with SEF Core Principles Chart
DW SEF LLC Certificate of Good Standing
CERTIFICATE OF FORMATION OF DW SEF LLC
Limited Liability Company Agreement of DW SEF LLC
DW SEF LLC Transmittal Letter
DW SEF LLC Request for Confidential Treatment
DW SEF LLC Temporary SEF Registration
DW SEF LLC Transmittal Letter
DW SEF LLC SEF Order of Registration