Swap Execution Facility Rules : 39208

Organization: LGX

Description: Amendments and changes to LedgerX's Rulebook, Operations Manual, and AML Policy in regards to changes in order types and expansion of operations to Singapore as previously discussed with DMO and DCR staff.

Official Receipt Date: 2018-06-11 00:00:00

Status: Certified

Date: 2018-06-25 00:00:00

Remarks:

Associated Documents
Rule Filing
Appendix B -- Rulebook Redline
LedgerX 40.6(a) Rulebook, Ops Manual, AML Policy Submission (6.11.2018 FINAL)
FOIA Confidential Treatment Request -- 40.6(a) Rulebook, Ops Manual, AML Policy (6.11.2018 FINAL)