Swap Execution Facility Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CBOESEF Removed definition of Primary Economic Terms and added new definition for Required Swap Creation Data. Amended Rules 516(2) and (3) (SDR Reporting). 12/17/2024 Certified 01/03/2025 1
LGX Revised Fee Schedule 12/17/2024 Certified 01/03/2025 1
AEGIS Amending certain rules to ensure requirements of Participants are specific to activities related to actions performed on AEGIS Markets. 12/18/2024 Certified 01/06/2025 3
SPECTR SpectrAxe is amending (and reformatting) its Fee Schedule to offer Makers an ongoing 50% discount from the current fees. 12/30/2024 Certified 01/15/2025 2
BGC BGC SEF is amending its Rulebook to incorporate additional 1) underlying indices for equities and credit swaps listed for trading; 2) language around methods of execution; and 3) correct technical errors in rule references to align with CFTC Rules. 01/10/2025 Certified 01/27/2025 4
ISBV Maturity extension (6 months) of current incentive. Rate card updated added incentive for 6 months (Feb '25 9 July '25). Page 10 of redline underlined paragraph on Market Maker Programme Incentives and Criteria. 01/13/2025 Certified 01/27/2025 3
RTX Amendment to SEF Rulebook 01/16/2025 Certified 01/31/2025 2
CBOESEF Amendments to Cboe SEF's Market Maker Program. 02/03/2025 Certified 02/18/2025 1
CBOESEF Order review time (ORT) amendments. 02/03/2025 Certified 02/18/2025 1
AEGIS Amending Rule 4.11.1 to clarify language pertaining to block trade treatment 02/11/2025 Certified 02/26/2025 4
LGX Certification of new SEF Compliance Manual 02/14/2025 Certified 03/03/2025 2
LGX Changes to Fee Schedule 02/14/2025 Certified 03/03/2025 1
LGX Please find attached clean and redline versions of the MIAXdx SEF Rulebook, along with a Rule 40.6 Cover Letter describing the revisions. 02/17/2025 Certified 03/03/2025 3
LGX Updates to SEF Operations Manual 02/17/2025 Certified 03/03/2025 2
LGX Amendments to SEF Operations Manual 02/19/2025 Certified 03/05/2025 4
LGX Please find attached clean and redline versions of the MIAXdx SEF Compliance Manual, along with a Rule 40.6 cover letter. 02/19/2025 Certified 03/05/2025 2
TRAD The Securities and Exchange Commission ("SEC") has approved Tradition SEF's Rulebook v27 as part of its approval of Tradition SEF, LLC as a Security-Based Swap Execution Facility on January 29, 2025. Submitting for CFTC approval and detail Rule changes. 02/24/2025 Certified 03/10/2025 3
BSEF CFTC Regulation 40.6(a) Certification: Amendments to the Bloomberg SEF LLC Rulebook BSEF Submission No. 2025-R-02 03/11/2025 Certified 03/25/2025 1
CBOESEF Clarification of Cboe SEF's trading hours. 03/11/2025 Certified 03/25/2025 1
SPECTR Updating the SEF's rulebook to enable block trading on the SEF 03/27/2025 10 Day Review 03/27/2025 1
BSEF CFTC Regulation 40.6(a) Certification: Amendments to the Bloomberg SEF LLC Rulebook BSEF Submission No. 2025-R-03 03/31/2025 10 Day Review 03/31/2025 1
CBOESEF Adding Credit Intermediary Program 03/18/2025 Certified 04/01/2025 2