| BSEF |
CFTC Regulation 40.6(a) Certification: Amendments to the Bloomberg SEF LLC Rulebook BSEF Submission No. 2025-R-02 |
03/11/2025 |
Certified |
03/25/2025 |
|
1 |
| CBOESEF |
Clarification of Cboe SEF's trading hours. |
03/11/2025 |
Certified |
03/25/2025 |
|
1 |
| CBOESEF |
Adding Credit Intermediary Program |
03/18/2025 |
10 Day Review |
03/18/2025 |
|
2 |
| TRAD |
The Securities and Exchange Commission ("SEC") has approved Tradition SEF's Rulebook v27 as part of its approval of Tradition SEF, LLC as a Security-Based Swap Execution Facility on January 29, 2025. Submitting for CFTC approval and detail Rule changes. |
02/24/2025 |
Certified |
03/10/2025 |
|
3 |
| LGX |
Amendments to SEF Operations Manual |
02/19/2025 |
Certified |
03/05/2025 |
|
4 |
| LGX |
Please find attached clean and redline versions of the MIAXdx SEF Compliance Manual, along with a Rule 40.6 cover letter. |
02/19/2025 |
Certified |
03/05/2025 |
|
2 |
| LGX |
Certification of new SEF Compliance Manual |
02/14/2025 |
Certified |
03/03/2025 |
|
2 |
| LGX |
Changes to Fee Schedule |
02/14/2025 |
Certified |
03/03/2025 |
|
1 |
| LGX |
Please find attached clean and redline versions of the MIAXdx SEF Rulebook, along with a Rule 40.6 Cover Letter describing the revisions. |
02/17/2025 |
Certified |
03/03/2025 |
|
3 |
| LGX |
Updates to SEF Operations Manual |
02/17/2025 |
Certified |
03/03/2025 |
|
2 |
| AEGIS |
Amending Rule 4.11.1 to clarify language pertaining to block trade treatment |
02/11/2025 |
Certified |
02/26/2025 |
|
4 |
| CBOESEF |
Amendments to Cboe SEF's Market Maker Program. |
02/03/2025 |
Certified |
02/18/2025 |
|
1 |
| CBOESEF |
Order review time (ORT) amendments. |
02/03/2025 |
Certified |
02/18/2025 |
|
1 |
| RTX |
Amendment to SEF Rulebook |
01/16/2025 |
Certified |
01/31/2025 |
|
2 |
| BGC |
BGC SEF is amending its Rulebook to incorporate additional 1) underlying indices for equities and credit swaps listed for trading; 2) language around methods of execution; and 3) correct technical errors in rule references to align with CFTC Rules. |
01/10/2025 |
Certified |
01/27/2025 |
|
4 |
| ISBV |
Maturity extension (6 months) of current incentive. Rate card updated added incentive for 6 months (Feb '25 9 July '25). Page 10 of redline underlined paragraph on Market Maker Programme Incentives and Criteria. |
01/13/2025 |
Certified |
01/27/2025 |
|
3 |
| SPECTR |
SpectrAxe is amending (and reformatting) its Fee Schedule to offer Makers an ongoing 50% discount from the current fees. |
12/30/2024 |
Certified |
01/15/2025 |
|
2 |
| AEGIS |
Amending certain rules to ensure requirements of Participants are specific to activities related to actions performed on AEGIS Markets. |
12/18/2024 |
Certified |
01/06/2025 |
|
3 |
| CBOESEF |
Removed definition of Primary Economic Terms and added new definition for Required Swap Creation Data. Amended Rules 516(2) and (3) (SDR Reporting). |
12/17/2024 |
Certified |
01/03/2025 |
|
1 |
| LGX |
Revised Fee Schedule |
12/17/2024 |
Certified |
01/03/2025 |
|
1 |
| ISBV |
iSwap submits amendments to its Fee Structures and Incentives, which has been amended to highlight transaction and execution fees for the Targeted Streaming Market. The Program will incentivize liquidity and volume on the iSwap Venue. |
12/13/2024 |
Certified |
12/31/2024 |
|
3 |
| AEGIS |
Rulebook and Exhibit N-1 Participant Agreement amended to allow for Block Trades |
12/10/2024 |
Certified |
12/26/2024 |
|
4 |
| AEGIS |
Updates to AEGIS Markets Rulebook and Exhibit K (Fee Schedule) |
12/09/2024 |
Certified |
12/23/2024 |
|
5 |
| BSEF |
CFTC Regulation 40.6(a) Certification. Issuance of BSEF Notice to Participants 2024-R-19. |
12/09/2024 |
Certified |
12/23/2024 |
|
1 |
| BSEF |
Bloomberg SEF LLC - Rule Amendment - Revised Fees (2024-R-18) |
12/03/2024 |
Certified |
12/17/2024 |
|
1 |
| TPSEF |
Amendments to Rules 4003.A. (Execution of Transactions) and 4011 (Time Delay Requirement for Required Cross Transactions) of the tpSEF Rulebook. |
12/03/2024 |
Certified |
12/17/2024 |
|
1 |
| TPSEF |
Amendments to tpSEF Inc. Risk Mitigation Procedures. |
12/03/2024 |
Certified |
12/17/2024 |
|
1 |
| BSEF |
CFTC Regulation 40.6(a) Certification - Issuance of BSEF Notice to Participants |
11/26/2024 |
Certified |
12/11/2024 |
|
1 |
| RTX |
Fee Schedule Amendment |
11/26/2024 |
Certified |
12/11/2024 |
|
1 |
| RF SEF |
Incentive program waiving the API fee for new liquidity providers pricing on PriceStream only until June 30, 2025 |
11/25/2024 |
Certified |
12/10/2024 |
|
1 |
| GFISEF |
GFI is amending the terms and conditions of its Rulebook, GFI SEF Rule 1101, and Appendix A - Contract Specifications to incorporate equity index swaps, option on variance swaps, and volatility swaps, as well as additional underlying indices for equities. |
11/26/2024 |
Certified |
12/10/2024 |
|
3 |
| AEGIS |
Updates to AEGIS Markets Rulebook and Exhibit K (Fee Schedule) |
12/05/2024 |
Notified |
12/05/2024 |
|
5 |
| BSEF |
CFTC Regulation 40.6(a) Certification: Amendment to the Bloomberg SEF LLC Rulebook |
11/15/2024 |
Certified |
12/02/2024 |
|
1 |
| AEGIS |
Rule 4.4 - Clean up of description of `electronic messaging capability' Rule 4.15.2 - Remove reference to 'electronic communications capability'Rule 9.8 - Correction of rule reference |
11/19/2024 |
Notified |
11/19/2024 |
|
3 |
| ISBV |
iSwap Euro B.V. - Rulebook Amendment |
11/01/2024 |
Certified |
11/15/2024 |
|
8 |
| LGX |
New Fee Schedule |
10/25/2024 |
Certified |
11/08/2024 |
|
1 |
| ISBV |
Maturity extension (3months) of current incentive. Rate card updated added incentive for 3 months (Nov '24, Dec '24 and Jan '25). Page 9 of redline underlined paragraph on Market Maker Programme Incentives and Criteria. |
10/24/2024 |
Certified |
11/07/2024 |
|
3 |
| BSEF |
CFTC Regulation 40.6(a) Certification: Amendments to the Bloomberg SEF LLC Rulebook |
10/16/2024 |
Certified |
10/30/2024 |
|
1 |
| BSEF |
Bloomberg SEF LLC - Rule Amendment - Revised Fees (2024-R-13) |
10/02/2024 |
Certified |
10/17/2024 |
|
1 |
| TRAD |
Amendment of platform trading hours for USD, EUR and GBP currencies on Tradition SEF Platform Supplement 1 effective October 17, 2024. |
10/02/2024 |
Certified |
10/17/2024 |
|
3 |
| RF SEF |
Amendments to i) accommodate the execution of Block Trades; and ii) describe the manner in which participants elect to treat such trades as Block Trades. |
09/20/2024 |
Certified |
10/04/2024 |
|
1 |
| TPSEF |
Amendments to Rule 3109 (Authorized Traders) and Rule 4013.A. (Cleared Swaps) of the tpSEF Rulebook. |
09/16/2024 |
Certified |
09/30/2024 |
|
1 |
| BSEF |
CFTC Regulation 40.6(a) Certification: Amendments to the Bloomberg SEF LLC Rulebook |
09/13/2024 |
Certified |
09/27/2024 |
|
1 |
| CBOESEF |
Clarifying definition of API and new definition of Participant API. Clarifying that prior to commencing trading activity on the SEF, each Authorized Trader must register an order entry operator ID (OEOID) with the SEF. |
09/13/2024 |
Certified |
09/27/2024 |
|
1 |
| NEXSEF |
Amendments to NEX SEF Rule 902 Appendix 1 ("Shield System Protocol" - "Contracts offered for trading") (Form SEF Exhibit M) to Include Non-Deliverable Forwards ("NDFs") on the Shield Order Book and the Issuance of NEX SEF Market Regulation Advisory Notice |
09/12/2024 |
Certified |
09/26/2024 |
|
1 |
| SPECTR |
Submission of SpectrAxe's Reverse Give Up Credit Program |
08/29/2024 |
Certified |
09/13/2024 |
|
3 |
| BSEF |
Amendments to the Bloomberg SEF LLC Rulebook |
08/29/2024 |
Certified |
09/13/2024 |
|
1 |
| LGX |
Revisions to SEF Rulebook |
08/20/2024 |
Certified |
09/04/2024 |
|
3 |
| BSEF |
CFTC Regulation 40.6(a) Certification: Amendments to the Bloomberg SEF LLC Rulebook |
08/15/2024 |
Certified |
08/29/2024 |
|
1 |
| AEGIS |
Modifications to - Exhibit N1a Market Participant Agreement |
08/26/2024 |
Notified |
08/26/2024 |
|
2 |
